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Mann Mann Jensen Partners LP – ‘MA’ on 3/4/15

On:  Wednesday, 3/4/15, at 3:51pm ET   ·   Accession #:  1339265-15-6   ·   File #:  867-01703

Previous ‘MA’:  None   ·   Next & Latest:  ‘MA/A’ on 7/17/19

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  As Of                Filer                Filing    For·On·As Docs:Size

 3/04/15  Mann Mann Jensen Partners LP      MA                     1:10K

Application for Municipal Advisor Registration   —   Form MA
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: MA          Application for Municipal Advisor Registration --   HTML     10K 
                          primary_doc.xml                                        




        

This ‘MA’ Document is an XML Data File that may be rendered in various formats:

  Form MA    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
XML Data rendering:  Application for Registration by a Municipal Advisor
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<edgarSubmission xmlns="http://www.sec.gov/edgar/mafiler" xmlns:com="http://www.sec.gov/edgar/common_ma" xmlns:com1="http://www.sec.gov/edgar/common">
<headerData>
<submissionType> MA </submissionType>
<filerInfo>
<com:filer>
<com1:filerId> 0001339265 </com1:filerId>
<com1:filerCcc> XXXXXXXX </com1:filerCcc>
</com:filer>
<com:contact>
<com1:name> WERNER GRASER </com1:name>
<com1:phoneNumber> 212-754-2167 </com1:phoneNumber>
</com:contact>
<com:contactEmail> WERNER.GRASER@MMJPARTNERS.COM </com:contactEmail>
</filerInfo>
</headerData>
<formData>
<firmName> MANN MANN JENSEN PARTNERS LP </firmName>
<firmCrdNumber> 000137389 </firmCrdNumber>
<irsNum> 20-3315868 </irsNum>
<registrations>
<maTregistration>
<com:fileNumber> 866-01242-00 </com:fileNumber>
</maTregistration>
<baseRegistrations>
<baseRegistrations>
<com:bdRegistration>
<com:fileNumber> 008-67083 </com:fileNumber>
<com:crdNumber> 000137389 </com:crdNumber>
</com:bdRegistration>
</baseRegistrations></baseRegistrations>
</registrations>
<additionalRegistrations>
<additionalRegistration>
<nameAndRegistration>
<com:name> NATIONAL FUTURES ASSOCIATION </com:name>
<com:registrationId> 0359313 </com:registrationId>
</nameAndRegistration>
</additionalRegistration>
</additionalRegistrations>
<principalOfficeAddress>
<addressInfo>
<com:address>
<com1:street1> 400 MADISON AVENUE </com1:street1>
<com1:street2> 4TH FLOOR </com1:street2>
<com1:city> NEW YORK </com1:city>
<com1:stateOrCountry> NY </com1:stateOrCountry>
<com1:zipCode> 10017 </com1:zipCode>
</com:address>
</addressInfo>
<phoneNumber> 2127542167 </phoneNumber>
</principalOfficeAddress>
<mailingAddressDifferent> N </mailingAddressDifferent>
<mailingAddress>
<com:address>
<com1:street1> 400 MADISON AVENUE </com1:street1>
<com1:street2> 4TH FLOOR </com1:street2>
<com1:city> NEW YORK </com1:city>
<com1:stateOrCountry> NY </com1:stateOrCountry>
<com1:zipCode> 10017 </com1:zipCode>
</com:address>
</mailingAddress>
<cco>
<name>
<com:firstName> WERNER </com:firstName>
<com:middleName> NMN </com:middleName>
<com:lastName> GRASER </com:lastName>
</name>
<address>
<com:address>
<com1:street1> 400 MADISON AVENUE </com1:street1>
