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Cemtrex Inc. – ‘8-K’ for 3/18/24

On:  Monday, 3/18/24, at 4:22pm ET   ·   For:  3/18/24   ·   Accession #:  1493152-24-10319   ·   File #:  1-37464

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/18/24  Cemtrex Inc.                      8-K:3       3/18/24   11:245K                                   M2 Compliance LLC/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

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 6: R1          Cover                                               HTML     48K 
 8: XML         IDEA XML File -- Filing Summary                      XML     12K 
11: XML         XBRL Instance -- form8-k_htm                         XML     20K 
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                Document -- cetx-20240318_def                                    
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                Document -- cetx-20240318_lab                                    
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                Linkbase Document -- cetx-20240318_pre                           
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                cetx-20240318                                                    
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    36K 
10: ZIP         XBRL Zipped Folder -- 0001493152-24-010319-xbrl      Zip     23K 


‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM  i 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported):  i March 18, 2024

 

 

 i Cemtrex Inc.

(Exact name of registrant as specified in its charter)

 

 i Delaware    i 001-37464    i 30-0399914

(State or other jurisdiction of

incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

 i 135 Fell Ct.

 i Hauppauge,  i NY

 

 

 i 11788

(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code:  i (631)  i 756-9116

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i  Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)
   
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Securities registered pursuant to Section 12(b) of the Act: 

 

Title of each class   Trading symbol   Name of each exchange on which registered
 i Common Stock    i CETX    i Nasdaq Capital Market
 i Series 1 Preferred Stock    i CETXP    i Nasdaq Capital Market (Suspended)

 

 

 

 
 

 

CURRENT REPORT ON FORM 8-K

 

Cemtrex, Inc.

 

Item 3.02 Unregistered Sales of Equity Securities

 

On March 18, 2024, Cemtrex, Inc. The Board of Directors of Cemtrex, Inc. passed a resolution that the company will pay its dividend on Series 1 Preferred Stock in additional shares of Series 1 Preferred Stock. to be issued on April 5, 2024, to the holders of record on close of business on March 29, 2024. The holders of the Series 1 Preferred Stock are entitled to receive dividends at the rate of 10% annually, based on the $10.00 per share Preference Amount, payable semiannually.

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  CEMTREX, INC.
   
Date: March 18, 2024 By: /s/ Saagar Govil
    Saagar Govil
    Chairman, President and Chief Executive Officer

 

 

 

 


Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
4/5/24None on these Dates
3/29/24
Filed on / For Period end:3/18/24
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Filing Submission 0001493152-24-010319   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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