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Bluerock Special Opportunity & Income Fund II, LLC – ‘D/A’ on 7/12/10

On:  Monday, 7/12/10, at 5:25pm ET   ·   Effective:  7/12/10   ·   Accession #:  1476164-10-1   ·   File #:  21-135888

Previous ‘D’:  ‘D’ on 11/5/09   ·   Next & Latest:  ‘D/A’ on 4/3/13

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  As Of                Filer                Filing    For·On·As Docs:Size

 7/12/10  Bluerock Special Opportun… II LLC D/A         7/12/10    1:29K

Amendment to Notice of an Offering of Securities Made Without Registration   —   Form D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D/A         Amendment to Notice of an Offering of Securities    HTML     29K 
                          Made Without Registration --                           
                          primary_doc.xml/7.4                                    




        

This ‘D/A’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Amendment to Notice of an Exempt Offering of Securities
 

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:3235-0076
Estimated average burden
hours per response:4.00

1. Issuer's Identity

CIK (Filer ID Number)Previous Names
XNone
Entity Type
1476164
  Corporation
  Limited Partnership
XLimited Liability Company
  General Partnership
  Business Trust
  Other (Specify)

Name of Issuer
Bluerock Real Estate Special Opportunity (Plus) Income Fund II, LLC.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
  Over Five Years Ago
XWithin Last Five Years (Specify Year)2007
  Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Bluerock Real Estate Special Opportunity (Plus) Income Fund II, LLC.
Street Address 1Street Address 2
399 Park Avenue32nd FLOOR
CityState/Province/CountryZIP/PostalCodePhone Number of Issuer
NEW YORKNEW YORK10022212-843-1601

3. Related Persons

Last NameFirst NameMiddle Name
BR SOIF II Managerx
Street Address 1Street Address 2
399 Park Avenue32nd Floor
CityState/Province/CountryZIP/PostalCode
New YorkNEW YORK10022
Relationship:  Executive Officer  DirectorXPromoter

Clarification of Response (if Necessary):

Manager of Bluerock Special Opportunity + Income Fund II
Last NameFirst NameMiddle Name
KamfarR.Ramin
Street Address 1Street Address 2
399 Park Avenue32nd Floor
CityState/Province/CountryZIP/PostalCode
New YorkNEW YORK10022
Relationship:XExecutive Officer  DirectorXPromoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
Babb IIIJamesG
Street Address 1Street Address 2
399 Park Avenue32nd Floor
CityState/Province/CountryZIP/PostalCode
New YorkNEW YORK10022
Relationship:XExecutive Officer  Director  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
RuddyJordanB
Street Address 1Street Address 2
399 Park Avenue32nd Floor
CityState/Province/CountryZIP/PostalCode
New YorkNEW YORK10022
Relationship:XExecutive Officer  Director  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
NovacekJeroldE
Street Address 1Street Address 2
399 Park Avenue32nd Floor
CityState/Province/CountryZIP/PostalCode
New YorkNEW YORK10022
Relationship:XExecutive Officer  Director  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
AndersonPatriciaS
Street Address 1Street Address 2
399 Park Avenue32nd Floor
CityState/Province/CountryZIP/PostalCode
New YorkNEW YORK10022
Relationship:XExecutive Officer  Director  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
KonigMichaelL
Street Address 1Street Address 2
399 Park Avenue32nd Floor
CityState/Province/CountryZIP/PostalCode
New YorkNEW YORK10022
Relationship:XExecutive Officer  Director  Promoter

Clarification of Response (if Necessary):


4. Industry Group

  Agriculture
Banking & Financial Services
  Commercial Banking
  Insurance
  Investing
  Investment Banking
  Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
  Yes  No
  Other Banking & Financial Services
  Business Services
Energy
  Coal Mining
  Electric Utilities
  Energy Conservation
  Environmental Services
  Oil & Gas
  Other Energy
Health Care
  Biotechnology
  Health Insurance
  Hospitals & Physicians
  Pharmaceuticals
  Other Health Care
  Manufacturing
Real Estate
  Commercial
  Construction
  REITS & Finance
XResidential
  Other Real Estate
  
Retailing
  
Restaurants
Technology
  Computers
  Telecommunications
  Other Technology
Travel
  Airlines & Airports
  Lodging & Conventions
  Tourism & Travel Services
  Other Travel
  
Other

5. Issuer Size

Revenue RangeORAggregate Net Asset Value Range
  No Revenues  No Aggregate Net Asset Value
  $1 - $1,000,000  $1 - $5,000,000
  $1,000,001 - $5,000,000  $5,000,001 - $25,000,000
  $5,000,001 - $25,000,000  $25,000,001 - $50,000,000
  $25,000,001 - $100,000,000  $50,000,001 - $100,000,000
  Over $100,000,000  Over $100,000,000
XDecline to Disclose  Decline to Disclose
  Not Applicable  Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

