SEC Info℠  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Sullivan Nora B – ‘4’ for 3/12/21 re: 22nd Century Group, Inc.

On:  Tuesday, 3/16/21, at 4:09pm ET   ·   For:  3/12/21   ·   Accession #:  1567619-21-6397   ·   File #:  1-36338

Previous ‘4’:  ‘4’ on 2/26/21 for 2/24/21   ·   Next:  ‘4’ on 3/22/21 for 3/19/21   ·   Latest:  ‘4’ on 1/25/24 for 1/23/24

Find Words in Filings emoji
 		  in    Show  and   ↓Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/16/21  Sullivan Nora B                   4                      1:6K   22nd Century Group, Inc.          Broadridge Fin’l… Inc/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- doc1.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  3/12/21
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1347858
Issuer Name:  22nd Century Group, Inc.
Issuer Trading Symbol:  XXII
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1057067
Owner Name:  SULLIVAN NORA B
Reporting Owner Address:
Owner Street 1:  22ND CENTURY GROUP, INC.
Owner Street 2:  8560 MAIN STREET, SUITE 4
Owner City:  WILLIAMSVILLE
Owner State:  NY
Owner ZIP Code:  14221
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:
Other Text:
Non-Derivative Table:
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  446,899
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Non-Qualified Stock Option
Conversion or Exercise Price:
Value:  3.05
Transaction Date:
Value:  3/12/21
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  150,000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Value:  3/12/22
Expiration Date:
Value:  3/12/26
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  150,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  150,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Non-Qualified Stock Option
Conversion or Exercise Price:
Value:  2.76
Exercise Date:
Value:  3/6/19
Expiration Date:
Value:  3/6/23
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  51,724
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  51,724
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Non-Qualified Stock Option
Conversion or Exercise Price:
Value:  1.39
Exercise Date:
Value:  4/1/18
Expiration Date:
Value:  5/24/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  100,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  100,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Owner Signature:
Signature Name:  John J. Wolfel, Attorney-in-Fact for Nora Sullivan
Signature Date:  3/16/21


↑Top
Filing Submission 0001567619-21-006397   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Mon., May 13, 6:43:36.3pm ET