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Equitable Holdings, Inc. – ‘8-K’ for 2/6/24

On: Tuesday, 2/6/24, at 4:22pm ET · For: 2/6/24 · Accession #: 1333986-24-4 · File #: 1-38469

  As Of               Filer                 Filing    For·On·As Docs:Size

 2/06/24  Equitable Holdings, Inc.          8-K:2,7,9   2/06/24   13:4.5M

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     32K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    366K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML   2.81M 
 8: R1          Cover                                               HTML     54K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
13: XML         XBRL Instance -- axaeq-20240206_htm                  XML     21K 
 9: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 5: EX-101.DEF  XBRL Definitions -- axaeq-20240206_def               XML     46K 
 6: EX-101.LAB  XBRL Labels -- axaeq-20240206_lab                    XML     93K 
 7: EX-101.PRE  XBRL Presentations -- axaeq-20240206_pre             XML     45K 
 4: EX-101.SCH  XBRL Schema -- axaeq-20240206                        XSD     11K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    22K 
12: ZIP         XBRL Zipped Folder -- 0001333986-24-000004-xbrl      Zip    511K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX:

axaeq-20240206

i 0001333986 i false00013339862024-02-062024-02-060001333986us-gaap:CommonClassAMemberexch:XNYS2024-02-062024-02-060001333986us-gaap:SeriesAPreferredStockMemberexch:XNYS2024-02-062024-02-060001333986us-gaap:SeriesCPreferredStockMemberexch:XNYS2024-02-062024-02-06

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i February 6, 2024

i Equitable Holdings, Inc.

(Exact name of registrant as specified in its charter)


i Delaware	i 001-38469	i 90-0226248
(State or other jurisdiction of	(Commission File Number)	(I.R.S. Employer
incorporation or organization)		Identification No.)

i 1345 Avenue of the Americas, i New York, i New York i 10105

(Address of principal executive offices) (Zip Code)

( i 212) i 554-1234

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Title of each class

Trading Symbol

Name of Exchange on which registered

i Common Stock

i EQH

i New York Stock Exchange

i Depositary Shares, each representing a 1/1,000th interest in a share of Fixed Rate Noncumulative Perpetual Preferred Stock, Series A

i EQH PR A

i New York Stock Exchange

i Depositary Shares, each representing a 1/1,000th interest in a share of Fixed Rate Noncumulative Perpetual Preferred Stock, Series C

i EQH PR C

i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02 Results of Operations and Financial Condition.

On February 6, 2024, Equitable Holdings, Inc. (“EQH”) issued a press release announcing its financial results for the quarter and full year ended December 31, 2023. A copy of the press release containing this information is furnished as Exhibit 99.1 hereto and is incorporated herein by reference. In addition, more detailed financial information may be found in EQH’s Financial Supplement for the quarter ended December 31, 2023. A copy of the Financial Supplement for the quarter ended December 31, 2023 is furnished as Exhibit 99.2 hereto and is incorporated herein by reference.

As provided in General Instruction B.2 of Form 8-K, the information and exhibits provided pursuant to this Item 2.02 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, nor shall they be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Item 7.01 Regulation FD Disclosure.

In connection with its earnings call for the quarter and full year ended December 31, 2023, EQH has prepared a presentation for use with investors and other members of the investment community, which will be accessible via EQH’s investor relations website at https://ir.equitableholdings.com at 4:15 p.m. ET on Tuesday, February 6, 2024.

As provided in General Instruction B.2 of Form 8-K, the information provided pursuant to this Item 7.01 shall not be deemed to be “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits


Exhibit No.			Description of Exhibit
99.1			Press release of Equitable Holdings, Inc., dated February 6, 2024 (furnished and not filed)
99.2			Financial Supplement for the quarter ended December 31, 2023 (furnished and not filed)
104			Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



	EQUITABLE HOLDINGS, INC.

Date: February 6, 2024	By:	/s/ *William Eckert*
	Name:	William Eckert
	Title:	Chief Accounting Officer (Principal Accounting Officer)

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	2/6/24	None on these Dates
	12/31/23
		List all Filings

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Filing Submission 0001333986-24-000004 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Equitable Holdings, Inc. – ‘8-K’ for 2/6/24

On: Tuesday, 2/6/24, at 4:22pm ET · For: 2/6/24 · Accession #: 1333986-24-4 · File #: 1-38469

Previous ‘8-K’: ‘8-K’ on 1/26/24 for 1/23/24 · Next & Latest: ‘8-K’ on / for 4/30/24

Current Report — Form 8-KFiling Table of Contents

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Current Report — Form 8-K

Filing Table of Contents