(Address
of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code (i310) i444-4300
iCatasys,
Inc.
(Former name or former address, if changed since last report.)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
iCommon
Stock, $0.0001 par value
iOTRK
The iNASDAQ Capital Market
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see General Instructions A.2. below):
i☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company i☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
On July 16, 2020, Ontrak, Inc. (the “Company”)
held its 2020 Annual Meeting of Stockholders (the “Annual Meeting”). The following matters were considered:
1. Election of Directors
Stockholders elected all of the Company’s nominees for director for one-year terms expiring on the next annual meeting of stockholders. The voting results were as follows:
For
Withhold
Broker
Non-Vote
1. Terren S. Peizer
13,532,141
344,794
1,215,364
2. Richard A. Berman
13,530,616
346,319
1,215,364
3. Michael Sherman
13,529,601
347,334
1,215,364
4.
Edward Zecchini
13,530,027
346,908
1,215,364
5. Diane Seloff
13,530,934
346,001
1,215,364
6. Robert Rebak
13,539,475
337,460
1,215,364
7.
Gustavo Giraldo
13,540,994
335,941
1,215,364
2.Approval and Ratification of Auditors
Stockholders approved and ratified the appointment of EisnerAmper LLP to serve as the Company’s independent registered public accounting firm for the 2020 fiscal year. The voting results were as follows:
For
Against
Abstain
Broker
Non-Vote
13,016,411
1,251,088
803,746
21,054
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
