| | | | | | | | | | | | | | | | | | | | | | |
| <?xml version="1.0" encoding="windows-1252"?> |
| <ownershipDocument> |
| <schemaVersion> X0206 </schemaVersion> |
| <documentType> 3/A </documentType> |
| <periodOfReport> 2017-06-28-06:00 </periodOfReport> |
| <dateOfOriginalSubmission> 2016-12-08-07:00 </dateOfOriginalSubmission> |
| <noSecuritiesOwned> 0 </noSecuritiesOwned> |
| <issuer> |
| | <issuerCik> 0001675634 </issuerCik> |
| | <issuerName> ShiftPixy, Inc. </issuerName> |
| | <issuerTradingSymbol> PIXY </issuerTradingSymbol> |
| | </issuer> |
| <reportingOwner> |
| | <reportingOwnerId> |
| | | <rptOwnerCik> 0001686747 </rptOwnerCik> |
| | | <rptOwnerName> Holmes John Stephen </rptOwnerName> |
| | | </reportingOwnerId> |
| | <reportingOwnerAddress> |
| | | <rptOwnerStreet1> 1 VENTURE </rptOwnerStreet1> |
| | | <rptOwnerStreet2> SUITE 150 </rptOwnerStreet2> |
| | | <rptOwnerCity> IRVINE </rptOwnerCity> |
| | | <rptOwnerState> CA </rptOwnerState> |
| | | <rptOwnerZipCode> 92618 </rptOwnerZipCode> |
| | | <rptOwnerStateDescription></rptOwnerStateDescription> |
| | | </reportingOwnerAddress> |
| | <reportingOwnerRelationship> |
| | | <isDirector> false </isDirector> |
| | | <isOfficer> false </isOfficer> |
| | | <isTenPercentOwner> true </isTenPercentOwner> |
| | | <isOther> false </isOther> |
| | | </reportingOwnerRelationship> |
| | </reportingOwner> |
| <nonDerivativeTable> |
| | <nonDerivativeHolding> |
| | | <securityTitle> |
| <value> Common Stock, par value $0.0001 </value> |
| </securityTitle> |
| | | <postTransactionAmounts> |
| <sharesOwnedFollowingTransaction> |
| <value> 12500000 </value> |
| </sharesOwnedFollowingTransaction> |
| </postTransactionAmounts> |
| | | <ownershipNature> |
| <directOrIndirectOwnership> |
| <value> D </value> |
| </directOrIndirectOwnership> |
| </ownershipNature> |
| | | </nonDerivativeHolding> |
| | </nonDerivativeTable> |
| <derivativeTable> |
| | <derivativeHolding> |
| | | <securityTitle> |
| <value> Option to Acquire Common Stock </value> |
| </securityTitle> |
| | | <conversionOrExercisePrice> |
| <value> 4.00 </value> |
| </conversionOrExercisePrice> |
| | | <exerciseDate> |
| <value> 2017-03-15-06:00 </value> |
| <footnoteId id="F1"/> |
| </exerciseDate> |
| | | <expirationDate> |
| <value> 2027-03-15-06:00 </value> |
| </expirationDate> |
| | | <underlyingSecurity> |
| <underlyingSecurityTitle> |
| <value> Common Stock </value> |
| </underlyingSecurityTitle> |
| <underlyingSecurityShares> |
| <value> 50000 </value> |
| </underlyingSecurityShares> |
| </underlyingSecurity> |
| | | <ownershipNature> |
| <directOrIndirectOwnership> |
| <value> D </value> |
| </directOrIndirectOwnership> |
| </ownershipNature> |
| | | </derivativeHolding> |
| | <derivativeHolding> |
| | | <securityTitle> |
| <value> Option to Acquire Preferred Stock </value> |
| </securityTitle> |
| | | <conversionOrExercisePrice> |
| <value> 0.0001 </value> |
| </conversionOrExercisePrice> |
| | | <exerciseDate> |
| <footnoteId id="F2"/> |
| </exerciseDate> |
| | | <expirationDate> |
| <value> 2023-12-31-07:00 </value> |
| </expirationDate> |
| | | <underlyingSecurity> |
| <underlyingSecurityTitle> |
| <value> Preferred Stock </value> |
| </underlyingSecurityTitle> |
| <underlyingSecurityShares> |
| <value> 12500000 </value> |
| </underlyingSecurityShares> |
| </underlyingSecurity> |
| | | <ownershipNature> |
| <directOrIndirectOwnership> |
| <value> D </value> |
| </directOrIndirectOwnership> |
| </ownershipNature> |
| | | </derivativeHolding> |
| | </derivativeTable> |
| <footnotes> |
| | <footnote id="F1"> Note that options shares are initially unvested and subject to repurchase by the Corporation at the Exercise Price paid per share. The Optionee shall acquire a vested interest in, and the Corporation's repurchase right shall accordingly lapse with respect to: (i) 25% of the Option Shares upon Optionee's completion of one year of Service as an independent contractor measured from the Vesting Commencement Date; and (ii) the balance of the Option Shares in a series of 36 successive equal monthly installments upon Optionee's completion of each additional month of Service over the 36 month period measured from the first anniversary of the Vesting Commencement Date. The Vesting Commencement Date is March 15, 2017. In no event shall any additional Option Shares vest after Optionee's cessation of Service. </footnote> |
| | <footnote id="F2"> The Option may be exercised only upon the following events: 1. The acquisition of a Controlling interest by a shareholder or shareholders other than Scott Absher or Steve Holmes. "Controlling interest" means the ownership of outstanding voting shares of the Company sufficient to enable the acquiring person, directly or indirectly and individually or in association with others, to exercise one-fifth or more of all the voting power of the Company in the election of directors or any other business matter on which shareholders have the right to vote under Wyoming Law. 2. Prior to any proposed merger, consolidation (in which the Company's common stock is changed or exchanged) or sale of at least 50% of the Company's assets or earning power (other than a reincorporation). </footnote> |
| | </footnotes> |
| <remarks> The Form 8A12B initially requiring a Form 3 was filed on November 28, 2016 but withdrawn through a Form 25 filed on February 14, 2017. The Form 8A12B requiring the filing of this Form 3 was filed on June 28, 2017. </remarks> |
| <ownerSignature> |
| | <signatureName> /s/ J. Stephen Holmes </signatureName> |
| | <signatureDate> 2017-06-28-06:00 </signatureDate> |
| | </ownerSignature> |
| </ownershipDocument> |
