SEC Info - Waszak Steven M - ‘4’ for 12/12/19 re: SMTC Corp.

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Waszak Steven M – ‘4’ for 12/12/19 re: SMTC Corp.

On: Friday, 12/13/19, at 4:00pm ET · For: 12/12/19 · Accession #: 1437749-19-24415 · File #: 0-31051

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/13/19  Waszak Steven M                   4                      1:4K   SMTC Corp.                        RDG Filings/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- rdgdoc.xml/3.6

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Form 4 – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

XML Data rendering: Statement of Changes in Beneficial Ownership of Securities by an Insider

<?xml version="1.0" encoding="windows-1252"?>

<ownershipDocument>

<schemaVersion> X0306 </schemaVersion>

<documentType> 4 </documentType>

<periodOfReport> 2019-12-12 </periodOfReport>

<issuer>

<issuerCik> 0001108320 </issuerCik>

<issuerName> SMTC CORP </issuerName>

<issuerTradingSymbol> SMTX </issuerTradingSymbol>

</issuer>

<reportingOwner>

<reportingOwnerId>

<rptOwnerCik> 0001212509 </rptOwnerCik>

<rptOwnerName> WASZAK STEVEN M </rptOwnerName>

</reportingOwnerId>

<reportingOwnerAddress>

<rptOwnerStreet1> C/O SMTC CORPORATION </rptOwnerStreet1>

<rptOwnerStreet2> 7050 WOODBINE AVENUE </rptOwnerStreet2>

<rptOwnerCity> MARKHAM </rptOwnerCity>

<rptOwnerState> A6 </rptOwnerState>

<rptOwnerZipCode> L3R4G8 </rptOwnerZipCode>

<rptOwnerStateDescription> ONTARIO, CANADA </rptOwnerStateDescription>

</reportingOwnerAddress>

<reportingOwnerRelationship>

<isOfficer> 1 </isOfficer>

<officerTitle> CFO </officerTitle>

</reportingOwnerRelationship>

</reportingOwner>

<nonDerivativeTable>

<nonDerivativeTransaction>

<securityTitle>

<value> Common Stock </value>

</securityTitle>

<transactionDate>

<value> 2019-12-12 </value>

</transactionDate>

<transactionCoding>

<transactionFormType> 4 </transactionFormType>

<transactionCode> P </transactionCode>

<equitySwapInvolved> 0 </equitySwapInvolved>

</transactionCoding>

<transactionAmounts>

<transactionShares>

<value> 2500 </value>

</transactionShares>

<transactionPricePerShare>

<value> 2.975 </value>

</transactionPricePerShare>

<transactionAcquiredDisposedCode>

<value> A </value>

</transactionAcquiredDisposedCode>

</transactionAmounts>

<postTransactionAmounts>

<sharesOwnedFollowingTransaction>

<value> 33214 </value>

</sharesOwnedFollowingTransaction>

</postTransactionAmounts>

<ownershipNature>

<directOrIndirectOwnership>

<value> D </value>

</directOrIndirectOwnership>

</ownershipNature>

</nonDerivativeTransaction>

</nonDerivativeTable>

<ownerSignature>

<signatureName> /s/ Steven M. Waszak </signatureName>

<signatureDate> 2019-12-13 </signatureDate>

</ownerSignature>

</ownershipDocument>

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Filing Submission 0001437749-19-024415 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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