SEC Info - Innovator ETFs Trust - ‘NSAR-AT’ for 5/31/14

SEC Info℠

Home

Help

Please Sign In

Innovator ETFs Trust – ‘NSAR-AT’ for 5/31/14

On: Wednesday, 7/30/14, at 1:06pm ET · Effective: 7/30/14 · For: 5/31/14 · Accession #: 1325358-14-752 · File #: 811-22135

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/30/14  Academy Funds Trust               NSAR-AT     5/31/14    1:8K                                     Toppan Merrill NSAR/FA
          → Innovator McKinley Income Fund ⇒ Institutional Class (IMIIX) — Investor Class (IMIFX)

Semi-Annual-Transition Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NSAR-AT     Semi-Annual-Transition Report by an Investment         7±    32K 
                Company                                                          


000 A000000 05/31/2014                                                          
000 C000000 0001415726                                                          
000 D000000 Y                                                                   
000 E000000 NF                                                                  
000 F000000 Y                                                                   
000 G000000 N                                                                   
000 H000000 N                                                                   
000 I000000 6.1                                                                 
000 J000000 A                                                                   
001 A000000 Academy Funds Trust                                                 
001 B000000 811-22135                                                           
001 C000000 2159793754                                                          
002 A000000 123 South Broad Street, Suite1630                                   
002 B000000 Philadelphia                                                        
002 C000000 PA                                                                  
002 D010000 19109                                                               
003  000000 N                                                                   
004  000000 N                                                                   
005  000000 N                                                                   
006  000000 N                                                                   
007 A000000 Y                                                                   
007 B000000 1                                                                   
007 C010100  1                                                                  
007 C020100 Innovator Matrix Income Fund                                        
007 C030100 N                                                                   
007 C010200  2                                                                  
007 C010300  3                                                                  
007 C010400  4                                                                  
007 C010500  5                                                                  
007 C010600  6                                                                  
007 C010700  7                                                                  
007 C010800  8                                                                  
007 C010900  9                                                                  
007 C011000 10                                                                  
008 A00AA01 INNOVATOR MANAGEMENT LLC                                            
008 B00AA01 A                                                                   
008 C00AA01 801-72910                                                           
008 D01AA01 PHILADELPHIA                                                        
008 D02AA01 PA                                                                  
008 D03AA01 19109                                                               
008 A00AA02 TRUST & FIDUCIARY MANAGEMENT SERVICES, INC.                         
008 B00AA02 S                                                                   
008 C00AA02 801-60043                                                           
008 D01AA02 BOSTON                                                              
008 D02AA02 MA                                                                  
008 D03AA02 02110                                                               
010 A00AA01 U.S. BANCORP FUND SERVICES, LLC                                     
010 B00AA01 85-11357                                                            
010 C01AA01 MILWAUKEE                                                           
010 C02AA01 WI                                                                  
010 C03AA01 53202                                                               
011 A00AA01 QUASAR DISTRIBUTORS, LLC                                            
011 B00AA01 8-52323                                                             
011 C01AA01 MILWAUKEE                                                           
011 C02AA01 WI                                                                  
011 C03AA01 53202                                                               
012 A00AA01 U.S. BANCORP FUND SERVICES, LLC                                     
012 B00AA01 85-11357                                                            
012 C01AA01 MILWAUKEE                                                           
012 C02AA01 WI                                                                  
012 C03AA01 53202                                                               
013 A00AA01 TAIT, WELLER & BAKER LLP                                            
013 B01AA01 PHILADELPHIA                                                        
013 B02AA01 PA                                                                  
013 B03AA01 19103                                                               
015 A00AA01 U.S. BANK, N.A.                                                     
015 B00AA01 C                                                                   
015 C01AA01 MILWAUKEE                                                           
015 C02AA01 WI                                                                  
015 C03AA01 53202                                                               
015 E01AA01 X                                                                   
018  00AA00 Y                                                                   
019 A00AA00 N                                                                   
019 B00AA00                                                                     
020 A000001 WELLINGTON & SHIELDS & CO., LLC                                     
020 B000001 00-0000000                                                          
020 C000001     25                                                              
020 A000002 E & J SECURITIES                                                    
020 B000002 00-0000000                                                          
020 C000002     23                                                              
020 A000003 LADENBURG THALMAN & CO.                                             
020 B000003 00-0000000                                                          
020 C000003     17                                                              
020 A000004 WINSLOW EVANS & CROCKER, INC.                                       
020 B000004 00-0000000                                                          
020 C000004      2                                                              
021  00AA00       67                                                            
023 C00AA00          0                                                          
023 D00AA00          0                                                          
024  00AA00 N                                                                   
025 D00AA01       0                                                             
025 D00AA02       0                                                             
025 D00AA03       0                                                             
025 D00AA04       0                                                             
025 D00AA05       0                                                             
025 D00AA06       0                                                             
025 D00AA07       0                                                             
025 D00AA08       0                                                             
026 A000000 N                                                                   
026 B000000 Y                                                                   
026 C000000 N                                                                   
026 D000000 Y                                                                   
026 E000000 N                                                                   
026 F000000 N                                                                   
026 G010000 N                                                                   
026 G020000 N                                                                   
026 H000000 N                                                                   
027  000000 Y                                                                   
028 A01AA00      2906                                                           
028 A02AA00       354                                                           
028 A03AA00         0                                                           
028 A04AA00      1845                                                           
028 B01AA00      5778                                                           
028 B02AA00       372                                                           
028 B03AA00         0                                                           
028 B04AA00      2466                                                           
028 C01AA00      3788                                                           
028 C02AA00       381                                                           
028 C03AA00         0                                                           
028 C04AA00      4589                                                           
