SEC Info - Donaghy Debra - ‘3’ for 12/31/19 re: ThermoGenesis Holdings, Inc.

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Donaghy Debra – ‘3’ for 12/31/19 re: ThermoGenesis Holdings, Inc.

On: Thursday, 1/9/20, at 3:05pm ET · For: 12/31/19 · Accession #: 1437749-20-394 · File #: 333-82900

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/09/20  Donaghy Debra                     3                      1:4K   ThermoGenesis Holdings, Inc.      RDG Filings/FA

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      3K 
                Securities by an Insider -- rdgdoc.xml/2.6

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Form 3 – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

XML Data rendering: Initial Statement of Beneficial Ownership of Securities by an Insider

<?xml version="1.0" encoding="windows-1252"?>

<ownershipDocument>

<schemaVersion> X0206 </schemaVersion>

<documentType> 3 </documentType>

<periodOfReport> 2019-12-31 </periodOfReport>

<noSecuritiesOwned> 0 </noSecuritiesOwned>

<issuer>

<issuerCik> 0000811212 </issuerCik>

<issuerName> ThermoGenesis Holdings, Inc. </issuerName>

<issuerTradingSymbol> THMO </issuerTradingSymbol>

</issuer>

<reportingOwner>

<reportingOwnerId>

<rptOwnerCik> 0001799212 </rptOwnerCik>

<rptOwnerName> Donaghy Debra </rptOwnerName>

</reportingOwnerId>

<reportingOwnerAddress>

<rptOwnerStreet1> 2711 CITRUS ROAD </rptOwnerStreet1>

<rptOwnerStreet2></rptOwnerStreet2>

<rptOwnerCity> RANCHO CORDOVA </rptOwnerCity>

<rptOwnerState> CA </rptOwnerState>

<rptOwnerZipCode> 95742 </rptOwnerZipCode>

<rptOwnerStateDescription></rptOwnerStateDescription>

</reportingOwnerAddress>

<reportingOwnerRelationship>

<isDirector> 1 </isDirector>

</reportingOwnerRelationship>

</reportingOwner>

<derivativeTable>

<derivativeHolding>

<securityTitle>

<value> Stock Options </value>

</securityTitle>

<conversionOrExercisePrice>

<value> 4.4000 </value>

</conversionOrExercisePrice>

<exerciseDate>

<footnoteId id="F1"/>

</exerciseDate>

<expirationDate>

<value> 2026-12-31 </value>

</expirationDate>

<underlyingSecurity>

<underlyingSecurityTitle>

<value> Common Stock </value>

</underlyingSecurityTitle>

<underlyingSecurityShares>

<value> 1250 </value>

</underlyingSecurityShares>

</underlyingSecurity>

<ownershipNature>

<directOrIndirectOwnership>

<value> D </value>

</directOrIndirectOwnership>

</ownershipNature>

</derivativeHolding>

</derivativeTable>

<footnotes>

<footnote id="F1"> Options vest monthly over a one year period. </footnote>

</footnotes>

<ownerSignature>

<signatureName> /s/ Debra Donaghy </signatureName>

<signatureDate> 2020-01-09 </signatureDate>

</ownerSignature>

</ownershipDocument>

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Filing Submission 0001437749-20-000394 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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