  Rule 504(b)(1) (not (i), (ii) or (iii))  Rule 505
  Rule 504 (b)(1)(i)XRule 506
  Rule 504 (b)(1)(ii)  Securities Act Section 4(5)
  Rule 504 (b)(1)(iii)XInvestment Company Act Section 3(c)
XSection 3(c)(1)  Section 3(c)(9)  
  Section 3(c)(2)  Section 3(c)(10)
  Section 3(c)(3)  Section 3(c)(11)
  Section 3(c)(4)  Section 3(c)(12)
  Section 3(c)(5)  Section 3(c)(13)
  Section 3(c)(6)  Section 3(c)(14)
  Section 3(c)(7)

7. Type of Filing

  New Notice Date of First Sale 1/28/10   First Sale Yet to Occur
XAmendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
XYes  No

9. Type(s) of Securities Offered (select all that apply)

  EquityXPooled Investment Fund Interests
  Debt  Tenant-in-Common Securities
  Option, Warrant or Other Right to Acquire Another Security  Mineral Property Securities
  Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security  Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
  YesXNo

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor$5,000USD

12. Sales Compensation

Recipient
Recipient CRD Number  None
Blayne Anderson5727397
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Sammons Securities115368
Street Address 1Street Address 2
1488 Midway Ave
CityState/Province/CountryZIP/Postal Code
Idaho FallsIDAHO83406
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
IDAHO

Recipient
Recipient CRD Number  None
Chris Vizzi5095868
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Independent Financial Group7717
Street Address 1Street Address 2
4630 Campus DriveSuite 104
CityState/Province/CountryZIP/Postal Code
Newport BeachCALIFORNIA92660
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number  None
Christina Nielson4866971
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Omni Brokerage16878
Street Address 1Street Address 2
1 City Blvd WestSuite 870
CityState/Province/CountryZIP/Postal Code
OrangeCALIFORNIA92868
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number  None
Clark Gardner2930356
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Sammons Securities115368
Street Address 1Street Address 2
558 East 1400 South
CityState/Province/CountryZIP/Postal Code
OremUTAH84097
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
UTAH

Recipient
Recipient CRD Number  None
Dan McPherson4964802
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Sammons Securities115368
Street Address 1Street Address 2
1488 Midway Ave
CityState/Province/CountryZIP/Postal Code
Idaho FallsIDAHO83406
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
IDAHO
UTAH

Recipient
Recipient CRD Number  None
Daniel Luke4324353
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Omni Brokerage16878
Street Address 1Street Address 2
406 W. South Jordan Parkway#200
CityState/Province/CountryZIP/Postal Code
S. JordanUTAH84095
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
UTAH

Recipient
Recipient CRD Number  None
Dwight Kay5376903
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Independent Financial Group7717
Street Address 1Street Address 2
12636 High Bluff DrSuite 100
CityState/Province/CountryZIP/Postal Code
San DiegoCALIFORNIA92130
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA
NEW YORK
OHIO

Recipient
Recipient CRD Number  None
Edwin Suzuki4851317
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Newport Coast Securities103990
Street Address 1Street Address 2
20241 SW BirchSuite 100
CityState/Province/CountryZIP/Postal Code
Newport BeachCALIFORNIA92660
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number  None
G. Russell Conrad2746778
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
J P Turner43177
Street Address 1Street Address 2
210 S 9th St
CityState/Province/CountryZIP/Postal Code
LewistonNEW YORK14092
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA
FLORIDA
ILLINOIS
IOWA
NEBRASKA
NEW YORK
TEXAS

Recipient
Recipient CRD Number  None
Gordon Yee2339698
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
National Securities7569
Street Address 1Street Address 2
3156 Elue St
CityState/Province/CountryZIP/Postal Code
LihueHAWAII96766
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
HAWAII

Recipient
Recipient CRD Number  None
J R Broadbent3132498
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Omni Brokerage16878
Street Address 1Street Address 2
2040 E Murray Holloday RdSuite 201
CityState/Province/CountryZIP/Postal Code
Salt Lake CityUTAH84117
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number  None
James Lamont2846228
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Independent Financial Group7717
Street Address 1Street Address 2
1400 Grant AvenueSuite 101
CityState/Province/CountryZIP/Postal Code
NovatoCALIFORNIA94945
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number  None
Jeremy Gove5231794
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
J P Turner43177
Street Address 1Street Address 2
3000 2nd AveSuite 204
CityState/Province/CountryZIP/Postal Code
KearneyNEBRASKA68845
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
NEBRASKA

Recipient
Recipient CRD Number  None
Joel Fihn5093217
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Private Asset Group142541
Street Address 1Street Address 2
3070 BristolSuite 500
CityState/Province/CountryZIP/Postal Code
Costa MesaCALIFORNIA92626
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number  None
John Ferguson4947624
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Steven Falk & Asso.14297
Street Address 1Street Address 2
300 N Lake AveSuite 420
CityState/Province/CountryZIP/Postal Code
PasadenaCALIFORNIA91101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number  None
Keith Duncan2840066
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Sammons Securities115368
Street Address 1Street Address 2
1601 2nd AveSuite 632
CityState/Province/CountryZIP/Postal Code
Great FallsMONTANA59401
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
MONTANA

