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DeMont Ross D – ‘4’ for 1/30/24 re: Safeguard Scientifics Inc.

On:  Wednesday, 1/31/24, at 9:19am ET   ·   For:  1/30/24   ·   As:  Director   ·   Accession #:  1437749-24-2626   ·   File #:  1-05620

Previous ‘4’:  ‘4’ on 10/17/23 for 10/16/23   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/31/24  DeMont Ross D                     4          Director    1:6K   Safeguard Scientifics Inc.        RDG Filings/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      6K 
                Securities by an Insider -- rdgdoc.xml/5.8                       




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  1/30/24
Issuer:
Issuer CIK:  86115
Issuer Name:  SAFEGUARD SCIENTIFICS INC
Issuer Trading Symbol:  SFE
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1360838
Owner Name:  DeMont Ross D
Reporting Owner Address:
Owner Street 1:  150 N. RADNOR CHESTER RD.
Owner Street 2:  STE F-200
Owner City:  RADNOR
Owner State:  PA
Owner ZIP Code:  19087
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/30/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  20,775
Transaction Price Per Share:
Value:  0.71
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  287,256
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  12,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Held by spouse
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  30,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Held in 401(k) account
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  301,722
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Held by Kenneth Rainin Foundation
Footnote ID:  F1
Footnotes:
Footnote - F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
Footnote - F2The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.
Owner Signature:
Signature Name:  /s/ G. Matthew Barnard, Agent For: Ross D. DeMont
Signature Date:  1/31/24


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Filing Submission 0001437749-24-002626   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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