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Puplava Financial Services, Inc. – ‘13F-HR’ for 9/30/08

On:  Friday, 11/14/08, at 10:49am ET   ·   Effective:  11/14/08   ·   For:  9/30/08   ·   Accession #:  1358828-8-5   ·   File #:  28-11894

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  As Of               Filer                 Filing    For·On·As Docs:Size

11/14/08  Puplava Financial Services, Inc.  13F-HR      9/30/08    1:12K

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Schedule 13F Holdings Report                           4±    24K 

13F-HR1st “Page” of 2TOCTopPreviousNextBottomJust 1st
 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Puplava Financial Services, Inc. Address: 10809 Thornmint Road 2nd floor San Diego, CA 92127 13F File Number: 028-11894 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James J. Puplava Title: President/Chief Executive Officer Phone: (858) 487-3939 Signature, Place, and Date of Signing: James J. Puplava San Diego, CA October 14, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT.
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FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 134 Form13F Information Table Value Total: $199,595 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. [Enlarge/Download Table] FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERDEEN ASIA PACIFICINCOME FD COM 003009107 53 10700 SH SOLE 10700 AGNICO EAGLE MINES LTD ISIN#CA COM 008474108 10145 184228 SH SOLE 184228 ALAMOS GOLD INC ISIN#CA0115271 COM 011527108 97 16000 SH SOLE 16000 ALEXCO RESOURCE CORPCOM ISIN#C COM 01535p106 21 11000 SH SOLE 11000 ALLIED NEV GOLD CORP COM 019344100 105 18495 SH SOLE 18495 ALLSCRIPTS HEALTHCARESOLUTIONS COM 01988p108 775 62350 SH SOLE 62350 ALMADEN MINERALS LTD COM 020283107 49 44560 SH SOLE 44560 ALTIUS MINERALS CORP ISIN#CA02 COM 020936100 533 104580 SH SOLE 104580 APACHE CORP COM 037411105 274 2634 SH SOLE 2634 AQUA AMERICA INC COM 03836w103 2841 159831 SH SOLE 159831 AQUILINE RES INC ISIN#CA03839N COM 03839n100 772 197200 SH SOLE 197200 ARCHER DANIELS MIDLAND COM 039483102 684 31245 SH SOLE 31245 AUEX VENTURES INC ISIN#CA05103 COM 051036101 25 16700 SH SOLE 16700 AURIZON MINES LTD ISIN#CA05155 COM 05155p106 66 25500 SH SOLE 25500 AXMIN INC ISIN#CA05461V1022 SE COM 05461v102 9 40200 SH SOLE 40200 BAKER HUGHES INC COM 057224107 747 12350 SH SOLE 12350 BHP BILLITON LTD SPONADR ISIN# COM 088606108 2202 42365 SH SOLE 42365 BP PLC SPONADR REPSNTG ORDSHRS COM 055622104 3058 60966 SH SOLE 60966 CAMECO CORP ISIN#CA13321L1085 COM 13321l108 1347 60417 SH SOLE 60417 CANARC RESOURCES CRP ISIN#CA13 COM 13722d101 3 45000 SH SOLE 45000 CANDENTE RESOURCES CORP ISIN#C COM 13739y106 6 12700 SH SOLE 12700 CANPLATS RES CORP ISIN#CA13805 COM 138054101 637 387325 SH SOLE 387325 CATERPILLAR INC COM 149123101 2471 41470 SH SOLE 41470 CAZA GOLD CORP SEDOL#009243398 COM 149798993 0 13995 SH SOLE 13995 CENTRAL FD CDA CL A ISIN#CA153 COM 153501101 21891 2021332 SH SOLE 2021332 CHESAPEAKE ENERGY CORPORATION COM 165167107 1471 41042 SH SOLE 41042 CHEVRON CORP NEW COM 166764100 382 4643 SH SOLE 4643 CLAUDE RES INC ISIN#CA18287310 COM 182873109 17 41600 SH SOLE 41600 COEUR D ALENE MINES CORP COM 192108108 34 22653 SH SOLE 22653 COMMITTEE BAY RES LTD ISIN#CA2 COM 202602108 2 22000 SH SOLE 22000 COMPANHIA DE SANEAME NTOBASICO COM 20441a102 1301 45920 SH SOLE 45920 COMPANHIA VALE DO RIODOCE SPON COM 204412209 2055 107330 SH SOLE 107330 CONOCOPHILLIPS COM 