SEC Info℠  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Labriola Victoria – ‘3’ for 7/2/20 re: American Renal Associates Holdings, Inc.

On:  Thursday, 7/9/20, at 4:31pm ET   ·   For:  7/2/20   ·   Accession #:  1498068-20-87   ·   File #:  1-37751

Find Words in Filings emoji
 		  in    Show  and   ↓Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/09/20  Labriola Victoria                 3                      2:9K   American Renal Assocs Holdin… Inc American Renal Asso… Inc

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      3K 
                Securities by an Insider --                                      
                wf-form3_159432664585141.xml/2.6                                 
 2: EX-24       Ex 24 - Victoria Labriola                           HTML      5K

‘3’   —   Initial Statement of Beneficial Ownership of Securities by an Insider — wf-form3_159432664585141.xml/2.6



        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Initial Statement of Beneficial Ownership of Securities by an Insider — wf-form3_159432664585141.xml/2.6
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0206
Document Type:  3
Period of Report:  7/2/20
No Securities Owned:  0
Issuer:
Issuer CIK:  1498068
Issuer Name:  American Renal Associates Holdings, Inc.
Issuer Trading Symbol:  ARA
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1817059
Owner Name:  Labriola Victoria
Reporting Owner Address:
Owner Street 1:  C/O ARAH INC.
Owner Street 2:  500 CUMMINGS CENTER, SUITE 6550
Owner City:  BEVERLY
Owner State:  MA
Owner ZIP Code:  01915
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  VP and General Counsel
Other Text:
Non-Derivative Table:
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  35,701
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Holding:
Security Title:
Value:  Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  16.49
Exercise Date:
Footnote ID:  F1
Expiration Date:
Value:  3/19/25
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  3,970.0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  16.49
Exercise Date:
Footnote ID:  F2
Expiration Date:
Value:  3/19/25
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  3,968.0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  16.49
Exercise Date:
Footnote ID:  F3
Expiration Date:
Value:  3/19/25
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  3,968.0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  17.39
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  3/10/27
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  1,450.0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  10.19
Exercise Date:
Footnote ID:  F5
Expiration Date:
Value:  12/13/29
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  9,139.0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  An option that vested in five equal annual installments beginning on March 19, 2016.
Footnote - F2:  An option that vested upon the attainment by Centerbridge Capital Partners, L.P. and certain of its affiliates (together, "Centerbridge") of both a 2.5 times return on investment ("MOIC") and a 20% internal rate of return ("IRR").
Footnote - F3:  An option that vested upon the attainment by Centerbridge of both a 3.0 times MOIC and a 25% IRR.
Footnote - F4:  An option that vested in three equal annual installments beginning on March 10, 2018.
Footnote - F5:  An option that vests in three equal annual installments beginning on July 18, 2020.
Remarks:  Exhibit 24 - Power of Attorney
Owner Signature:
Signature Name:  /s/ Damien A. Grierson, by power of attorney
Signature Date:  7/9/20


↑Top
Filing Submission 0001498068-20-000087   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Sun., Apr. 28, 2:24:28.1pm ET