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Nikola Corp. – ‘D’ on 6/17/21

On:  Thursday, 6/17/21, at 4:22pm ET   ·   Effective:  6/17/21   ·   Accession #:  1731289-21-78   ·   File #:  21-403381

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  As Of               Filer                 Filing    For·On·As Docs:Size

 6/17/21  Nikola Corp.                      D           6/17/21    1:12K

Notice of an Exempt Offering of Securities   —   Form D   —   Regulation D   —   SA’33

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D           Notice of an Exempt Offering of Securities --       HTML      2K 
                primary_doc.xml/7.8                                              




        

This ‘D’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
XML Data rendering:  Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<edgarSubmission>
<schemaVersion> X0708 </schemaVersion>
<submissionType> D </submissionType>
<testOrLive> LIVE </testOrLive>
<primaryIssuer>
<cik> 0001731289 </cik>
<entityName> Nikola Corp </entityName>
<issuerAddress>
<street1> 4141 E BROADWAY ROAD </street1>
<city> PHOENIX </city>
<stateOrCountry> AZ </stateOrCountry>
<stateOrCountryDescription> ARIZONA </stateOrCountryDescription>
<zipCode> 85040 </zipCode>
</issuerAddress>
<issuerPhoneNumber> (480) 666-1038 </issuerPhoneNumber>
<jurisdictionOfInc> DELAWARE </jurisdictionOfInc>
<edgarPreviousNameList>
<previousName> VectoIQ Acquisition Corp. </previousName>
</edgarPreviousNameList>
<entityType> Corporation </entityType>
<yearOfInc>
<withinFiveYears> true </withinFiveYears>
<value> 2018 </value>
</yearOfInc>
</primaryIssuer>
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<relatedPersonName>
<firstName> Mark </firstName>
<middleName> A. </middleName>
<lastName> Russell </lastName>
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<relatedPersonAddress>
<street1> 4141 E Broadway Road </street1>
<city> Phoenix </city>
<stateOrCountry> AZ </stateOrCountry>
<stateOrCountryDescription> ARIZONA </stateOrCountryDescription>
<zipCode> 85040 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Kim </firstName>
<middleName> J. </middleName>
<lastName> Brady </lastName>
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<relatedPersonAddress>
<street1> 4141 E Broadway Road </street1>
<city> Phoenix </city>
<stateOrCountry> AZ </stateOrCountry>
<stateOrCountryDescription> ARIZONA </stateOrCountryDescription>
<zipCode> 85040 </zipCode>
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<relationship> Executive Officer </relationship>
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<firstName> Britton </firstName>
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<street1> 4141 E Broadway Road </street1>
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<zipCode> 85040 </zipCode>
</relatedPersonAddress>
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<firstName> Pablo </firstName>
<middleName> M. </middleName>
<lastName> Koziner </lastName>
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<street1> 4141 E Broadway Road </street1>
<city> Phoenix </city>
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<stateOrCountryDescription> ARIZONA </stateOrCountryDescription>
<zipCode> 85040 </zipCode>
</relatedPersonAddress>
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<relationship> Executive Officer </relationship>
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<relationshipClarification></relationshipClarification>
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<relatedPersonName>
<firstName> Joseph </firstName>
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<street1> 4141 E Broadway Road </street1>
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<zipCode> 85040 </zipCode>
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<relationship> Executive Officer </relationship>
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<firstName> Stephen </firstName>
<middleName> J. </middleName>
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<street1> 4141 E Broadway Road </street1>
<city> Phoenix </city>
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<stateOrCountryDescription> ARIZONA </stateOrCountryDescription>
<zipCode> 85040 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
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<relatedPersonInfo>
<relatedPersonName>
<firstName> Sooyean </firstName>
<lastName> Jin </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 4141 E Broadway Road </street1>
<city> Phoenix </city>
<stateOrCountry> AZ </stateOrCountry>
<stateOrCountryDescription> ARIZONA </stateOrCountryDescription>
<zipCode> 85040 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
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<relationshipClarification></relationshipClarification>
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<relatedPersonInfo>