20825c104 1317 17989 SH SOLE 17989 CONSOL ENERGY INC COM 20854p109 454 9900 SH SOLE 9900 COPPER RIDGE EXPLORATIONS COM 217557107 0 29000 SH SOLE 29000 DEERE & COMPANY COM 244199105 840 16984 SH SOLE 16984 DENISON MINES CORP COM ISIN#CA COM 248356107 59 20011 SH SOLE 20011 DESERT GOLD VENTURES INCCOM NE COM 25039n200 28 60500 SH SOLE 60500 DIAMOND OFFSHORE DRILLINGINC COM 25271c102 3957 38400 SH SOLE 38400 E REX INC COM 26883r107 0 30000 SH SOLE 30000 ELDORADO GOLD CORP NEW ISIN#CA COM 284902103 179 28600 SH SOLE 28600 EMGOLD MINING CORP COM ISIN#CA COM 290928100 8 120500 SH SOLE 120500 ENCANA CORP ISIN#CA2925051047 COM 292505104 3771 57375 SH SOLE 57375 ENDEAVOUR SILVER CRP ISIN#CA29 COM 29258y103 127 60660 SH SOLE 60660 ENSCO INTERNATIONAL INC COM 26874q100 2017 35000 SH SOLE 35000 ESPERANZA SILVER CRP ISIN#CA29 COM 29664t102 715 1057950 SH SOLE 1057950 EXXON MOBIL CORP COM 30231g102 560 7221 SH SOLE 7221 FARALLON RESOURCES LTD ISIN#CA COM 30739t101 521 1546450 SH SOLE 1546450 FIRST MAJESTIC SILVERCORP COM COM 32076v103 456 188600 SH SOLE 188600 FISSION ENERGY CORP COM 338125107 15 63218 SH SOLE 63218 FORTUNA MINES INC ISIN#CA34991 COM 349915108 36 35950 SH SOLE 35950 FREEPORT MCMORAN COPPER& GOLD COM 35671d857 1016 17875 SH SOLE 17875 FULL METAL MINERALS LTD ISIN#C COM 35968c109 53 83200 SH SOLE 83200 GENERAL ELECTRIC CO COM 369604103 2506 98285 SH SOLE 98285 GOLDCORP INC NEW ISIN#CA380956 COM 380956409 9939 314243 SH SOLE 314243 GOLDEN STAR RES LTD CDACOM ISI COM 38119t104 916 603150 SH SOLE 603150 GOLDRUSH RESOURCES LTD ISIN#CA COM 381453109 2 60000 SH SOLE 60000 GREAT BASIN GOLD LTD ISIN#CA39 COM 390124105 106 50700 SH SOLE 50700 GREAT PANTHER RES LTD ISIN#CA3 COM 39115t106 1011 1629450 SH SOLE 1629450 HATHOR EXPL LTD ISIN#CA4190181 COM 419018106 1145 420400 SH SOLE 420400 IAMGOLD CORP ISIN#CA4509131088 COM 450913108 75 13396 SH SOLE 13396 ILLINOIS TOOL WORKS COM 452308109 280 6300 SH SOLE 6300 INTERNATIONAL ROYALTYCORP ISIN COM 460277106 240 77470 SH SOLE 77470 INTREPID MINES LIMITEDSHS ISIN COM q4968a101 1 14300 SH SOLE 14300 ISHARES SILVER TR ISHARES COM 46428q109 197 16700 SH SOLE 16700 JNR RESOURCES INC COM 465927101 176 569000 SH SOLE 569000 JOY GLOBAL INC COM 481165108 2621 58065 SH SOLE 58065 KIMBER RES INC ISIN#CA49435N10 COM 49435n101 3101 3230755 SH SOLE 3230755 KINROSS GOLD CORP NEWCOM NO PA COM 496902404 10944 678948 SH SOLE 678948 LIHIR GOLD LTD ADR COM 532349107 1228 58800 SH SOLE 58800 MAG SILVER CORP COM 55903q104 161 28300 SH SOLE 28300 MAJOR DRILLING GROUP INTLINC I COM 560909103 462 16600 SH SOLE 16600 MARATHON OIL CORP ISIN#US56584 COM 565849106 1868 46854 SH SOLE 46854 MARKET VECTORS ETF TRNUCLEAR E COM 57060u704 564 25125 SH SOLE 25125 MINEFINDERS LTD CORP COM 602900102 6043 800525 SH SOLE 800525 MINERA ANDES INC ISIN#CA602910 COM 602910101 1656 1601125 SH SOLE 1601125 MIRANDA GOLD CORP ISIN#CA60467 COM 604673103 9 27200 SH SOLE 27200 MOYDOW MINES INTL INC COM 62472v100 1 10000 SH SOLE 10000 NATIONAL OILWELL VARCOINC COM 637071101 678 13500 SH SOLE 13500 NEW GOLD INC CDA ISIN#CA644535 COM 644535106 260 52550 SH SOLE 52550 NEW PAC METALS CORP COM ISIN#C COM 647823103 84 95000 SH SOLE 95000 NOBLE CORPORATION SHS ISIN#KYG COM g65422100 777 17700 SH SOLE 17700 NORTHGATE MINERALS CORPFORMERL COM 666416102 47 35933 SH SOLE 35933 NOVAGOLD RESOURCES ISIN#CA6698 COM 66987e206 201 31000 SH SOLE 31000 NUVEEN CALIF MUN MKTOPPORTUNIT COM 67062u107 126 11800 SH SOLE 11800 NUVEEN CALIF QUALITY INCOMEMUN COM 670985100 