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Ammo, Inc. – ‘8-K’ for 3/18/24

On:  Monday, 3/18/24, at 8:45am ET   ·   For:  3/18/24   ·   Accession #:  1493152-24-10212   ·   File #:  1-13101

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/18/24  Ammo, Inc.                        8-K:7,9     3/18/24   13:13M                                    M2 Compliance LLC/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     41K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     10K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML     31K 
 8: R1          Cover                                               HTML     48K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
13: XML         XBRL Instance -- form8-k_htm                         XML     21K 
 9: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 5: EX-101.DEF  XBRL Definitions -- poww-20240318_def                XML     74K 
 6: EX-101.LAB  XBRL Labels -- poww-20240318_lab                     XML    103K 
 7: EX-101.PRE  XBRL Presentations -- poww-20240318_pre              XML     71K 
 4: EX-101.SCH  XBRL Schema -- poww-20240318                         XSD     14K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    36K 
12: ZIP         XBRL Zipped Folder -- 0001493152-24-010212-xbrl      Zip     23K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



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 i false  i 0001015383 0001015383 2024-03-18 2024-03-18 0001015383 POWW:CommonStock0.001ParValueMember 2024-03-18 2024-03-18 0001015383 POWW:Sec8.75SeriesCumulativeRedeemablePerpetualPreferredStock0.001ParValueMember 2024-03-18 2024-03-18 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM  i 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  i March 18, 2024

 

 i AMMO, INC.

(Exact name of registrant as specified in its charter)

 

 i Delaware    i 001-13101    i 83-1950534

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

 i 7681 E. Gray Rd.

 i Scottsdale,  i Arizona  i 85260

(Address of principal executive offices)

 

 i (480)  i 947-0001

(Registrant’s telephone number, including area code)

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
 i Common Stock, $0.001 par value    i POWW   The  i Nasdaq Stock Market LLC (Nasdaq Capital Market)
 i 8.75% Series A Cumulative Redeemable Perpetual Preferred Stock, $0.001 par value    i POWWP   The  i Nasdaq Stock Market LLC (Nasdaq Capital Market)

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 7.01 Regulation FD Disclosure.

 

On March 18, 2024, Ammo, Inc. (the “Company”) issued a press release announcing its participation in the 36th Annual Roth Conference being held on March 17-19, 2024 at The Ritz Carlton, Laguna Niguel in Dana Point, California. The press release is attached to this Current Report on Form 8-K as Exhibit 99.1 The materials attached as Exhibit 99.2 to this Current Report on Form 8-K will be distributed to the participants of such conference, which information is incorporated herein by reference.

 

The information in this Item in this Current Report on Form 8-K, Exhibits 99.1 and 99.2 attached hereto are being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, regardless of any general incorporation language in such filing.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

  99.1 Press Release dated March 18, 2024.
  99.2 Investor Presentation.
  104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  AMMO, INC.
   
Dated: March 18, 2024 By: /s/ Robert D. Wiley
    Robert D. Wiley
    Chief Financial Officer

 

 

 

 


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