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EDGAR Submission
|
| Schema Version: X0707 |
| Submission Type: D |
| Test or Live: LIVE |
| Primary Issuer: |
| CIK: 924642 |
| Entity Name: VERITEQ |
| Issuer Address: |
| | Street 1: 220 CONGRESS PARK DRIVE |
| | Street 2: SUITE 200 |
| | City: DELRAY BEACH |
| | State or Country: FL |
| | State or Country Description: FLORIDA |
| | ZIP Code: 33445 |
| Issuer Phone Number: 561-846-7000 |
| Jurisdiction of Inc.: DELAWARE |
| EDGAR Previous Name List: |
| | Previous Name: DIGITAL ANGEL CORP |
| | Previous Name: APPLIED DIGITAL SOLUTIONS INC |
| | Previous Name: APPLIED CELLULAR TECHNOLOGY INC |
| Entity Type: Corporation |
| Year of Inc.: |
| | Over Five Years? Yes |
| Related-Persons List: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Scott |
| | | Middle Name: R. |
| | | Last Name: Silverman |
| | Related-Person Address: |
| | | Street 1: 220 Congress Park Drive |
| | | Street 2: Suite 200 |
| | | City: Delray Beach |
| | | State or Country: FL |
| | | State or Country Description: FLORIDA |
| | | ZIP Code: 33445 |
| | Related-Person Relationship List: |
| | | Relationship: Executive Officer |
| | | Relationship: Director |
| | Relationship Clarification: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Randolph |
| | | Middle Name: K. |
| | | Last Name: Geissler |
| | Related-Person Address: |
| | | Street 1: 220 Congress Park Drive, Suite 200 |
| | | City: Delray Beach |
| | | State or Country: FL |
| | | State or Country Description: FLORIDA |
| | | ZIP Code: 33445 |
| | Related-Person Relationship List: |
| | | Relationship: Executive Officer |
| | Relationship Clarification: President |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Michael |
| | | Middle Name: E. |
| | | Last Name: Krawitz |
| | Related-Person Address: |
| | | Street 1: 220 Congress Park Drive, Suite 200 |
| | | City: Delray Beach |
| | | State or Country: FL |
| | | State or Country Description: FLORIDA |
| | | ZIP Code: 33445 |
| | Related-Person Relationship List: |
| | | Relationship: Executive Officer |
| | | Relationship: Director |
| | Relationship Clarification: Chief Legal and Financial Officer |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Ned |
| | | Middle Name: L. |
| | | Last Name: Siegel |
| | Related-Person Address: |
| | | Street 1: 220 Congress Park Drive |
| | | Street 2: Suite 200 |
| | | City: Delray Beach |
| | | State or Country: FL |
| | | State or Country Description: FLORIDA |
| | | ZIP Code: 33445 |
| | Related-Person Relationship List: |
| | | Relationship: Director |
| | Relationship Clarification: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Daniel |
| | | Middle Name: E. |
| | | Last Name: Penni |
| | Related-Person Address: |
| | | Street 1: 220 Congress Park Drive, Suite 200 |
| | | City: Delray Beach |
| | | State or Country: FL |
| | | State or Country Description: FLORIDA |
| | | ZIP Code: 33445 |
| | Related-Person Relationship List: |
| | | Relationship: Director |
| | Relationship Clarification: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Barry |
| | | Middle Name: M. |
| | | Last Name: Edelstein |
| | Related-Person Address: |
| | | Street 1: 220 Congress Park Drive, Suite 200 |
| | | City: Delray Beach |
| | | State or Country: FL |
| | | State or Country Description: FLORIDA |
| | | ZIP Code: 33445 |
| | Related-Person Relationship List: |
| | | Relationship: Director |
| | Relationship Clarification: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Shawn |
| | | Middle Name: A. |
| | | Last Name: Wooden |
| | Related-Person Address: |
| | | Street 1: 220 Congress Park Drive, Suite 200 |
| | | City: Delray Beach |
| | | State or Country: FL |
| | | State or Country Description: FLORIDA |
| | | ZIP Code: 33445 |
| | Related-Person Relationship List: |
| | | Relationship: Director |
| | Relationship Clarification: |
| Offering Data: |
| Industry Group: |
| | Industry Group Type: Other Technology |
| Issuer Size: |
| | Revenue Range: $1 - $1,000,000 |
| Federal Exemptions Exclusions: |
| | Item: 06b |
| Type of Filing: |
| | New or Amendment: |
| | | Is Amendment? No |
| | Date of First Sale: |
| | | Value: 7/16/14 |
| Duration of Offering: |
| | More Than One Year? Yes |
| Types of Securities Offered: |
| | Is Equity Type? Yes |
| | Is Debt Type? Yes |
| Business-Combination Transaction: |
| | Is Business-Combination Transaction? No |
| | Clarification of Response: |
| Minimum Investment Accepted: 125,000 |
| Sales Compensation List: |
| Offering Sales Amounts: |
| | Total Offering Amount: 500,000 |
| | Total Amount Sold: 125,000 |
| | Total Remaining: 375,000 |
| | Clarification of Response: Promissory note in the amount of $500,000 convertible. $125,000 funded to date. Convertible at lesser of $0.14 or 60% of the lowest trade price in the 25 trading days previous to the conversion. |
| Investors: |
| | Has Non-Accredited Investors? No |
| | Total Number Already Invested: 1 |
| Sales Commissions Finders Fees: |
| | Sales Commissions: |
| | | Dollar Amount: 0 |
| | Finders Fees: |
| | | Dollar Amount: 0 |
| | Clarification of Response: |
| Use of Proceeds: |
| | Gross Proceeds Used: |
| | | Dollar Amount: 44,481 |
| | Clarification of Response: A portion of the proceeds were used for a $15,000 note payment. We also intend to use a portion for ordinary course payroll. |
| Signature Block: |
| | Authorized Representative? No |
| | Signature: |
| | | Issuer Name: VERITEQ |
| | | Signature Name: /s/ Michael E. Krawitz |
| | | Name of Signer: Michael E. Krawitz |
| | | Signature Title: Chief Legal and Financial Officer |
| | | Signature Date: 7/28/14 |
