SEC Info - Ares Management Corp - ‘8-K’ for 10/31/19

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Ares Management Corp – ‘8-K’ for 10/31/19

On: Thursday, 10/31/19, at 6:08am ET · For: 10/31/19 · Accession #: 1628280-19-12882 · File #: 1-36429

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/31/19  Ares Management Corp              8-K:2,7,9  10/31/19   14:8.2M                                   Workiva Inc Wde… FA01/FA

Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     36K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     20K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML    118K 
 9: R1          Document And Entity Information                     HTML     54K 
14: XML         IDEA XML File -- Filing Summary                      XML     13K 
11: XML         XBRL Instance -- a2019q3-form8xk_htm                 XML     21K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 5: EX-101.CAL  XBRL Calculations -- ares-20191031_cal               XML      7K 
 6: EX-101.DEF  XBRL Definitions -- ares-20191031_def                XML     41K 
 7: EX-101.LAB  XBRL Labels -- ares-20191031_lab                     XML     84K 
 8: EX-101.PRE  XBRL Presentations -- ares-20191031_pre              XML     45K 
 4: EX-101.SCH  XBRL Schema -- ares-20191031                         XSD     16K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    22K 
13: ZIP         XBRL Zipped Folder -- 0001628280-19-012882-xbrl      Zip     50K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C: C:

Document

i false i 0001176948 0001176948 us-gaap:SeriesAPreferredStockMember 2019-10-31 2019-10-31 0001176948 us-gaap:CommonClassAMember 2019-10-31 2019-10-31 0001176948 2019-10-31 2019-10-31

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

______________________________________________________

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported) i October 31, 2019

i ARES MANAGEMENT CORPORATION

(Exact Name of Registrant as Specified in Charter)



i Delaware	i 001-36429	i 80-0962035
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

i 2000 Avenue of the Stars, i 12th Floor, i Los Angeles, i CA i 90067

(Address of principal executive office) (Zip Code)

( i 310) i 201‑4100

(Registrant’s telephone number, including area code)

N/A

(Former name, former address and former fiscal year, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:



Title of each class	Trading Symbol(s)	Name of each exchange on which registered
i Class A common stock, par value $0.01 per share	i ARES	i New York Stock Exchange
i 7.00% Series A Preferred Stock, par value $0.01 per share	i ARES.PRA	i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Item 2.02 Results of Operations and Financial Condition.

On October 31, 2019, the registrant issued a press release and a detailed earnings presentation announcing its financial results for the third quarter ended September 30, 2019. The text of the press release and the earnings presentation are attached hereto as Exhibit 99.1 and Exhibit 99.2, respectively, and incorporated herein by reference.

The information disclosed under this Item 2.02, including Exhibit 99.1 and 99.2 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.

Item 7.01 Regulation FD Disclosure.

On October 31, 2019, the registrant issued a press release announcing the declaration of a quarterly dividend of $0.32 per share of its Class A common stock, payable on December 31, 2019 to its Class A common stockholders of record as of December 17, 2019. The text of the press release is included as Exhibit 99.1 to this Form 8-K.

The information disclosed under this Item 7.01, including Exhibit 99.1 and 99.2 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits:



Exhibit Number			Description

99.1			Press Release of Ares Management Corporation, dated 10/31/2019
99.2			Presentation of Ares Management Corporation, dated 10/31/2019
104			Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



		ARES MANAGEMENT CORPORATION

Dated: October 31, 2019

	By:	/s/ *Michael R. McFerran*
	Name:	Michael R. McFerran
	Title:	Executive Vice President, Chief Financial Officer & Chief Operating Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

	12/31/19	10-K, 5, DEF 14A
	12/17/19
Filed on / For Period end:	10/31/19
	9/30/19	10-Q
		List all Filings

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Filing Submission 0001628280-19-012882 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)