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Terence Bernard Wise – ‘DFAN14A’ on 12/18/14 re: Forward Industries Inc

On:  Thursday, 12/18/14, at 4:50pm ET   ·   Effective:  12/18/14   ·   Accession #:  1341004-14-1116   ·   File #:  1-34780

Previous ‘DFAN14A’:  ‘DFAN14A’ on 12/16/14   ·   Next:  ‘DFAN14A’ on 12/19/14   ·   Latest:  ‘DFAN14A’ on 12/26/14

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

12/18/14  Terence Bernard Wise              DFAN14A    12/18/14    3:100K Forward Industries Inc            Skadden/FA

Additional Definitive Non-Management Proxy Solicitation Material   —   Schedule 14A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: DFAN14A     Additional Definitive Non-Management Proxy          HTML     21K 
                          Solicitation Material                                  
 2: EX-99.1     Miscellaneous Exhibit                               HTML     36K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML      9K 


DFAN14A   —   Additional Definitive Non-Management Proxy Solicitation Material


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
   
SCHEDULE 14A
 
(Rule 14a-101)
 
   
INFORMATION REQUIRED IN PROXY STATEMENT
SCHEDULE 14A INFORMATION
 
   
Proxy Statement Pursuant to Section 14(a) of
the Securities Exchange Act of 1934
 
   
Filed by the Registrant  o
 
   
Filed by a Party other than the Registrant  x
 
   
Check the appropriate box:
 
o
Preliminary Proxy Statement
 
o
Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
 
o
Definitive Proxy Statement
 
x
Definitive Additional Materials
 
o
Soliciting Materials Pursuant to Section 240.14a-12
 
   
FORWARD INDUSTRIES, INC.
 
(Name of Registrant as Specified In Its Charter)
 
   
TERENCE BERNARD WISE
HOWARD MORGAN
MICHAEL LUETKEMEYER
ERIC FREITAG
SANGITA SHAH
N. SCOTT FINE
DARRYL KEYS
 
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
 
   
Payment of Filing Fee (Check the appropriate box):
 
x
No fee required.
 
o
Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
 
 
(1)
Title of each class of securities to which the transaction applies:
 
       
 
(2)
Aggregate number of securities to which transaction applies:
 
       
 
(3)
Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):
 
       
 
(4)
Proposed maximum aggregate value of transaction:
 
       
 
(5)
Total fee paid:
 
       
o
Fee paid previously with preliminary materials.
 
o
Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
 
 
(1)
Amount Previously Paid:
 
       
 
(2)
Form, Schedule or Registration Statement No.:
 
       
 
(3)
Filing Party:
 
       
 
(4)
Date Filed:
 
       
 
 
 

 

On December 18, 2014, Terence Bernard Wise, together with the other participants named herein (“The Forward Thinking Group”) mailed a letter to stockholders of Forward urging them to support The Forward Thinking Group in its proxy solicitation to elect individuals nominated by Mr. Wise to serve as members of the board of directors of the Company in opposition to the Company's nominees. A copy of the letter is filed herewith as Exhibit 99.1.
 
Also on December 18, 2014, The Forward Thinking Group posted a reference to the aforementioned letter at www.innisfreema.com/Forward/. A copy of the reference is attached as Exhibit 99.2.
 


Dates Referenced Herein

This ‘DFAN14A’ Filing    Date    Other Filings
Filed on / Effective on:12/18/14None on these Dates
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Filing Submission 0001341004-14-001116   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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