179 16100 SH SOLE 16100 NUVEEN QUALITY INCOMEMUN FD IN COM 670977107 166 15300 SH SOLE 15300 OREZONE RESOURCES INC ISIN#CA6 COM 685921108 20 43400 SH SOLE 43400 PAN AMERICAN SILVER CORP ISIN# COM 697900108 1445 65025 SH SOLE 65025 PEABODY ENERGY CORP COM 704549104 325 7236 SH SOLE 7236 PENN WEST ENERGY TR TRUNIT ISI COM 707885109 4399 182550 SH SOLE 182550 PETROLEO BRASILEIRO SAPETROBRA COM 71654v408 4032 91750 SH SOLE 91750 PFIZER INC COM 717081103 2264 122790 SH SOLE 122790 PITCHSTONE EXPLORATIONSLTD COM COM 724365101 177 466700 SH SOLE 466700 PMI GOLD CORP COM ISIN#CA73015 COM 730153103 2 16000 SH SOLE 16000 POWERSHARES DB MULTI SECTORCOM COM 73936b408 4685 155104 SH SOLE 155104 POWERSHARES EXCHANGE TRADEDFD COM 73935x500 487 32800 SH SOLE 32800 PRECISION DRILLING TRUNIT ISIN COM 740215108 889 53707 SH SOLE 53707 PROCTER & GAMBLE CO COM 742718109 220 3165 SH SOLE 3165 PROSHARES ULTRA SHORTCONSUMER COM 74347r636 2986 29600 SH SOLE 29600 ROYAL GOLD INC COM 780287108 2754 76610 SH SOLE 76610 ROYAL STANDARD MINERALSINC COM 780919106 309 2579764 SH SOLE 2579764 RUBICON MINERALS CORP ISIN#CA7 COM 780911103 110 75700 SH SOLE 75700 SAN JUAN BASIN RTY TRUNIT BEN COM 798241105 1963 51625 SH SOLE 51625 SASOL LTD SPONADR COM 803866300 2586 60882 SH SOLE 60882 SCHLUMBERGER LTD ISIN#AN806857 COM 806857108 4100 52504 SH SOLE 52504 SHOSHONE SILVER MNG CO COM 825356108 1 10000 SH SOLE 10000 SILVER STANDARD RES INC ISIN#C COM 82823l106 7555 457064 SH SOLE 457064 SILVER WHEATON CORP COM ISIN#C COM 828336107 8225 1009295 SH SOLE 1009295 SILVERCORP METALS INC ISIN#CA8 COM 82835p103 3701 1263370 SH SOLE 1263370 SOHO RESOURCES CORP COM 83408m105 0 15000 SH SOLE 15000 SPDR GOLD TR GOLD SHS COM 78463v107 673 7920 SH SOLE 7920 STILLWATER MINING COMPANY COM 86074q102 270 46500 SH SOLE 46500 STONE ENERGY CORP COM 861642106 1379 32600 SH SOLE 32600 STRATHMORE MINERALS CORP ISIN# COM 863077103 464 1075150 SH SOLE 1075150 SUNCOR ENERGY INC FRMLYSUNCOR COM 867229106 868 20600 SH SOLE 20600 SUNOCO INC COM 86764p109 626 17600 SH SOLE 17600 SUPERIOR ENERGY SERVICESINC COM 868157108 822 26400 SH SOLE 26400 SYNTROLEUM CORP COM 871630109 57 53000 SH SOLE 53000 TANZANIAN RTY EXPL COM ISIN#CA COM 87600u104 30 11100 SH SOLE 11100 TERRANE METALS CORP COM ISIN#C COM 88103a108 3 14000 SH SOLE 14000 TESORO CORP COM FORMERLYTESORO COM 881609101 593 36001 SH SOLE 36001 TIDEWATER INC COM 886423102 4232 76452 SH SOLE 76452 TRANSOCEAN INC NEW SHS ISIN#KY COM g90073100 3704 33728 SH SOLE 33728 TYHEE DEVELOPMENT CORP ISIN#CA COM 902165109 3163 18688050 SH SOLE 18688050 U S GOLD CORP COM 912023207 53 40835 SH SOLE 40835 VALERO ENERGY CORP COM 91913y100 402 13300 SH SOLE 13300 VISTA GOLD CORP REORGANIZATION COM 927926303 683 301100 SH SOLE 301100 VOLTA RES INC COM ISIN#CA92870 COM 92870r104 1 10380 SH SOLE 10380 X CAL RES LTD COM 98370r106 1 30000 SH SOLE 30000 XTO ENERGY INC COM 98385x106 2358 50692 SH SOLE 50692 YAMANA GOLD INC ISIN#CA98462Y1 COM 98462y100 7205 865051 SH SOLE 865051 YUKON NEVADA GOLD CORP ISIN#CA COM 98849q101 2 16100 SH SOLE 16100 KINROSS GOLD CORP WT EXP09/03/ 496902172 736 230694 SH SOLE 230694

Dates Referenced Herein

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Filed on / Effective on:11/14/08None on these Dates
10/14/081
For Period end:9/30/081
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Filing Submission 0001358828-08-000005   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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