SEC Info - Fishman Arnold L - ‘4’ for 7/2/20 re: AeroVironment Inc.

Ownership Document

Schema Version: X0306

Document Type: 4

Period of Report: 7/2/20

Not Subject to Section 16: 0

Issuer:

Issuer CIK: 1368622

Issuer Name: AeroVironment Inc

Issuer Trading Symbol: AVAV

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1383914

Owner Name: Fishman Arnold L

Reporting Owner Address:

Owner Street 1: C/O AEROVIRONMENT, INC.

Owner Street 2: 900 INNOVATORS WAY

Owner City: SIMI VALLEY

Owner State: CA

Owner ZIP Code: 93065

Owner State Description:

Reporting Owner Relationship:

Is Director? Yes

Is Officer? No

Is Ten Percent Owner? No

Is Other? No

Officer Title:

Other Text:

Non-Derivative Table:

Non-Derivative Transaction:

Security Title:

Value: Common Stock

Transaction Date:

Value: 7/2/20

Deemed Execution Date:

Transaction Coding:

Transaction Form Type: 5

Transaction Code: J

Equity Swap Involved? No

Footnote ID: F1

Transaction Amounts:

Transaction Shares:

Value: 16,818

Transaction Price Per Share:

Value: 0

Transaction Acquired-Disposed Code:

Value: D

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 9,221

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Non-Derivative Transaction:

Security Title:

Value: Common Stock

Transaction Date:

Value: 7/2/20

Deemed Execution Date:

Transaction Coding:

Transaction Form Type: 5

Transaction Code: J

Equity Swap Involved? No

Footnote ID: F2

Transaction Amounts:

Transaction Shares:

Value: 16,818

Transaction Price Per Share:

Value: 0

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 315,140

Ownership Nature:

Direct or Indirect Ownership:

Value: I

Nature of Ownership:

Value: See Footnote

Footnote ID: F3

Non-Derivative Holding:

Security Title:

Value: Common Stock

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 6,500

Ownership Nature:

Direct or Indirect Ownership:

Value: I

Nature of Ownership:

Value: See Footnote

Footnote ID: F4

Derivative Table:

Footnotes:

Footnote - F1: The transaction is a transfer of direct ownership of 16,818 shares of Common Stock, for no consideration, to the Arnold Fishman Revocable Trust.

Footnote - F2: The transaction is the receipt of 16,818 shares of Common Stock, for no consideration, in the transfer referenced in Footnote 1.

Footnote - F3: Share held by the Arnold Fishman Revocable Trust of which Mr. Fishman is the trustee. Mr. Fishman disclaims beneficial ownership of any securities in which he doesn't have a pecuniary interest.

Footnote - F4: Shares held in the name of Judy Fishman, spouse of Mr. Fishman.

Owner Signature:

Signature Name: /s/ Kasey Hannah, Attorney-in-Fact

Signature Date: 7/7/20

Fishman Arnold L – ‘4’ for 7/2/20 re: AeroVironment Inc.

On: Tuesday, 7/7/20, at 7:26pm ET · For: 7/2/20 · Accession #: 1567619-20-13002 · File #: 1-33261

Previous ‘4’: ‘4’ on 6/30/20 for 6/26/20 · Next: ‘4’ on 5/7/21 for 5/6/21 · Latest: ‘4’ on 7/7/21 for 7/2/21

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Fishman Arnold L – ‘4’ for 7/2/20 re: AeroVironment Inc.

On: Tuesday, 7/7/20, at 7:26pm ET · For: 7/2/20 · Accession #: 1567619-20-13002 · File #: 1-33261

Previous ‘4’: ‘4’ on 6/30/20 for 6/26/20 · Next: ‘4’ on 5/7/21 for 5/6/21 · Latest: ‘4’ on 7/7/21 for 7/2/21

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents