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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/23/24 Advisors Preferred Trust 40-17F1 1/23/24 1:53K Advisors Preferred Trust Blu Giant, LLC/FA |
Document/Exhibit Description Pages Size
1: 40-17F1 Certificate of Accounting of Securities of an HTML 51K
Investment Company in the Custody of Members of
National Securities Exchanges
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-17f-1
Certificate of Accounting of Securities and Similar
Investments of a Management Investment Company
in the Custody of Members of
National Securities Exchanges
Pursuant to Rule 17f-1 [17 CFR 270.17f-1]
|
1. Investment Company Act File Number: Advisors Preferred Trust 811-22756 OnTrack Core Fund |
Date examination completed: | |||||||||||
| 2. State identification Number: | ||||||||||||
| AL | By Fund # 54915 |
AK | By Fund #60030170 |
AZ |
By Class Investor Class No Permit |
AR | By Fund # 60030170 |
CA | By Trust #1113501 |
CO | By Trust #2013-52-250 |
|
| CT | By Fund # 1113501 |
DE | By Fund no permit # |
DC |
By Class #60074389 |
FL | None required | GA | By Trust #MF4049318 |
HI | By Fund no permit # |
|
| ID | By Fund # 85999 |
IL | By Trust #60027229 |
IN | By Trust #13-0029IC |
IA | By Class Investor Class #I-109248 |
KS | By Fund # 2021S0000074 |
KY |
By Prospectus Investor Class shares #60451838 Advisor Class #60765872 |
|
| LA | By Prospectus Advisor Class #163151 Investor Class #173075 |
ME | By Class Investor Class #10066064 |
MD | By Class Investor Class #SM20201001 |
MA |
By Class No permit Advisor Class No permit # |
MI |
By Class #993848 Advisor Class #994437 |
MN
|
Advisor Class #68975 Investor Class #270688 |
|
| MS | By Class Investor Class #60088354 |
MO |
By Fund # R2013-394 |
MT |
By Class Advisor Class # 271334 |
NE |
By Class #122046 |
NV | By Fund no permit |
NH | By Class Investor Class #MF23-0085671 |
|||
| NJ | By Prospectus # | NM |
By Class #68975 Investor Class #69517 |
NY | By Fund # S33-30-88 |
NC | By Trust #GFAPT |
ND | By Class Investor Class #MF20-0644 |
OH |
By Prospectus Investor Class Advisor Class #BE 2070820 |
|||
| OK |
By Class Advisor Class #SE-2249868 |
OR | By Fund # 2013-1759 |
PA | By Trust #2013-02-070MF |
RI | By Fund No Permit # |
SC | By Fund # MF20045 |
SD |
By Class #82012 |
|||
TN |
By Class #RN2020B-0475 #RN2022B-1214
|
TX | By Class Investor #C 103170 Advisor Class #C 105075 |
UT | By Prospectus #007-5972-43 |
VT | By Class Investor Class #9/29/20-16 |
VA | By Trust #183038 |
WA |
By Class
|
|||
| WV |
By Class Investor Class #107974 |
WI |
By Class Investor Class |
WY | By Trust No Permit # |
PR | By Class Investor Class #45788-2 |
GU | By Trust No permit # |
VI | By Trust Investor Class No Permit |
|||
| 2. Other (specify): | ||||||||||||||
| 3. Exact name of investment company as specified in registration statement: OnTrack Core Fund, a series of the Advisors Preferred Trust | ||||||||||||||
| 4. Address of principal executive office (number, street, city, state, zip code): 1445 Research Boulevard, Suite 530, Rockville, MD 20850 | ||||||||||||||
MANAGEMENT STATEMENT REGARDING COMPLIANCE WITH CERTAIN
PROVISIONS OF THE INVESTMENT COMPANY ACT OF 1940
We, as members of management of the OnTrack Core Fund (the “Fund”), a series of Advisors Preferred Trust, are responsible for complying with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1, “Custody of Securities with Members of National Securities Exchanges,” of the Investment Company Act of 1940. We are also responsible for establishing and maintaining effective internal controls over compliance with those requirements. We have performed an evaluation of the Fund’s compliance with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 as of June 30, 2023, and from May 31, 2023, through June 30, 2023.
Based on this evaluation, we assert that the Fund was in compliance with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 for the Investment Company Act of 1940 as of June 30, 2023, and from May 31, 2023, through June 30, 2023, with respect to securities reflected in the investment account of the Fund.
OnTrack Core Fund
_/s/__________________________________________
Catherine Ayers-Rigsby, Principal Executive Officer
/s/____________________________________________
Christine Casares, Principal Financial Officer
Report of Independent Public Accountant
To the Board of Trustees of
Advisors Preferred Trust
We have examined management’s assertion, included in the accompanying Management Statement Regarding Compliance With Certain Provisions of the Investment Company Act of 1940, that the OnTrack Core Fund (the “Fund”), a series of Advisors Preferred Trust, complied with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 under the Investment Company Act of 1940 (the “Act”) (the “specified requirements”) as of June 30, 2023. The OnTrack Core Fund’s management is responsible for its assertion. Our responsibility is to express an opinion on management's assertion about the Fund’s compliance with the specified requirements based on our examination.
Our examination was conducted in accordance with attestation standards established by the American Institute of Certified Public Accountants. Those standards require that we plan and perform the examination to obtain reasonable assurance about whether management's assertion about compliance with the specified requirements is fairly stated, in all material respects. An examination involves performing procedures to obtain evidence about whether management's assertion is fairly stated in all material respects. The nature, timing, and extent of the procedures selected depend on our judgment, including an assessment of the risks of material misstatement of management's assertion, whether due to fraud or error. We believe that the evidence we obtained is sufficient and appropriate to provide a reasonable basis for our opinion.
We are required to be independent and to meet our other ethical responsibilities in accordance with relevant ethical requirements relating to the engagement.
Included among our procedures were the following tests performed as of June 30, 2023, and with respect to agreement of security purchases and sales, for the period from May 31, 2023 (the date of our last examination), through June 30, 2023:
| · | Confirmation of all securities held by institutions in book entry form at National Financial Services, LLC (“NFS”) and U.S. Bank, N.A (the “Custodian”). |
| · | Confirmation of all securities hypothecated, pledged, placed in escrow, or out for transfer with brokers, pledgees, or transfer agents. |
| · | Reconciliation of all such securities to the books and records of the Fund, NFS and the Custodian. |
| · | Agreement of 4 security purchases since our last report from the books and records of the Fund to broker statements. |
We believe that our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the Fund’s compliance with specified requirements.
In our opinion, management's assertion that the Fund complied with the requirements of subsections b)(1) and (b)(6) of Rule 17f-1 of the Investment Company Act of 1940 as of June 30, 2023, with respect to securities reflected in the investment account of the Fund is fairly stated, in all material respects.
This report is intended solely for the information and use of management and the Board of Trustees of Advisors Preferred Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.
COHEN & COMPANY, LTD.
Philadelphia, Pennsylvania
| This ‘40-17F1’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 1/23/24 | 40-17F1 | ||
| 1/19/24 | 40-17F1 | |||
| 6/30/23 | 24F-2NT, 485BPOS, N-CEN, N-CSR, N-CSRS, N-PX, NPORT-P | |||
| 5/31/23 | NPORT-P | |||
| List all Filings | ||||