<relatedPersonName>
<firstName> Michael </firstName>
<middleName> L. </middleName>
<lastName> Mansuetti </lastName>
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<street1> 4141 E Broadway Road </street1>
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<relatedPersonName>
<firstName> Gerrit </firstName>
<middleName> A. </middleName>
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<street1> 4141 E Broadway Road </street1>
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<relatedPersonInfo>
<relatedPersonName>
<firstName> Mary </firstName>
<middleName> L. </middleName>
<lastName> Petrovich </lastName>
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<street1> 4141 E Broadway Road </street1>
<city> Phoenix </city>
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<zipCode> 85040 </zipCode>
</relatedPersonAddress>
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<relationship> Director </relationship>
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<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Steven </firstName>
<middleName> M. </middleName>
<lastName> Shindler </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 4141 E Broadway Road </street1>
<city> Phoenix </city>
<stateOrCountry> AZ </stateOrCountry>
<stateOrCountryDescription> ARIZONA </stateOrCountryDescription>
<zipCode> 85040 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Bruce </firstName>
<middleName> L. </middleName>
<lastName> Smith </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 4141 E Broadway Road </street1>
<city> Phoenix </city>
<stateOrCountry> AZ </stateOrCountry>
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<zipCode> 85040 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> DeWitt </firstName>
<middleName> C. </middleName>
<lastName> Thompson V </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 4141 E Broadway Road </street1>
<city> Phoenix </city>
<stateOrCountry> AZ </stateOrCountry>
<stateOrCountryDescription> ARIZONA </stateOrCountryDescription>
<zipCode> 85040 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Jeffrey </firstName>
<middleName> W. </middleName>
<lastName> Ubben </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 4141 E Broadway Road </street1>
<city> Phoenix </city>
<stateOrCountry> AZ </stateOrCountry>
<stateOrCountryDescription> ARIZONA </stateOrCountryDescription>
<zipCode> 85040 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
</relatedPersonsList>
<offeringData>
<industryGroup>
<industryGroupType> Manufacturing </industryGroupType>
</industryGroup>
<issuerSize>
<revenueRange> $1 - $1,000,000 </revenueRange>
</issuerSize>
<federalExemptionsExclusions>
<item> 06b </item>
</federalExemptionsExclusions>
<typeOfFiling>
<newOrAmendment>
<isAmendment> false </isAmendment>
</newOrAmendment>
<dateOfFirstSale>
<value> 2021-06-11 </value>
</dateOfFirstSale>
</typeOfFiling>
<durationOfOffering>
<moreThanOneYear> true </moreThanOneYear>
</durationOfOffering>
<typesOfSecuritiesOffered>
<isEquityType> true </isEquityType>
</typesOfSecuritiesOffered>
<businessCombinationTransaction>
<isBusinessCombinationTransaction> false </isBusinessCombinationTransaction>
<clarificationOfResponse></clarificationOfResponse>
</businessCombinationTransaction>
<minimumInvestmentAccepted> 0 </minimumInvestmentAccepted>
<salesCompensationList></salesCompensationList>
<offeringSalesAmounts>
<totalOfferingAmount> 300000000 </totalOfferingAmount>
<totalAmountSold> 0 </totalAmountSold>
<totalRemaining> 300000000 </totalRemaining>
<clarificationOfResponse> 155,703 shares issued to investor as consideration for commitment to purchase shares. </clarificationOfResponse>
</offeringSalesAmounts>
<investors>
<hasNonAccreditedInvestors> false </hasNonAccreditedInvestors>
<totalNumberAlreadyInvested> 1 </totalNumberAlreadyInvested>
</investors>
<salesCommissionsFindersFees>
<salesCommissions>
<dollarAmount> 0 </dollarAmount>
</salesCommissions>
<findersFees>
<dollarAmount> 0 </dollarAmount>
</findersFees>
<clarificationOfResponse></clarificationOfResponse>
</salesCommissionsFindersFees>
<useOfProceeds>
<grossProceedsUsed>
<dollarAmount> 0 </dollarAmount>
</grossProceedsUsed>
<clarificationOfResponse></clarificationOfResponse>
</useOfProceeds>
<signatureBlock>
<authorizedRepresentative> false </authorizedRepresentative>
<signature>
<issuerName> Nikola Corp </issuerName>
<signatureName> /s/ Kim J. Brady </signatureName>
<nameOfSigner> Kim J. Brady </nameOfSigner>
<signatureTitle> Chief Financial Officer </signatureTitle>
<signatureDate> 2021-06-17 </signatureDate>
</signature>
</signatureBlock>
</offeringData>
</edgarSubmission>


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Filing Submission 0001731289-21-000078   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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