SEC Info - Roberts Gregory N - ‘4’ for 11/22/19 re: A-Mark Precious Metals, Inc.

Ownership Document

Schema Version: X0306

Document Type: 4

Period of Report: 11/22/19

Not Subject to Section 16: 0

Issuer:

Issuer CIK: 1591588

Issuer Name: A-Mark Precious Metals, Inc.

Issuer Trading Symbol: AMRK

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1108038

Owner Name: ROBERTS GREGORY N

Reporting Owner Address:

Owner Street 1: 2121 ROSCRANS AVENUE

Owner Street 2: SUITE 6300

Owner City: EL SEGUNDO

Owner State: CA

Owner ZIP Code: 90245

Owner State Description:

Reporting Owner Relationship:

Is Director? Yes

Is Officer? Yes

Is Ten Percent Owner? Yes

Is Other? No

Officer Title: Chief Executive Officer

Other Text:

Non-Derivative Table:

Derivative Table:

Derivative Transaction:

Security Title:

Value: Stock Options (right to buy)

Conversion or Exercise Price:

Value: 10.25

Transaction Date:

Value: 11/22/19

Transaction Coding:

Transaction Form Type: 4

Transaction Code: A

Equity Swap Involved? No

Transaction Amounts:

Transaction Shares:

Value: 212,730

Transaction Price Per Share:

Value: 10.25

Transaction Acquired-Disposed Code:

Value: A

Exercise Date:

Footnote ID: F1

Expiration Date:

Value: 11/21/29

Underlying Security:

Underlying Security Title:

Value: Common Stock, par value $0.01 per share

Underlying Security Shares:

Value: 212,730.0

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 212,730

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Derivative Transaction:

Security Title:

Value: Restricted Stock Units

Conversion or Exercise Price:

Footnote ID: F2

Transaction Date:

Value: 11/22/19

Transaction Coding:

Transaction Form Type: 4

Transaction Code: A

Equity Swap Involved? No

Transaction Amounts:

Transaction Shares:

Value: 7,000

Transaction Price Per Share:

Footnote ID: F2

Transaction Acquired-Disposed Code:

Value: A

Exercise Date:

Footnote ID: F2

Expiration Date:

Value: 6/30/23

Underlying Security:

Underlying Security Title:

Value: Common Stock, par value $0.01 per share

Underlying Security Shares:

Value: 7,000.0

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 7,000

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Footnotes:

Footnote - F1: The option vests 33.3% per year on June 30, 2021, 2022, and 2023.

Footnote - F2: Grant of restricted stock units (RSUs) in consideration for services in a transaction exempt under Rule 16b-3. The RSUs vest at such time as the average closing market price of A-Mark common stock over a 30-day period is $15 per share or higher, provided that the Reporting Person remains employed at that time and subject to accelerated vesting in specified circumstances. If not previously vested, the RSUs expire on June 30, 2023.

Remarks:

Owner Signature:

Signature Name: /s/ Gregory N. Roberts

Signature Date: 11/26/19

Roberts Gregory N – ‘4’ for 11/22/19 re: A-Mark Precious Metals, Inc.

On: Tuesday, 11/26/19, at 6:23pm ET · For: 11/22/19 · Accession #: 1591588-19-47 · File #: 1-36347

Previous ‘4’: ‘4/A’ on 8/7/19 for 2/18/16 · Next: ‘4’ on 5/26/21 for 5/24/21 · Latest: ‘4’ on 3/5/24 for 3/1/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Roberts Gregory N – ‘4’ for 11/22/19 re: A-Mark Precious Metals, Inc.

On: Tuesday, 11/26/19, at 6:23pm ET · For: 11/22/19 · Accession #: 1591588-19-47 · File #: 1-36347

Previous ‘4’: ‘4/A’ on 8/7/19 for 2/18/16 · Next: ‘4’ on 5/26/21 for 5/24/21 · Latest: ‘4’ on 3/5/24 for 3/1/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents