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Enfield Holdings, L.P., et al. – ‘4’ for 5/13/20 re: EnLink Midstream, LLC

On:  Friday, 5/15/20, at 4:43pm ET   ·   For:  5/13/20   ·   Accession #:  1387131-20-4915   ·   File #:  1-36336

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/15/20  Enfield Holdings, L.P.            4                      1:8K   EnLink Midstream, LLC             Quality EDGAR So… LLC/FA
          Enfield Holdings Advisors, Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Ownership Document -- ownership.xml/3.6             HTML      3K 




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Ownership Document
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  5/13/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1592000
Issuer Name:  EnLink Midstream, LLC
Issuer Trading Symbol:  ENLC
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1663207
Owner Name:  Enfield Holdings Advisors, Inc.
Reporting Owner Address:
Owner Street 1:  301 COMMERCE STREET
Owner Street 2:  SUITE 3300
Owner City:  FORT WORTH
Owner State:  TX
Owner ZIP Code:  76102
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:
Other Text:
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1663204
Owner Name:  Enfield Holdings, L.P.
Reporting Owner Address:
Owner Street 1:  301 COMMERCE STREET
Owner Street 2:  SUITE 3300
Owner City:  FORT WORTH
Owner State:  TX
Owner ZIP Code:  76102
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:
Other Text:
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Series B Cumulative Convertible Preferred Units
Footnote ID:  F1
Footnote ID:  F2
Conversion or Exercise Price:
Footnote ID:  F2
Transaction Date:
Value:  5/13/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  149,371
Transaction Price Per Share:
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F2
Expiration Date:
Footnote ID:  F2
Underlying Security:
Underlying Security Title:
Value:  Common Units
Underlying Security Shares:
Value:  171,776.65
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  59,897,920
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See Explanation of Responses
Footnote ID:  F1
Footnote ID:  F3
Footnote ID:  F4
Footnote ID:  F5
Footnotes:
Footnote - F1On May 13, 2020, (i) EnLink MidStream Partners, LP ("ENLK") issued to Enfield Holdings, L.P. ("Enfield Holdings") 149,371 Series B Cumulative Convertible Preferred Units (the "Series B Preferred Units") as partial payment for the quarterly distribution declared on the Series B Preferred Units, and (ii) EnLink Midstream, LLC (the "Issuer") issued to Enfield Holdings an equal number of Class C Common Units (the "Class C Common Units").
Footnote - F2Pursuant to the terms of the Tenth Amended and Restated Agreement of Limited Partnership of ENLK, dated as of January 25, 2019, Enfield Holdings may exchange all or a portion of its Series B Preferred Units (along with a corresponding number of Class C Common Units) at any time for Common Units of the Issuer on a 1-for-1.15 basis, subject to certain adjustments. The right to exchange is not subject to an expiration date.
Footnote - F3Enfield Holdings Advisors, Inc. ("Enfield Holdings Advisors" and, together with Enfield Holdings, the "Reporting Persons") is the general partner of Enfield Holdings, which directly holds the Series B Preferred Units and Class C Common Units reported herein.
Footnote - F4Affiliates of The Goldman Sachs Group, Inc. and affiliates of TPG Global, LLC own interests in Enfield Holdings Advisors and are making separate Form 4 filings.
Footnote - F5Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
Remarks:  6. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.
Owner Signature:
Signature Name:  /s/ Michael LaGatta, Vice President, Enfield Holdings Advisors, Inc. (6)
Signature Date:  5/15/20
Owner Signature:
Signature Name:  /s/ Michael LaGatta, Vice President, Enfield Holdings Advisors, Inc., general partner of Enfield Holdings, L.P. (6)
Signature Date:  5/15/20


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