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Puplava Financial Services, Inc. – ‘13F-HR’ for 12/31/06

On:  Wednesday, 2/7/07, at 10:46am ET   ·   Effective:  2/7/07   ·   For:  12/31/06   ·   Accession #:  1358828-7-3   ·   File #:  28-11894

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/07/07  Puplava Financial Services, Inc.  13F-HR     12/31/06    1:12K

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Schedule 13F Holdings Report                           4±    25K 

13F-HR1st “Page” of 2TOCTopPreviousNextBottomJust 1st
 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Puplava Financial Services, Inc. Address: 10809 Thornmint Road 2nd floor San Diego, CA 92127 13F File Number: 028-11894 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James J. Puplava Title: President/Chief Executive Officer Phone: (858) 487-3939 Signature, Place, and Date of Signing: James J. Puplava San Diego, CA February 7, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT.
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FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 139 Form13F Information Table Value Total: $197,368 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE [Enlarge/Download Table] FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY COM 88579y101 1749 22440 SH SOLE 22440 ABERDEEN ASIA PACIFIC IN COM 003009107 2484 399365 SH SOLE 399365 ABERDEEN GLOBAL INCOME FD COM 003013109 197 14730 SH SOLE 14730 AGNICO-EAGLE MINES LTD COM 008474108 2327 56435 SH SOLE 56435 ALBERTO-CULVER COM 013068101 432 20150 SH SOLE 20150 ALEXCO RESOURCES CORP COM 01535p106 47 11100 SH SOLE 11100 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988p108 726 26900 SH SOLE 26900 ALMADEN MINERALS LTD COM 020283107 128 57110 SH SOLE 57110 ALTIUS MINERALS CORPISIN #CA02 COM 020936100 755 83835 SH SOLE 83835 AMGEN INC COM 031162100 1151 16851 SH SOLE 16851 ANATOLIA MINERALS DEVELOPMENT COM 032900102 343 95200 SH SOLE 95200 ANHEUSER BUSCH COS INC COM COM 035229103 2214 45000 SH SOLE 45000 APACHE CORP COM 037411105 212 3184 SH SOLE 3184 ARCHER DANIELS MIDLAND CO COM 039483102 978 30600 SH SOLE 30600 ARSENAL ENERGY INC COM 04287u109 18 27000 SH SOLE 27000 AUEX VENTURES INC COM 051036101 31 18500 SH SOLE 18500 AURELIAN RESOURCES INC COM 051544104 17599 661600 SH SOLE 661600 AURIZON MINES LTD ISIN #CA05 COM 05155p106 68 21700 SH SOLE 21700 AXMIN INC COM 05461v102 50 58700 SH SOLE 58700 BARNWELL INDUSTRIES COM 068221100 268 11200 SH SOLE 11200 BEMA GOLD CORP COM 08135f107 113 21600 SH SOLE 21600 BHP BILLITON LIMITED COM 088606108 3528 88759 SH SOLE 88759 BIRIM GOLDFIELDS INC COM 090878109 17 41000 SH SOLE 41000 BP AMOCO PLC COM 055622104 354 5270 SH SOLE 5270 CAMECO CORP COM 13321l108 3942 97447 SH SOLE 97447 CANADIAN OIL SANDS TR NEW U COM 13642l100 3475 124170 SH SOLE 124170 CANARCO RESOURCES CORP COM 13722d101 43 65000 SH SOLE 65000 CANDENTE RESOURCES INC COM 13739y106 22 20700 SH SOLE 20700 CATERPILLAR INC COM 149123101 2459 40100 SH SOLE 40100 CENTRAL FD CDA CL A COM 153501101 6517 697800 SH SOLE 697800 CHESAPEAKE ENERGY COM 165167107 1162 40007 SH SOLE 40007 CHESAPEAKE GOLD CORP COM 165184102 607 138800 SH SOLE 138800 CHEVRONTEXACO CORP COM 166764100 512 6968 SH SOLE 6968 CLAUDE RES INC COM 182873109 68 46700 SH SOLE 46700 CMQ RESOURCES INC COM 12600q101 19 60000 SH SOLE 60000 COCA COLA COM 191216100 1981 41050 SH SOLE 41050 COEUR D ALENE MINES ID COM COM 192108108 153 31003 SH SOLE 31003 COMMITTEE BAY RESOURCES LTD COM 202602108 17 37500 SH SOLE 37500 CONOCO PHILLIPS COM 20825c104 953 13240 SH SOLE 13240 COPPER RIDGE EXPLORATIONS COM 217557107 10 59000 SH SOLE 59000 CORNERSTONE CAPITAL RESOURCES COM 21922j208 12 16000 SH SOLE 16000 DEVON ENERGY CORPORATION COM 25179m103 488 7279 SH SOLE 7279 DYNASTY METALS & MINING COM 26813s100 74 16500 SH SOLE 16500 DYNEGY INC COM 26816q101 113 15600 SH SOLE 15600 E REX INC COM 26883r107 0 30000 SH SOLE 30000 EASTERN PLATINUM LTDISIN #CA27 COM 276855103 1246 1144100 SH SOLE 1144100 ECU SILVER MINING INC COM 26830p105 88 29700 SH SOLE 29700 ELDORADO GOLD CORP NEW COM 284902103 168 31130 SH SOLE 31130 EMGOLD MINING CORP COM 290928100 22 93500 SH SOLE 93500 ENDEAVOUR SILVER CRPISIN #CA29 COM 29258y103 239 61610 SH SOLE 61610 EVERGREEN SOLAR COM 30033r108 483 63780 SH SOLE 63780 EXXON CORP COM COM 30231g102 566 7380 SH SOLE 7380 FARALLON RESOURCES LTD COM 30739t101 625 1175550 SH SOLE 1175550 FIRST MAJESTIC CORP COM 32076v103 51 12000 SH SOLE 12000 FORDING CDN COAL TR UNIT COM 345425102 390 18819 SH SOLE 18819 FORTUNA MINES INC ISIN #CA34 COM 349915108 19 11500 SH SOLE 11500 FULL METAL MINERALS COM 35968c109 97 52400 SH SOLE 52400 GABRIEL RESOURCES INC COM 361970106 2023 466100 SH SOLE 466100 GENERAL ELEC CO COM COM 369604103 1956 52575 SH SOLE 52575 GILEAD SCIENCES INC COM 375558103 1221 18800 SH SOLE 18800 GOLDCORP INC COM 380956409 8612 302807 SH SOLE 302807 GOLDEN ARROW RES CORP COM COM 380800102 8 14000 SH SOLE 14000 GOLDEN STAR RESOURCES LTD COM 38119t104 150 50750 SH SOLE 50750 GOLDRUSH RESOURCES LTD COM 381453109 14 60000 SH SOLE 60000 GREAT BASIN GOLD LTDISIN #CA39 COM 390124105 87 51800 SH SOLE 51800 GREY WOLF INC COM 397888108 2157 314375 SH SOLE 314375 HEADWATERS INC COM 42210p102 235 9800 SH SOLE 9800 HERSHEY FOODS CORP COM 427866108 889 17850 SH SOLE 17850 IAMGOLD CORP ISIN #CA45 COM 450913108 3545 402328 SH SOLE 402328 ILLINOIS TOOL WORKS COM 452308109 291 6300 SH SOLE 6300 INTERNATIONAL ROYALTY CORP COM 460277106 873 171100 SH SOLE 171100 INTREPID MINERALS INC COM q4968a101 16 28600 SH SOLE 28600 JOHNSON & JOHNSON COM 478160104 3397 51448 SH SOLE 51448 KIMBER RES INC ISIN #CA49 COM 49435n101 6988 3205638 SH SOLE 3205638 MAG SILVER CORP ISIN #CA55 COM 55903q104 1310 240000 SH SOLE 240000 MARATHON OIL COM 565849106 5701 61634 SH SOLE 61634 MICROSOFT CORP COM 594918104 1962 65700 SH SOLE 65700 MINEFINDERS CORP COM 602900102 190 21300 SH SOLE 21300 MINERA ANDES INC COM 602910101 21 16200 SH SOLE 16200 MIRAMAR MINING COM 60466e100 1325 293100 SH SOLE 293100 MIRANDA GOLD CORP ISIN #CA60 COM 604673103 72 40900 SH SOLE 40900 MOYDOW MINES INTL COM 62472v100 3 20000 SH SOLE 20000 NEVADA PAC GOLD LTD COM COM 641398102 65 76000 SH SOLE 76000 NEVSUN RES LTD COM 64156L101 1132 521862 SH SOLE 521862 NEW GUINEA GOLD CORP COM 644902108 8 20000 SH SOLE 20000 NEWMONT MINING CORP COM COM 651639106 207 4582 SH SOLE 4582 NORSK HYDRO ASA COM 656531605 276 9000 SH SOLE 9000 NORTHGATE MINERALS CORP FORME COM 666416102 1228 352900 SH SOLE 352900 NUVEEN CALIF DIVID ADVANTAGE COM 67070y109 267 17200 SH SOLE 17200 NUVEEN CALIF INVT QUALITY MU COM 67062a101 344 23600 SH SOLE 23600 