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Bronfman Edgar Jr. – ‘4’ for 6/28/20 re: fuboTV Inc./FL

On:  Tuesday, 6/30/20, at 8:30pm ET   ·   For:  6/28/20   ·   Accession #:  1493152-20-12333   ·   File #:  0-55353

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/30/20  Bronfman Edgar Jr.                4                      1:6K   FaceBank Group, Inc.              M2 Compliance LLC/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- ownership.xml/3.6                    




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
BRONFMAN EDGAR JR

(Last)(First)(Middle)
C/O FACEBANK GROUP, INC. (D/B/A FUBOTV)
1330 AVENUE OF THE AMERICAS

(Street)
NEW YORKNY10019

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
FaceBank Group, Inc. [ FUBO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
6/28/20
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)$11.15 6/28/20A 1,203,297 (1) (2) 4/29/27Common Stock1,203,297$01,203,297D
Explanation of Responses:
(1)  On June 28, 2020, the Issuer's board of directors approved a grant of 1,203,297 options to Mr. Bronfman (the "Option") with a vesting commencement date of April 29, 2020 (the "Vesting Commencement Date"). The Option shall vest and become exercisable as follows, subject to Mr. Bronfman's continuing service through each such vesting date: (i) twenty-five percent of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (x) the first anniversary of the Vesting Commencement Date and (y) the Issuer's achievement of a certain stock price milestone; (ii) twenty-five percent of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (x) the second anniversary of the Vesting Commencement Date and (y) the Issuer's achievement of a certain stock price milestone; (continued in next footnote)
(2)  (iii) twenty-five percent of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (x) the third anniversary of the Vesting Commencement Date and (y) the Issuer's achievement of a certain stock price milestone; and (iv) twenty-five percent of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (x) the fourth anniversary of the Vesting Commencement Date and (y) the Issuer's achievement of a certain stock price milestone.
/s/ David Gandler, Attorney-in-fact 6/30/20
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    A    Grant, award or other acquisition pursuant to Rule 16b-3(d).

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