Recipient
Recipient CRD Number  None
Kelly Clyde4825839
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Independent Financial Group7717
Street Address 1Street Address 2
4630 Campus DrSuite 104
CityState/Province/CountryZIP/Postal Code
Newport BeachCALIFORNIA92660
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number  None
Kenneth Miles812979
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Independent Financial Group7717
Street Address 1Street Address 2
242 E Airport DrSuite 210
CityState/Province/CountryZIP/Postal Code
San BernadinoCALIFORNIA92408
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
NEVADA

Recipient
Recipient CRD Number  None
Kevin Blair5140079
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
CapWest Securities30002
Street Address 1Street Address 2
3900 S WadworthSuite 590
CityState/Province/CountryZIP/Postal Code
LakewoodCOLORADO80235
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
COLORADO

Recipient
Recipient CRD Number  None
Michael Todd5592059
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
CapWest30002
Street Address 1Street Address 2
19465 Deerfield AveSuite 401
CityState/Province/CountryZIP/Postal Code
LansdowneVIRGINIA20176
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
VIRGINIA

Recipient
Recipient CRD Number  None
Michelle Vizzi4780371
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Independent Financial Group7717
Street Address 1Street Address 2
4630 Campus DrSuite 104
CityState/Province/CountryZIP/Postal Code
Newport BeachCALIFORNIA92660
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number  None
Page Potter3078634
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Sigma Financial14303
Street Address 1Street Address 2
809 10th Ave NSuite 60
CityState/Province/CountryZIP/Postal Code
SartellMINNESOTA56377
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
MINNESOTA

Recipient
Recipient CRD Number  None
Pamela Wilson1337224
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
National Securities7569
Street Address 1Street Address 2
9300 Wilshire BlvdSuite 420
CityState/Province/CountryZIP/Postal Code
Beverly HillsCALIFORNIA90212
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number  None
Philip Oleson3129451
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Independent Financial Group7717
Street Address 1Street Address 2
844 W Bogus Dr
CityState/Province/CountryZIP/Postal Code
EagleIDAHO83616
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA
IDAHO

Recipient
Recipient CRD Number  None
Ray Kim4446196
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Private Asset Group142541
Street Address 1Street Address 2
3070 BristolSuite 500
CityState/Province/CountryZIP/Postal Code
Costa MesaCALIFORNIA92626
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number  None
Rich Wagner3132498
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Omni Brokerage16878
Street Address 1Street Address 2
1245 E Brickyard RdSuite 160
CityState/Province/CountryZIP/Postal Code
Salt Lake CityUTAH84106
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
UTAH

Recipient
Recipient CRD Number  None
Robert Tweed2339324
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
CapWest Securities30002
Street Address 1Street Address 2
2060 Huntington Dr.Suite 1
CityState/Province/CountryZIP/Postal Code
San MarinoCALIFORNIA91108
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA
LOUISIANA
WASHINGTON

Recipient
Recipient CRD Number  None
Roger Bowlin1905652
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Independent Financial Group7717
Street Address 1Street Address 2
325 S 1st St
CityState/Province/CountryZIP/Postal Code
ChelanWASHINGTON98816
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
WASHINGTON

Recipient
Recipient CRD Number  None
Stephen Rice2023704
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Lighthouse Capital41812
Street Address 1Street Address 2
1499 Bayshore HighwaySuite 120
CityState/Province/CountryZIP/Postal Code
BurlingameCALIFORNIA94010
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number  None
Tom Velken1600404
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Sigma Financial14303
Street Address 1Street Address 2
1340 Treat Blvd,#130
CityState/Province/CountryZIP/Postal Code
Walnut CreekCALIFORNIA94597
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
NEW JERSEY

Recipient
Recipient CRD Number  None
Tracy Baggerly3195686
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
American Independent Securities135288
Street Address 1Street Address 2
1036 E Iron EagleSuite 130
CityState/Province/CountryZIP/Postal Code
EagleIDAHO83616
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
IDAHO

13. Offering and Sales Amounts

Total Offering Amount$35,000,000USD
or  Indefinite
Total Amount Sold$8,475,085USD
Total Remaining to be Sold$26,524,915USD
or  Indefinite

Clarification of Response (if Necessary):

Can be increased to $50,000,000

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
136

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions$593,256USD
  Estimate
Finders' Fees$0USD
  Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$525,000USD
  Estimate

Clarification of Response (if Necessary):

Organization and offering expenses

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

IssuerSignatureName of SignerTitleDate
Bluerock Real Estate Special Opportunity (Plus) Income Fund II, LLC.James GregathJames GregathCCO - Select Capital Corp. 7/12/10

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


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