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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 3/24/20 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 1356949 |
| Issuer Name: Houston Wire & Cable CO |
| Issuer Trading Symbol: HWCC |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1105999 |
| | Owner Name: HALEY ROY W |
| Reporting Owner Address: |
| | Owner Street 1: COMMERCE COURT FOUR STATION SQUARE |
| | Owner Street 2: SUITE 700 |
| | Owner City: PITTSBURGH |
| | Owner State: PA |
| | Owner ZIP Code: 15219 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: COMMON STOCK |
| | Transaction Date: |
| | | Value: 3/24/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: P |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 3,900 |
| | | Transaction Price Per Share: |
| Value: 2.04 |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 302,900 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: COMMON STOCK |
| | Transaction Date: |
| | | Value: 3/24/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: P |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 29,000 |
| | | Transaction Price Per Share: |
| Value: 2 |
| Footnote ID: F2 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 331,900 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: COMMON STOCK |
| | Transaction Date: |
| | | Value: 3/25/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: P |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 13,427 |
| | | Transaction Price Per Share: |
| Value: 1.98 |
| Footnote ID: F3 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 345,327 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: COMMON STOCK |
| | Transaction Date: |
| | | Value: 3/26/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: P |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 4,673 |
| | | Transaction Price Per Share: |
| Value: 2 |
| Footnote ID: F4 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 350,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: THIS PURCHASE WAS MADE IN MULTIPLE TRANSACTIONS, WITH AVERAGE SHARE PRICE AT $2.05 ON ROY HALEY'S SEP IRA ACCOUNT. |
| Footnote - F2: THIS PURCHASE WAS MADE IN MULTIPLE TRANSACTIONS, WITH AVERAGE SHARE PRICE AT $1.999 ON ROY HALEY'S ROLLOVER IRA ACCOUNT. |
| Footnote - F3: THIS PURCHASE WAS MADE IN MULTIPLE TRANSACTIONS, WITH AVERAGE SHARE PRICE AT $1.982 ON ROY HALEY'S ROLLOVER IRA ACCOUNT. |
| Footnote - F4: THIS PURCHASE WAS MADE IN MULTIPLE TRANSACTIONS, WITH AVERAGE SHARE PRICE AT $1.997 ON ROY HALEY'S ROLLOVER IRA ACCOUNT. |
Owner Signature: |
| Signature Name: /S/CHRISTOPHER M. MICKLAS, ATTORNEY-IN-FACT |
| Signature Date: 3/26/20 |