<com1:city> NEW YORK </com1:city>
<com1:stateOrCountry> NY </com1:stateOrCountry>
<com1:zipCode> 10017 </com1:zipCode>
</com:address>
</address>
<phoneNumber> 212-754-2167 </phoneNumber>
</cco>
<formOfOrganization>
<formOrgType>
<formOrgTypes>
<LP/>
</formOrgTypes>
</formOrgType>
</formOfOrganization>
<monthOfFiscalYearEnd> December </monthOfFiscalYearEnd>
<organizedJurisdiction>
<com1:stateOrCountry> DE </com1:stateOrCountry>
</organizedJurisdiction>
<dateOfOrganization> 12-08-2005 </dateOfOrganization>
<isPrcApplicant> N </isPrcApplicant>
<numberOfEmployees> 6 </numberOfEmployees>
<employeesEngagedInMAA> 3 </employeesEngagedInMAA>
<maaEmployeesRegBD> 3 </maaEmployeesRegBD>
<maaRegIA> 0 </maaRegIA>
<numberOfSolicitingFirms> 0 </numberOfSolicitingFirms>
<clientsServedAsMA> 0 </clientsServedAsMA>
<typesOfClients>
<typesOfClients>
<clientTypes> Not Applicable </clientTypes>
</typesOfClients></typesOfClients>
<numberOfSolicitedME> 0 </numberOfSolicitedME>
<numberOfSolicitedOP> 0 </numberOfSolicitedOP>
<totalNumberOfSolicitedMEAndOP> 0 </totalNumberOfSolicitedMEAndOP>
<typesOfSolicitedPersons>
<solicitationPersonTypes>
<solicitationPersonTypes> Public pension funds </solicitationPersonTypes>
<solicitationPersonTypes> Colleges </solicitationPersonTypes>
</solicitationPersonTypes>
</typesOfSolicitedPersons>
<solicitationCompensationTypes>
<compensationTypes>
<compensationTypes> Not Applicable </compensationTypes>
</compensationTypes>
</solicitationCompensationTypes>
<engagedActivities>
<engagedActivityTypes>
<engagedActivityType> Solicitation Of IAB </engagedActivityType>
</engagedActivityTypes>
</engagedActivities>
<otherActivities>
<brokerDealers>
<isActivelyEngaged> Y </isActivelyEngaged>
<isPrimaryBusiness> Y </isPrimaryBusiness>
</brokerDealers>
</otherActivities>
<isEngagedInOtherNonMAABusiness> N </isEngagedInOtherNonMAABusiness>
<totalFIAAssociatedPersons> 0 </totalFIAAssociatedPersons>
<participationInterestMACT>
<mactBuySellFromClients> N </mactBuySellFromClients>
<mactBuySellRecommendToClients> N </mactBuySellRecommendToClients>
<mactEnterDerivativesWithClients> N </mactEnterDerivativesWithClients>
<mactRecommendOwnedInterestToClients> N </mactRecommendOwnedInterestToClients>
<mactRecommendToClientsServing> N </mactRecommendToClientsServing>
<mactRecommendToClientsHavingOtherSalesInterest> N </mactRecommendToClientsHavingOtherSalesInterest>
<mactDiscAuthBuySellAsMAA> N </mactDiscAuthBuySellAsMAA>
<mactDiscAuthBuySell> N </mactDiscAuthBuySell>
<mactDiscAuthDetermineBrokerDealer> N </mactDiscAuthDetermineBrokerDealer>
<mactDiscAuthDetermineCommissionToBrokerDealer> N </mactDiscAuthDetermineCommissionToBrokerDealer>
<mactRecommendBrokerDealerToClient> N </mactRecommendBrokerDealerToClient>
<mactCompensateForReferrals> N </mactCompensateForReferrals>
<mactReceiveCompensationForReferrals> N </mactReceiveCompensationForReferrals>
</participationInterestMACT>
<disclosureAnswers>
<criminalDisclosure>
<com:isConvictedOfFelony> N </com:isConvictedOfFelony>
<com:isChargedWithFelony> N </com:isChargedWithFelony>
<com:isOrgConvictedOfFelony> N </com:isOrgConvictedOfFelony>
<com:isOrgChargedWithFelony> N </com:isOrgChargedWithFelony>
</criminalDisclosure>
