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Golisano B Thomas – ‘4’ for 8/28/20 re: CurAegis Technologies, Inc.

On:  Wednesday, 9/2/20, at 2:57pm ET   ·   For:  8/28/20   ·   Accession #:  1821213-20-2   ·   File #:  0-24455

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/02/20  Golisano B Thomas                 4                      1:5K   CurAegis Technologies, Inc.       Foss Mountain Co., LLC

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- primary_doc.xml/3.6                  




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  8/28/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1063197
Issuer Name:  CurAegis Technologies, Inc.
Issuer Trading Symbol:  CRGS
Reporting Owner:
Reporting Owner ID:
Owner CIK:  903201
Owner Name:  GOLISANO B THOMAS
Reporting Owner Address:
Owner Street 1:  3175 GREEN DOLPHIN LANE
Owner Street 2:
Owner City:  NAPLES
Owner State:  FL
Owner ZIP Code:  34102
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  8/28/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  45,000
Transaction Price Per Share:
Value:  150,000
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  45,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Convertible Promissory Note
Conversion or Exercise Price:
Value:  0.15
Transaction Date:
Value:  8/28/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Total Value:
Value:  150,000
Transaction Price Per Share:
Value:  150,000
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Value:  8/28/20
Expiration Date:
Value:  8/28/25
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  1,000,000
Post-Transaction Amounts:
Value Owned Following Transaction:
Value:  150,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Owner Signature:
Signature Name:  B. Thomas Golisano
Signature Date:  9/2/20


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Filing Submission 0001821213-20-000002   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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