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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/03/20 NTN Buzztime Inc 8-K:5 3/31/20 1:29K M2 Compliance/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 15K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): March 31, 2020
NTN BUZZTIME, INC.
(Exact name of Registrant as Specified in Charter)
Delaware | 001-11460 | 31-1103425 | ||
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
1800 Aston Ave., Suite 100 | ||
Carlsbad, California | 92008 | |
(Address of Principal Executive Offices) | (Zip Code) |
(760) 438-7400
(Registrant’s telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered | ||
Common Stock | NTN | NYSE American |
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
[ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
[ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
[ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
C:
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On March 31, 2020, Gregory Thomas notified us that he intended to resign from our board of directors and from the board committees on which he serves. The effective date of his resignation will be April 30, 2020. There were no disagreements between us and Mr. Thomas on any matter relating to our operations, policies or practices. Mr. Thomas’ employer is requiring that he resign from all boards of directors on which he serves. We and our board greatly appreciate Mr. Thomas’ service and thank him for his contributions to the company.
Our board appointed Allen Wolff, a current director and our chief executive officer, as chairman of our board effective April 2, 2020 to replace Mr. Thomas as chairman. Mr. Thomas will remain a director until the effective date of his resignation.
In connection with the changes in our board composition described above, effective April 30, 2020, the number of directors constituting our whole board will be decreased from five to four.
C:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
NTN BUZZTIME, INC. | ||
Date: April 3, 2020 | By: | /s/ Sandra Gurrola |
Sandra Gurrola | ||
Senior Vice President of Finance |
C:
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
4/30/20 | ||||
Filed on: | 4/3/20 | |||
4/2/20 | ||||
For Period end: | 3/31/20 | 4, 4/A | ||
List all Filings |