<regulatoryDisclosure>
<com:isMadeFalseStatement> N </com:isMadeFalseStatement>
<com:isViolatedRegulation> N </com:isViolatedRegulation>
<com:isCauseOfDenial> N </com:isCauseOfDenial>
<com:isOrderAgainst> N </com:isOrderAgainst>
<com:isImposedPenalty> N </com:isImposedPenalty>
<com:isUnEthical> N </com:isUnEthical>
<com:isFoundInViolationOfRegulation> N </com:isFoundInViolationOfRegulation>
<com:isFoundInCauseOfDenial> N </com:isFoundInCauseOfDenial>
<com:isOrderAgainstActivity> N </com:isOrderAgainstActivity>
<com:isDeniedLicense> N </com:isDeniedLicense>
<com:isFoundMadeFalseStatement> N </com:isFoundMadeFalseStatement>
<com:isFoundInViolationOfRules> N </com:isFoundInViolationOfRules>
<com:isFoundInCauseOfSuspension> N </com:isFoundInCauseOfSuspension>
<com:isDiscipliend> N </com:isDiscipliend>
<com:isAuthorizedToActAttorney> N </com:isAuthorizedToActAttorney>
<com:isRegulatoryComplaint> N </com:isRegulatoryComplaint>
</regulatoryDisclosure>
<civilDisclosure>
<com:isEnjoined> N </com:isEnjoined>
<com:isFoundInViolationOfRegulation> N </com:isFoundInViolationOfRegulation>
<com:isDismissed> N </com:isDismissed>
<com:isNamedInCivilProceeding> N </com:isNamedInCivilProceeding>
</civilDisclosure>
</disclosureAnswers>
<hasAnnualReceiptsLessThan7Million> Y </hasAnnualReceiptsLessThan7Million>
<isAffiliatedWithReceiptsMoreThan7Million> N </isAffiliatedWithReceiptsMoreThan7Million>
<scheduleA>
<persons>
<person>
<name>
<com:firstName> MICHAEL </com:firstName>
<com:middleName> BURROUGH </com:middleName>
<com:lastName> MANN </com:lastName>
</name>
<baseInformation>
<titleStatus> FOUNDER AND SENIOR PARTNER </titleStatus>
<statusAcquired> 12-08-2005 </statusAcquired>
<ownershipCode> E </ownershipCode>
<isControPerson> Y </isControPerson>
<crdNumber> 001611306 </crdNumber>
</baseInformation>
</person>
</persons>
</scheduleA>
<maExecutionPage>
<signature>
<com1:signature> WERNER GRASER </com1:signature>
<com1:signerName> WERNER GRASER </com1:signerName>
<com1:title> PRESIDENT AND CHIEF COMPLIANCE OFFICER </com1:title>
<com1:date> 03-04-2015 </com1:date>
</signature>
<crdNumber> 000137389 </crdNumber>
</maExecutionPage>
<controls>
<isSolePropietor> N </isSolePropietor>
<hasNameChange> N </hasNameChange>
<hasDBAName> N </hasDBAName>
<hasPreviousDBAName> N </hasPreviousDBAName>
<hasAdditionalDBANames> N </hasAdditionalDBANames>
<hasMATReg> Y </hasMATReg>
<additionalRegs> Y </additionalRegs>
<additionalOffices> N </additionalOffices>
<hasMailingAddress> N </hasMailingAddress>
<hasAdditionalWebsites> N </hasAdditionalWebsites>
<hasBooksRecords> N </hasBooksRecords>
<isRegisteredFFRA> N </isRegisteredFFRA>
<isAffiliatedOtherBus> N </isAffiliatedOtherBus>
<independentBusinessEmployee> N </independentBusinessEmployee>
<receiveCompensationForMAAFromOtherClients> N </receiveCompensationForMAAFromOtherClients>
<isSucceedingApplicant> N </isSucceedingApplicant>
<isCPForApplicantPolicy> N </isCPForApplicantPolicy>
<isPRCompanyUnder1215> N </isPRCompanyUnder1215>
<hasScheduleB> N </hasScheduleB>
<isSection12Or15ReportingCompany> N </isSection12Or15ReportingCompany>
</controls>
</formData>
</edgarSubmission>


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