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Heck Christopher John – ‘SC 13G/A’ on 1/19/24 re: Hugoton Royalty Trust

On:  Friday, 1/19/24, at 3:56pm ET   ·   Accession #:  1770760-24-2   ·   File #:  5-56403

Previous ‘SC 13G’:  ‘SC 13G/A’ on 1/13/23   ·   Latest ‘SC 13G’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 1/19/24  Heck Christopher John             SC 13G/A               1:7K   Hugoton Royalty Trust

Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor   —   Schedule 13G   —   WA’68

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Acquisition of               4±    13K 
                Beneficial Ownership by a "Passive" Investor                     


Document Table of Contents

Page (sequential)   (alphabetic) Top
 
11st Page  –  Filing Submission
"Item 1(a). Name of Issuer:
"Item 1(b). Address of the Issuer's Principal Executive Offices:
"Item 2(a). Name of Person Filing
"Item 2(b). Address of Principal Business Office or, if None, Residence:
"Item 2(c). Citizenship:
"Item 2(d). Title of Class of Securities:
"Item 4. Ownership:
"Item 4(a). Amount Beneficially Owned:
"Item 4(b). Percent of Class:
"Item 4(c). Number of shares as to which such person has:
"Item 5. Ownership of Five Percent or Less of a Class:
"Item 6. Ownership of More than Five Percent on Behalf of Another Person:
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
"Item 8. Identification and Classification of Members of the Group:
"Item 9. Notice of Dissolution of Group:
"Item 10. Certification:


UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.3 )* Hugoton Royalty Trust (Name of Issuer) Common Trust Units (Title of Class of Securities) 444717102 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) x Rule 13d-1(c) Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Continued on following pages Page 1 of 4 Pages CUSIP NO. 444717102 Page 2 of 4 Pages CUSIP No. 444717102 (1) Names of reporting persons Christopher John Heck (2) Check the appropriate box if a member of a group (a) (see instructions) (b) (3) SEC use only (4) Citizenship or place of organization United States Citizen Number of shares beneficially owned by each reporting person with: (5) Sole voting power 6,215,500 (6) Shared voting power 5,000 (7) Sole dispositive power 6,215,500 (8) Shared dispositive power 5,000 (9) Aggregate amount beneficially owned by each reporting person 6,220,500 (10) Check if the aggregate amount in Row (9) excludes certain shares (see instructions) (11) Percent of class represented by amount in Row (9) 15.56% (12) Type of reporting person (see instructions) IN * Based on a total of 40,000,000 shares outstanding of the Issuer as of November 1, 2023, as set forth in the Issuer's most recent 10-Q, Filed November 11, 2023. Item 1(a). Name of Issuer: Hugoton Royalty Trust (the Issuer). Item 1(b). Address of the Issuer's Principal Executive Offices: c/o The Corporate Trustee: Simmons Bank 2911 Turtle Creek Blvd, Suite 850, Dallas, TX 75219 Item 2(a). Name of Person Filing Christopher John Heck (the Reporting Person) Item 2(b). Address of Principal Business Office or, if None, Residence: 2100 E. 377, Granbury, TX 76049 Item 2(c). Citizenship: The Reporting Person is a United States Citizen. Item 2(d). Title of Class of Securities: Common Trust Units (the Shares). CUSIP NO. 444717102 Page 3 of 4 Pages Item 2(e). CUSIP Number: 444717102 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) o An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) o An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) o A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);Page 5 of 6 pages (j) o Group, in accordance with 240.13d-1(b)(1)(ii)(J) Item 4. Ownership: Item 4(a). Amount Beneficially Owned: As of the date hereof, the Reporting Person may be deemed to be the beneficial owner of 6,220,500 Shares. Item 4(b). Percent of Class: As of the date hereof, the Reporting Person may be deemed to be the beneficial owner of 15.56% of the total number of Shares outstanding. CUSIP NO. 444717102 Page 4 of 4 Pages Item 4(c). Number of shares as to which such person has: Christopher John Heck (i) Sole power to vote or direct the vote 6,215,500 (ii) Shared power to vote or to direct the vote 5,000 (iii) Sole power to dispose or to direct the disposition of 6,215,500 (iv) Shared power to dispose or to direct the disposition of 5,000 Item 5. Ownership of Five Percent or Less of a Class: This Item 5 is not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: This Item 6 is not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: This Item 7 is not applicable. Item 8. Identification and Classification of Members of the Group: This Item 8 is not applicable. Item 9. Notice of Dissolution of Group: This Item 9 is not applicable. Item 10. Certification: By signing below the Reporting Person certifies that, to the best of such person's knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: 01/19/2024 Christopher John Heck By: /s/ Christopher John Heck

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:1/19/248-K
12/31/23
11/11/23
11/1/23
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Filing Submission 0001770760-24-000002   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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