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Ozanne James – ‘4’ for 5/14/20 re: NMI Holdings, Inc.

On:  Monday, 5/18/20, at 8:42pm ET   ·   For:  5/14/20   ·   Accession #:  1547903-20-61   ·   File #:  1-36174

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/18/20  Ozanne James                      4                      1:5K   NMI Holdings, Inc.                NMI Holdings, Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider --                                      
                wf-form4_158984892617667.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wf-form4_158984892617667.xml/3.6
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  5/14/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1547903
Issuer Name:  NMI Holdings, Inc.
Issuer Trading Symbol:  NMIH
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1245515
Owner Name:  OZANNE JAMES
Reporting Owner Address:
Owner Street 1:  C/O NMI HOLDINGS, INC.
Owner Street 2:  2100 POWELL STREET, 12TH FL.
Owner City:  EMERYVILLE
Owner State:  CA
Owner ZIP Code:  94608
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Restricted Stock Unit (right to receive)
Transaction Date:
Value:  5/14/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  9,015
Footnote ID:  F1
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  76,701
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Class A Common Shares, $0.01 par value per share
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  5,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By LLC
Derivative Table:
Footnotes:
Footnote - F1:  Represents restricted stock units granted pursuant to the NMIH 2012 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.
Footnote - F2:  Represents 67,686 class A common shares and 9,015 unvested RSUs.
Remarks:
Owner Signature:
Signature Name:  /s/ Nicole C. Sanchez as Attorney-in-Fact
Signature Date:  5/18/20


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Filing Submission 0001547903-20-000061   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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