SEC Info - Shatalov Maxim S. - ‘3’ for 4/30/18 re: CVD Equipment Corp.

Shatalov Maxim S. – ‘3’ for 4/30/18 re: CVD Equipment Corp.

On: Tuesday, 3/31/20, at 4:32pm ET · For: 4/30/18 · Accession #: 1807968-20-1 · File #: 1-16525

Document/Exhibit Description Pages Size 1: 3 Initial Statement of Beneficial Ownership of HTML 3K Securities by an Insider -- primary_doc.xml/2.6

Ownership Document

Schema Version: X0206

Document Type: 3

Period of Report: 4/30/18

No Securities Owned: 0

Issuer:

Issuer CIK: 766792

Issuer Name: CVD EQUIPMENT CORP

Issuer Trading Symbol: cvv

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1807968

Owner Name: Shatalov Maxim S.

Reporting Owner Address:

Owner Street 1: 94 CHESTNUT STREET

Owner Street 2:

Owner City: MOUNT SINAI

Owner State: NY

Owner ZIP Code: 11766

Owner State Description:

Reporting Owner Relationship:

Is Director? No

Is Officer? Yes

Is Ten Percent Owner? No

Is Other? No

Officer Title: Vice President

Derivative Table:

Derivative Holding:

Security Title:

Value: Options to purchase common stock

Footnote ID: F1

Conversion or Exercise Price:

Value: 8.07

Exercise Date:

Value: 4/30/20

Expiration Date:

Value: 4/30/28

Underlying Security:

Underlying Security Title:

Value: Common Stock

Underlying Security Shares:

Value: 20,000

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Footnotes:

Footnote - F1: Options vest on April 30, 2020

Owner Signature:

Signature Name: Maxim S. Shatalov

Signature Date: 3/31/20

Shatalov Maxim S. – ‘3’ for 4/30/18 re: CVD Equipment Corp.

On: Tuesday, 3/31/20, at 4:32pm ET · For: 4/30/18 · Accession #: 1807968-20-1 · File #: 1-16525

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Shatalov Maxim S. – ‘3’ for 4/30/18 re: CVD Equipment Corp.

On: Tuesday, 3/31/20, at 4:32pm ET · For: 4/30/18 · Accession #: 1807968-20-1 · File #: 1-16525

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34Filing Table of Contents

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents