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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 7/1/20 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1064728 |
| Issuer Name: PEABODY ENERGY CORP |
| Issuer Trading Symbol: BTU |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1577048 |
| | Owner Name: Spurbeck Mark |
| Reporting Owner Address: |
| | Owner Street 1: C/O CORPORATE SECRETARY, PEABODY ENERGY |
| | Owner Street 2: 701 MARKET STREET |
| | Owner City: ST. LOUIS |
| | Owner State: MO |
| | Owner ZIP Code: 63101 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: EVP and CFO |
| | Other Text: |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 7/1/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 27,200 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 72,475 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Table: |
| Footnotes: |
| Footnote - F1: Represent restricted stock units ("RSU") that will vest in three installments, with the first vesting of 10,880 RSUs to occur July 1, 2021, one year from the date of grant, the second vesting of 5,440 RSUs to occur on January 2, 2022, and the third vesting of 10,880 RSUs to occur on January 2, 2023, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. |
| Owner Signature: |
| Signature Name: /s/ Eric R. Waller, attorney-in-fact |
| Signature Date: 7/2/20 |