028 D01AA00      1915                                                           
028 D02AA00       384                                                           
028 D03AA00         0                                                           
028 D04AA00      3529                                                           
028 E01AA00      2087                                                           
028 E02AA00       384                                                           
028 E03AA00         0                                                           
028 E04AA00      3660                                                           
028 F01AA00         0                                                           
028 F02AA00         0                                                           
028 F03AA00         0                                                           
028 F04AA00         0                                                           
028 G01AA00     16474                                                           
028 G02AA00      1875                                                           
028 G03AA00         0                                                           
028 G04AA00     16089                                                           
028 H00AA00       368                                                           
029  00AA00 Y                                                                   
030 A00AA00     13                                                              
030 B00AA00  5.75                                                               
030 C00AA00  0.00                                                               
031 A00AA00      2                                                              
031 B00AA00      0                                                              
032  00AA00     11                                                              
033  00AA00      0                                                              
034  00AA00 Y                                                                   
035  00AA00     13                                                              
036 A00AA00 Y                                                                   
037  00AA00 Y                                                                   
038  00AA00      1                                                              
039  00AA00 Y                                                                   
040  00AA00 Y                                                                   
041  00AA00 Y                                                                   
042 A00AA00   0                                                                 
042 B00AA00   0                                                                 
042 C00AA00   5                                                                 
042 D00AA00  44                                                                 
042 E00AA00   0                                                                 
042 F00AA00   0                                                                 
042 G00AA00   0                                                                 
042 H00AA00  51                                                                 
043  00AA00    113                                                              
044  00AA00      0                                                              
045  00AA00 Y                                                                   
046  00AA00 N                                                                   
047  00AA00 Y                                                                   
048  00AA00  1.000                                                              
048 A01AA00        0                                                            
048 A02AA00 0.000                                                               
048 B01AA00        0                                                            
048 B02AA00 0.000                                                               
048 C01AA00        0                                                            
048 C02AA00 0.000                                                               
048 D01AA00        0                                                            
048 D02AA00 0.000                                                               
048 E01AA00        0                                                            
048 E02AA00 0.000                                                               
048 F01AA00        0                                                            
048 F02AA00 0.000                                                               
048 G01AA00        0                                                            
048 G02AA00 0.000                                                               
048 H01AA00        0                                                            
048 H02AA00 0.000                                                               
048 I01AA00        0                                                            
048 I02AA00 0.000                                                               
048 J01AA00        0                                                            
048 J02AA00 0.000                                                               
048 K01AA00        0                                                            
048 K02AA00 0.000                                                               
049  00AA00 N                                                                   
050  00AA00 N                                                                   
051  00AA00 N                                                                   
052  00AA00 N                                                                   
053 A00AA00 Y                                                                   
053 B00AA00 Y                                                                   
053 C00AA00 N                                                                   
054 A00AA00 Y                                                                   
054 B00AA00 Y                                                                   
054 C00AA00 N                                                                   
054 D00AA00 N                                                                   
054 E00AA00 N                                                                   
054 F00AA00 N                                                                   
054 G00AA00 N                                                                   
054 H00AA00 Y                                                                   
054 I00AA00 N                                                                   
054 J00AA00 Y                                                                   
054 K00AA00 N                                                                   
054 L00AA00 N                                                                   
054 M00AA00 Y                                                                   
054 N00AA00 N                                                                   
054 O00AA00 N                                                                   
055 A00AA00 N                                                                   
055 B00AA00 N                                                                   
056  00AA00 Y                                                                   
057  00AA00 N                                                                   
058 A00AA00 N                                                                   
059  00AA00 Y                                                                   
060 A00AA00 Y                                                                   
060 B00AA00 Y                                                                   
061  00AA00     2000                                                            
062 A00AA00 N                                                                   
062 B00AA00   0.0                                                               
062 C00AA00   0.0                                                               
062 D00AA00   0.0                                                               
062 E00AA00   0.0                                                               
062 F00AA00   0.0                                                               
062 G00AA00   0.0                                                               
062 H00AA00   0.0                                                               
062 I00AA00   0.0                                                               
062 J00AA00   0.0                                                               
062 K00AA00   0.0                                                               
062 L00AA00   0.0                                                               
062 M00AA00   0.0                                                               
062 N00AA00   0.0                                                               
062 O00AA00   0.0                                                               
062 P00AA00   0.0                                                               
062 Q00AA00   0.0                                                               
062 R00AA00   0.0                                                               
063 A00AA00   0                                                                 
063 B00AA00  0.0                                                                
066 A00AA00 Y                                                                   
066 B00AA00 N                                                                   
066 C00AA00 N                                                                   
066 D00AA00 N                                                                   
066 E00AA00 Y                                                                   
066 F00AA00 N                                                                   
066 G00AA00 N                                                                   
067  00AA00 N                                                                   
068 A00AA00 N                                                                   
068 B00AA00 N                                                                   
069  00AA00 N                                                                   
