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Cook William M – ‘4’ for 2/28/24 re: Axalta Coating Systems Ltd.

On:  Friday, 3/1/24, at 4:20pm ET   ·   For:  2/28/24   ·   As:  Director   ·   Accession #:  1628280-24-8218   ·   File #:  1-36733

Previous ‘4’:  ‘4’ on 1/4/24 for 1/2/24   ·   Next & Latest:  ‘4’ on 4/3/24 for 4/1/24

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/01/24  Cook William M                    4          Director    1:8K   Axalta Coating Systems Ltd.       Workiva Inc Wde… FA01/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      8K 
                Securities by an Insider --                                      
                wk-form4_1709328026.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wk-form4_1709328026.xml/5.8
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  2/28/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1616862
Issuer Name:  Axalta Coating Systems Ltd.
Issuer Trading Symbol:  AXTA
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1226577
Owner Name:  COOK WILLIAM M
Reporting Owner Address:
Owner Street 1:  1050 CONSTITUTION AVENUE
Owner Street 2:
Owner City:  PHILADELPHIA
Owner State:  PA
Owner ZIP Code:  19112
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Shares
Transaction Date:
Value:  2/28/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  6,711
Transaction Price Per Share:
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  31,970
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Shares
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  6,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By a Trust
Footnote ID:  F2
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Restricted Stock Units
Conversion or Exercise Price:
Footnote ID:  F1
Transaction Date:
Value:  2/28/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  6,711
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F3
Expiration Date:
Footnote ID:  F3
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  6,711
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Restricted Stock Units
Conversion or Exercise Price:
Footnote ID:  F4
Transaction Date:
Value:  2/28/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  6,157
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F5
Expiration Date:
Footnote ID:  F5
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  6,157
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  6,157
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Restricted stock units convert into common shares on a one-for-one basis.
Footnote - F2:  Held by a trust for the benefit of the Reporting Person and the spouse of the Reporting Person, of which the Reporting Person and the spouse of the Reporting Person are also trustees.
Footnote - F3:  On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024.
Footnote - F4:  Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
Footnote - F5:  This restricted stock unit grant vests in full on the first anniversary of the grant date.
Remarks:
Owner Signature:
Signature Name:  /s/ Alex Tablin-Wolf, attorney-in-fact
Signature Date:  3/1/24


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