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Cummings William E Jr. – ‘4’ for 9/25/20 re: Fuel Tech, Inc.

On:  Monday, 9/28/20, at 5:00pm ET   ·   For:  9/25/20   ·   Accession #:  1437749-20-20365   ·   File #:  1-33059

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/28/20  Cummings William E Jr.            4                      1:4K   Fuel Tech, Inc.                   RDG Filings/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- rdgdoc.xml/3.6                       




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
XML Data rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0306 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2020-09-25 </periodOfReport>
<issuer>
<issuerCik> 0000846913 </issuerCik>
<issuerName> FUEL TECH, INC. </issuerName>
<issuerTradingSymbol> FTEK </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001358637 </rptOwnerCik>
<rptOwnerName> Cummings William E JR </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> 27601 BELLA VISTA PARKWAY </rptOwnerStreet1>
<rptOwnerStreet2></rptOwnerStreet2>
<rptOwnerCity> WARRENVILLE </rptOwnerCity>
<rptOwnerState> IL </rptOwnerState>
<rptOwnerZipCode> 60190 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isOfficer> 1 </isOfficer>
<officerTitle> Senior Vice President, Sales </officerTitle>
</reportingOwnerRelationship>
</reportingOwner>
<nonDerivativeTable>
<nonDerivativeTransaction>
<securityTitle>
<value> Common </value>
</securityTitle>
<transactionDate>
<value> 2020-09-25 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> P </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 5329 </value>
</transactionShares>
<transactionPricePerShare>
<value> 0.7197 </value>
<footnoteId id="F1"/>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 292045 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</nonDerivativeTransaction>
</nonDerivativeTable>
<footnotes>
<footnote id="F1"> The price reported in Column 4 is a weighted average share price. The shares were purchased in multiple transactions at prices ranging from $0.7098 to $0.72, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. </footnote>
</footnotes>
<ownerSignature>
<signatureName> /s/ William E. Cummings, Jr. </signatureName>
<signatureDate> 2020-09-25 </signatureDate>
</ownerSignature>
</ownershipDocument>


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Filing Submission 0001437749-20-020365   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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