070 A01AA00 Y                                                                   
070 A02AA00 N                                                                   
070 B01AA00 Y                                                                   
070 B02AA00 N                                                                   
070 C01AA00 Y                                                                   
070 C02AA00 N                                                                   
070 D01AA00 Y                                                                   
070 D02AA00 N                                                                   
070 E01AA00 Y                                                                   
070 E02AA00 N                                                                   
070 F01AA00 Y                                                                   
070 F02AA00 N                                                                   
070 G01AA00 Y                                                                   
070 G02AA00 N                                                                   
070 H01AA00 Y                                                                   
070 H02AA00 N                                                                   
070 I01AA00 Y                                                                   
070 I02AA00 N                                                                   
070 J01AA00 Y                                                                   
070 J02AA00 N                                                                   
070 K01AA00 Y                                                                   
070 K02AA00 Y                                                                   
070 L01AA00 Y                                                                   
070 L02AA00 Y                                                                   
070 M01AA00 Y                                                                   
070 M02AA00 N                                                                   
070 N01AA00 Y                                                                   
070 N02AA00 N                                                                   
070 O01AA00 Y                                                                   
070 O02AA00 N                                                                   
070 P01AA00 Y                                                                   
070 P02AA00 N                                                                   
070 Q01AA00 Y                                                                   
070 Q02AA00 N                                                                   
070 R01AA00 Y                                                                   
070 R02AA00 N                                                                   
071 A00AA00     16516                                                           
071 B00AA00     10419                                                           
071 C00AA00    110439                                                           
071 D00AA00    9                                                                
073 A01AA00   0.3473                                                            
073 A02AA00   0.3684                                                            
073 B00AA00   0.0000                                                            
073 C00AA00   0.0000                                                            
075 A00AA00        0                                                            
075 B00AA00   114476                                                            
076  00AA00     0.00                                                            
077 A000000 N                                                                   
077 B000000 N                                                                   
078  000000 N                                                                   
080 C00AA00                                                                     
081 A00AA00 N                                                                   
082 A00AA00 N                                                                   
082 B00AA00        0                                                            
083 A00AA00 N                                                                   
083 B00AA00        0                                                            
084 A00AA00 N                                                                   
084 B00AA00        0                                                            
085 A00AA00 N                                                                   
085 B00AA00 N                                                                   
072 A000100  5                                                                  
072 B000100        0                                                            
072 C000100     2364                                                            
072 D000100        0                                                            
072 E000100        0                                                            
072 F000100      474                                                            
072 G000100       38                                                            
072 H000100        0                                                            
072 I000100       16                                                            
072 J000100        3                                                            
072 K000100        0                                                            
072 L000100        8                                                            
072 M000100        5                                                            
072 N000100       16                                                            
072 O000100        0                                                            
072 P000100        0                                                            
072 Q000100       12                                                            
072 R000100        8                                                            
072 S000100       21                                                            
072 T000100      113                                                            
072 U000100        0                                                            
072 V000100        0                                                            
072 W000100        6                                                            
072 X000100      720                                                            
072 Y000100       86                                                            
072 Z000100     1730                                                            
072AA000100        0                                                            
072BB000100       73                                                            
072CC010100     6442                                                            
072CC020100        0                                                            
072DD010100     1836                                                            
072DD020100       92                                                            
072EE000100        0                                                            
074 A000100                                                                     
074 B000100                                                                     
074 C000100                                                                     
074 D000100                                                                     
074 E000100                                                                     
074 F000100    18516                                                            
074 G000100                                                                     
074 H000100                                                                     
074 I000100    99637                                                            
074 J000100        0                                                            
074 K000100        0                                                            
074 L000100      177                                                            
074 M000100       27                                                            
074 N000100   118357                                                            
074 O000100        0                                                            
074 P000100       81                                                            
074 Q000100        0                                                            
074 R010100        0                                                            
074 R020100        0                                                            
074 R030100        0                                                            
074 R040100      747                                                            
074 S000100        0                                                            
074 T000100   117529                                                            
074 U010100     5244                                                            
074 U020100      251                                                            
074 V010100    21.39                                                            
074 V020100    21.36                                                            
074 W000100   0.0000                                                            
074 X000100      481                                                            
074 Y000100        0                                                            
SIGNATURE    David Jacovini                                                     
TITLE        President

↑Top

Filing Submission 0001325358-14-000752 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Innovator ETFs Trust – ‘NSAR-AT’ for 5/31/14

On: Wednesday, 7/30/14, at 1:06pm ET · Effective: 7/30/14 · For: 5/31/14 · Accession #: 1325358-14-752 · File #: 811-22135

Semi-Annual-Transition Report by an Investment Company — Form N-SAR — ICA’40Filing Table of Contents

Semi-Annual-Transition Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents