SEC Info - Marshall Wace Asia Ltd. - ‘13F-HR’ for 9/30/21

SEC Info℠

Home

Help

Please Sign In

Marshall Wace Asia Ltd. – ‘13F-HR’ for 9/30/21 – ‘INFO-TABLE’

On: Monday, 11/15/21, at 4:34pm ET · Effective: 11/15/21 · For: 9/30/21 · Accession #: 1325091-21-24 · File #: 28-14472

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/15/21  Marshall Wace Asia Ltd.           13F-HR      9/30/21    2:90K                                    Marshall Wace North … LP

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                mwalp3q21.xml

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — mwalp3q21.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

SEC Info℠ rendering: Portfolio Securities Holdings Info Table

Marshall Wace Asia Ltd.
· Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/21 · Assets: $4,225,811,000 · History: Assets Under Management

2 Related Money Managers also Reported Holdings in this Quarter for this Manager.

Security				Market Valueª		Shares or Principal			Investment Discretion	Other Managersº	Voting Authority
Issuer Name	Issue Class	Opt.	CUSIP/CINS	$1000s	Weight	Amount	S/P	Price	Investment Discretion	Other Managersº	Sole	Shared	None
										↓List	*(S/P Amounts or For All)*

AGORA INC-ADR	ADR	–	00851L·10·3	490	0.01%	16,881	Sh.	29.03	Shared	–	–	Shared	–
AIRBNB INC-A	COMMON STOCK	–	009066·10·1	19,362	0.46%	115,423	Sh.	167.75	Shared	–	–	Shared	–
ALBEMARLE CORP	COMMON STOCK	–	012653·10·1	73,708	1.74%	336,609	Sh.	218.97	Sole	–	Sole	–	–
ALBEMARLE CORP	COMMON STOCK	–	012653·10·1	71,271	1.69%	325,482	Sh.	218.97	Shared	–	–	Shared	–
ALLY FINANCIAL I	COMMON STOCK	–	02005N·10·0	133,468	3.16%	2,614,456	Sh.	51.05	Shared	–	–	Shared	–
ALLY FINANCIAL I	COMMON STOCK	–	02005N·10·0	4,139	0.10%	81,068	Sh.	51.06	Sole	–	Sole	–	–
AMERIPRISE FINAN	COMMON STOCK	–	03076C·10·6	119,309	2.82%	451,721	Sh.	264.12	Shared	–	–	Shared	–
AMERIPRISE FINAN	COMMON STOCK	–	03076C·10·6	3,698	0.09%	14,003	Sh.	264.09	Sole	–	Sole	–	–
APOLLO GLOBAL MA	COMMON STOCK	–	03768E·10·5	10,146	0.24%	164,731	Sh.	61.59	Shared	–	–	Shared	–
APOLLO GLOBAL MA	COMMON STOCK	–	03768E·10·5	314	0.01%	5,105	Sh.	61.51	Sole	–	Sole	–	–
APPLIED MATERIAL	COMMON STOCK	–	038222·10·5	9,265	0.22%	71,971	Sh.	128.73	Shared	–	–	Shared	–
AURORA MOBIL-ADR	ADR	–	051857·10·0	227	0.01%	135,769	Sh.	1.67	Shared	–	–	Shared	–
AUTOHOME INC-ADR	ADR	–	05278C·10·7	9,151	0.22%	194,989	Sh.	46.93	Shared	–	–	Shared	–
BAIDU INC-SP ADR	ADR	–	056752·10·8	14,663	0.35%	95,367	Sh.	153.75	Shared	–	–	Shared	–
BANCO SANTA-ADR	ADR	–	05969B·10·3	385	0.01%	67,206	Sh.	5.73	Shared	–	–	Shared	–
BANK OF MONTREAL	COMMON STOCK	–	063671·10·1	100,481	2.38%	1,006,724	Sh.	99.81	Shared	–	–	Shared	–
BANK OF MONTREAL	COMMON STOCK	–	063671·10·1	3,112	0.07%	31,175	Sh.	99.82	Sole	–	Sole	–	–
BANK OF NOVA SCO	COMMON STOCK	–	064149·10·7	60,880	1.44%	989,282	Sh.	61.54	Shared	–	–	Shared	–
BANK OF NOVA SCO	COMMON STOCK	–	064149·10·7	1,887	0.04%	30,660	Sh.	61.55	Sole	–	Sole	–	–
BEST INC – ADR	ADR	–	08653C·10·6	323	0.01%	193,632	Sh.	1.67	Shared	–	–	Shared	–
BILIBILI INC-ADR	ADR	–	090040·10·6	2,794	0.07%	42,225	Sh.	66.17	Shared	–	–	Shared	–
BIT MININ-SP ADR	ADR	–	055474·10·0	2,039	0.05%	249,545	Sh.	8.17	Shared	–	–	Shared	–
BLUECITY HOL-ADR	ADR	–	09610L·10·6	213	0.01%	71,114	Sh.	3.00	Shared	–	–	Shared	–
BOQII HOLDING LT	ADR	–	09950L·10·4	168	0.00%	72,715	Sh.	2.31	Shared	–	–	Shared	–
BOSTON SCIENTIFC	COMMON STOCK	–	101137·10·7	48,322	1.14%	1,113,678	Sh.	43.39	Sole	–	Sole	–	–
BOSTON SCIENTIFC	COMMON STOCK	–	101137·10·7	46,734	1.11%	1,077,059	Sh.	43.39	Shared	–	–	Shared	–
BRIDGETOWN 2 H-A	COMMON STOCK	–	G1355V·10·3	987	0.02%	99,600	Sh.	9.91	Shared	–	–	Shared	–
CAN IMPL BK COMM	COMMON STOCK	–	136069·10·1	75,943	1.80%	682,325	Sh.	111.30	Shared	–	–	Shared	–
CAN IMPL BK COMM	COMMON STOCK	–	136069·10·1	2,388	0.06%	21,455	Sh.	111.30	Sole	–	Sole	–	–
CANAAN INC	ADR	–	134748·10·2	542	0.01%	88,760	Sh.	6.11	Shared	–	–	Shared	–
CAPITAL ONE FINA	COMMON STOCK	–	14040H·10·5	200,449	4.74%	1,237,573	Sh.	161.97	Shared	–	–	Shared	–
CAPITAL ONE FINA	COMMON STOCK	–	14040H·10·5	6,242	0.15%	38,538	Sh.	161.97	Sole	–	Sole	–	–
CARRIER GLOB	COMMON STOCK	–	14448C·10·4	45,320	1.07%	875,572	Sh.	51.76	Sole	–	Sole	–	–
CARRIER GLOB	COMMON STOCK	–	14448C·10·4	43,808	1.04%	846,364	Sh.	51.76	Shared	–	–	Shared	–
CBOE GLOBAL MARK	COMMON STOCK	–	12503M·10·8	56,434	1.34%	455,628	Sh.	123.86	Shared	–	–	Shared	–
CBOE GLOBAL MARK	COMMON STOCK	–	12503M·10·8	1,778	0.04%	14,352	Sh.	123.89	Sole	–	Sole	–	–
CEMEX SAB-SP ADR	ADR	–	151290·88·9	1,145	0.03%	159,685	Sh.	7.17	Shared	–	–	Shared	–
CHINA AUTOMOTIVE	COMMON STOCK	–	16936R·10·5	43	0.00%	13,046	Sh.	3.30	Shared	–	–	Shared	–
CHINA PETRO-ADR	ADR	–	16941R·10·8	908	0.02%	18,467	Sh.	49.17	Shared	–	–	Shared	–
CHINA YUCHAI	COMMON STOCK	–	G21082·10·5	159	0.00%	11,700	Sh.	13.59	Shared	–	–	Shared	–
CHINDATA GRP-ADR	ADR	–	16955F·10·7	2,771	0.07%	329,516	Sh.	8.41	Shared	–	–	Shared	–
CHIPOTLE MEXICAN	COMMON STOCK	–	169656·10·5	26,026	0.62%	14,320	Sh.	1,817.46	Sole	–	Sole	–	–
CHIPOTLE MEXICAN	COMMON STOCK	–	169656·10·5	25,164	0.60%	13,845	Sh.	1,817.55	Shared	–	–	Shared	–