NUVEEN CALIF MUN MKT OPPORT COM 67062u107 187 11800 SH SOLE 11800 NUVEEN CALIF QUALITYINCOME MUN COM 670985100 592 38600 SH SOLE 38600 NUVEEN CALIF SELECT QUALITY MU COM 670675101 343 22100 SH SOLE 22100 NUVEEN DIVID ADVANTAGE COM 67070x101 364 22500 SH SOLE 22500 NUVEEN INSD CALIF DIVID ADVA COM 67071m104 158 10000 SH SOLE 10000 NUVEEN QUALITY INCOME MUN COM 670977107 229 15350 SH SOLE 15350 OCCIDENTAL PETE CP DEL COM COM 674599105 2321 47530 SH SOLE 47530 OREZONE RESOURCES INC COM 685921108 1078 733100 SH SOLE 733100 PAN AMERICAN SILVER CORP COM 697900108 4061 161345 SH SOLE 161345 PEABODY ENERGY CORP COM 704549104 2623 64915 SH SOLE 64915 PENN WEST ENERGY TRUST COM 707885109 2574 84240 SH SOLE 84240 PEPSI CO INC COM 713448108 2902 46400 SH SOLE 46400 PERMIAN BASIN RTY TR COM 714236106 2714 168900 SH SOLE 168900 PETROCHINA ADR COM 71646e100 5462 38795 SH SOLE 38795 PETROLEO BRASILEIRO COM 71654v408 1504 14600 SH SOLE 14600 PIONEER DRILLING COMP COM 723655106 616 46400 SH SOLE 46400 PMI GOLD CORPORATION COM 730153103 7 31000 SH SOLE 31000 PRECISION DRILLING TRUST COM 740215108 1289 55650 SH SOLE 55650 QUEENSTAKE RES LTD ISIN #CA74 COM 748314101 295 1553600 SH SOLE 1553600 RADIUS GOLD INC ISIN #CA75 COM 750468100 6 13500 SH SOLE 13500 RICHARDS OIL & GAS LTD COM 763101102 33 40700 SH SOLE 40700 RIMFIRE MINERALS CORP COM 766748107 29 17000 SH SOLE 17000 ROYAL STANDARD MINERALS I COM 780919106 1378 2931119 SH SOLE 2931119 RUBICON MINERALS INC COM 780911103 46 57000 SH SOLE 57000 SAMEX MINING CORP COM 795912104 6 10000 SH SOLE 10000 SAN JUAN BASIN RTY TR UNIT BE COM 798241105 1557 47385 SH SOLE 47385 SASOL LTD COM 803866300 2323 62955 SH SOLE 62955 SHOSHONE SILVER MINING CO COM 825356108 3 10000 SH SOLE 10000 SILVER STANDARD RESOURCES INC COM 82823l106 15362 499741 SH SOLE 499741 SILVER WHEATON CORP COM COM 828336107 5967 569400 SH SOLE 569400 SILVERCORP METALS INC COM 82835p103 1458 101200 SH SOLE 101200 SMITH INTERNATIONAL INC COM 832110100 786 19150 SH SOLE 19150 ST JUDE MEDICAL INC COM 790849103 632 17300 SH SOLE 17300 STRATHMORE MINERALS CORP COM 863077103 694 242900 SH SOLE 242900 SUEZ INC COM 864686100 3006 57853 SH SOLE 57853 SUNCOR ENERGY CORP COM 867229106 1533 19430 SH SOLE 19430 SYNTROLEUM INC COM 871630109 234 67500 SH SOLE 67500 SYSCO CORP COM COM 871829107 926 25200 SH SOLE 25200 TEMPLETON GLOBAL INCOME FD COM 880198106 1359 143330 SH SOLE 143330 TEVA PHARMACUETICAL INDUSTRIES COM 881624209 1110 35710 SH SOLE 35710 TIDEWATER INC COM 886423102 769 15900 SH SOLE 15900 TYHEE DEVELOPMENT CORP COM 902165109 7164 14158800 SH SOLE 14158800 UNITED UTILITIES ADR COM 91311q105 1702 55390 SH SOLE 55390 VALERO ENERGY COM 91913y100 1477 28865 SH SOLE 28865 VISTA GOLD CORP COM 927926204 317 36700 SH SOLE 36700 WALMART STORES COM 931142103 1822 39450 SH SOLE 39450 X CAL RES LTD COM 98370r106 16 66000 SH SOLE 66000 YAMANA GOLD INC ISIN #CA98 COM 98462y100 6203 470660 SH SOLE 470660 ZIMMER HOLDINGS COM 98956p102 1148 14650 SH SOLE 14650

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Filed on / Effective on:2/7/071None on these Dates
For Period end:12/31/061
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Filing Submission 0001358828-07-000003   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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