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As Of Filer Filing For·On·As Docs:Size Issuer 2/22/16 Institutional Investor Trust 40-17F2 2/22/16 1:32K Institutional Investor Trust |
Document/Exhibit Description Pages Size 1: 40-17F2 Institutional Investor Trust 40-17F2 HTML 16K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20546
Form N-17f-2
Certificate of Accounting of Securities
in the Custody of Management Investment Companies
1. Investment Company Act File Number: 811- 22429 |
Date examination completed: December 31, 2015 | ||||
2. State Identification Number: | |||||
AL | AK | AZ | AR | CA | CO |
CT | DE | DC | FL X | GA | HI |
ID | IL | IN | IA | KS | KY |
LA | ME | MD | MA | MI | MN |
MS | MO | MT | NE | NV | NH |
NJ | NM | NY | NC | ND | OH |
OK | OR | PA | RI | SC | SD |
TN | TX | UT | VT | VA | WA |
WV | WI | WY | PUERTO RICO | ||
Other (specify): | |||||
3. Exact Name of investment company as specified in registration statement: Institutional Investor Trust | |||||
4. Address of principal executive office (number, street, city, state, zip code): 1400 Center Road, Venice, FL 34292-3801 |
INSTRUCTIONS:
This Form must be completed by investment companies that have custody of securities or similar investments.
Investment Company
Accountant
THIS FORM MUST BE GIVEN TO YOUR INDEPENDENT PUBLIC ACCOUNTANT
* * * * *
Institutional Investor Trust | |
Management Statement
Regarding Compliance with Certain Provisions
of the Investment Company Act Of 1940
We, as members of the management of Institutional Investor Trust (the Trust), are responsible for complying with the requirements of subsections (b) and (c) of Rule 17f-2, “Custody of Investments by Registered Management Investment Companies” of the Investment Company Act of 1940. We are also responsible for establishing and maintaining effective internal controls over compliance with those requirements. We have performed an evaluation of the Trust’s compliance with the requirements of subsections (b) and (c) of Rule 17f-2 as of December 31, 2015 and for the period from October 5, 2015 through December 31, 2015
Based on this evaluation, we assert that the Trust was in compliance with the requirements of subsections (b) and (c) of Rule 17f-2 of the Investment Company Act of 1940 as of December 31, 2015 and for the period from October 5, 2015 through December 31, 2015 with respect to securities reflected in the investment account of the Trust.
Institutional Investor Trust
Roland G. Caldwell, Jr., President
February 3, 2016
1400 Center Road, Venice, FL 34292-3801
941-493-3600 (Local) Ÿ 941-496-4660 (Fax) Ÿ 800-338-9476 (Toll Free)
* * * * *
Gregory Sharer & Stuart, P.A. Certified Public Accountants and Business Consultants |
Report of Independent Registered Public Accounting Firm
To the Audit Committee
Institutional Investor Trust
We have examined management’s assertion, included in the accompanying Management Statement Regarding Compliance With Certain Provisions of the Investment Company Act of 1940, that Institutional Investor Trust (the Trust) complied with the requirements of subsections (b) and (c) of Rule 17f-2 under the Investment Company Act of 1940 as of December 31, 2015. Management is responsible for the Trust’s compliance with those requirements. Our responsibility is to express an opinion on management’s assertion about the Trust’s compliance based on our examination.
Our examination was conducted in accordance with standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included examining, on a test basis, evidence about the Trust’s compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. Included among our procedures were the following tests performed as of December 31, 2015, and with respect to agreement of security purchases and sales, for the period from October 5, 2015 (the date of our last examination) through December 31, 2015:
We believe that our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the Trust’s compliance with specified requirements.
In our opinion, management’s assertion that Institutional Investor Trust complied with the requirements of subsections (b) and (c) of Rule 17f-2 under the Investment Company Act of 1940 as of December 31, 2015 with respect to securities reflected in the investment account of the Trust is fairly stated, in all material respects.
This report is intended solely for the information and use of the board of trustees, audit committee, and management of Institutional Investor Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.
Gregory, Sharer & Stuart, P.A.
/s/ Gregory, Sharer & Stuart, P.A.
St. Petersburg, Florida
February 3, 2016
100 Second Avenue South ~ Suite
600 ~ St. Petersburg, Florida 33701-4336
727/821-6161 / Fax 727/822-4573
www.gsscpa.com
This ‘40-17F2’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 2/22/16 | 24F-2NT | ||
2/3/16 | ||||
12/31/15 | 24F-2NT | |||
10/5/15 | ||||
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