CITIZENS FINANCI	COMMON STOCK	–	174610·10·5	146,523	3.47%	3,118,831	Sh.	46.98	Shared	–	–	Shared	–
CITIZENS FINANCI	COMMON STOCK	–	174610·10·5	4,542	0.11%	96,677	Sh.	46.98	Sole	–	Sole	–	–
CLOOPEN GROUP HO	ADR	–	18900M·10·4	95	0.00%	21,451	Sh.	4.43	Shared	–	–	Shared	–
CLPS INC	COMMON STOCK	–	G31642·10·4	30	0.00%	10,315	Sh.	2.91	Shared	–	–	Shared	–
COPA HOLDIN-CL A	COMMON STOCK	–	P31076·10·5	40,481	0.96%	497,428	Sh.	81.38	Sole	–	Sole	–	–
COPA HOLDIN-CL A	COMMON STOCK	–	P31076·10·5	39,749	0.94%	488,446	Sh.	81.38	Shared	–	–	Shared	–
DARLING INGREDIE	COMMON STOCK	–	237266·10·1	35,266	0.83%	490,484	Sh.	71.90	Sole	–	Sole	–	–
DARLING INGREDIE	COMMON STOCK	–	237266·10·1	34,124	0.81%	474,607	Sh.	71.90	Shared	–	–	Shared	–
DERMTECH INC	COMMON STOCK	–	24984K·10·5	9,061	0.21%	282,167	Sh.	32.11	Sole	–	Sole	–	–
DERMTECH INC	COMMON STOCK	–	24984K·10·5	8,759	0.21%	272,782	Sh.	32.11	Shared	–	–	Shared	–
DEUTSCHE BANK-RG	COMMON STOCK	–	D18190·89·8	8,686	0.21%	679,121	Sh.	12.79	Shared	–	–	Shared	–
DEUTSCHE BANK-RG	COMMON STOCK	–	D18190·89·8	268	0.01%	20,992	Sh.	12.77	Sole	–	Sole	–	–
DUN & BRADSTREET	COMMON STOCK	–	26484T·10·6	17,864	0.42%	1,062,692	Sh.	16.81	Shared	–	–	Shared	–
DUN & BRADSTREET	COMMON STOCK	–	26484T·10·6	577	0.01%	34,333	Sh.	16.81	Sole	–	Sole	–	–
ENTEGRIS INC	COMMON STOCK	–	29362U·10·4	38,201	0.90%	303,424	Sh.	125.90	Sole	–	Sole	–	–
ENTEGRIS INC	COMMON STOCK	–	29362U·10·4	36,934	0.87%	293,361	Sh.	125.90	Shared	–	–	Shared	–
EQONEX LTD	COMMON STOCK	–	Y2074E·10·9	1,223	0.03%	377,585	Sh.	3.24	Shared	–	–	Shared	–
ESTEE LAUDER	COMMON STOCK	–	518439·10·4	8,688	0.21%	28,965	Sh.	299.95	Sole	–	Sole	–	–
ESTEE LAUDER	COMMON STOCK	–	518439·10·4	8,394	0.20%	27,986	Sh.	299.94	Shared	–	–	Shared	–
EURONET WORLDWID	COMMON STOCK	–	298736·10·9	25,538	0.60%	200,641	Sh.	127.28	Shared	–	–	Shared	–
EURONET WORLDWID	COMMON STOCK	–	298736·10·9	831	0.02%	6,532	Sh.	127.22	Sole	–	Sole	–	–
EVERCORE INC	COMMON STOCK	–	29977A·10·5	25,084	0.59%	187,653	Sh.	133.67	Shared	–	–	Shared	–
EVERCORE INC	COMMON STOCK	–	29977A·10·5	799	0.02%	5,974	Sh.	133.75	Sole	–	Sole	–	–
FANGDD NETWO-ADR	ADR	–	30712L·10·9	184	0.00%	166,049	Sh.	1.11	Shared	–	–	Shared	–
FERROGLOBE PLC	COMMON STOCK	–	G33856·10·8	10,530	0.25%	1,210,281	Sh.	8.70	Sole	–	Sole	–	–
FERROGLOBE PLC	COMMON STOCK	–	G33856·10·8	10,164	0.24%	1,168,230	Sh.	8.70	Shared	–	–	Shared	–
FLYWIRE CORP-VOT	COMMON STOCK	–	302492·10·3	8,907	0.21%	203,175	Sh.	43.84	Shared	–	–	Shared	–
FLYWIRE CORP-VOT	COMMON STOCK	–	302492·10·3	2,001	0.05%	45,639	Sh.	43.84	Shared	–	–	Shared	–
FLYWIRE CORP-VOT	COMMON STOCK	–	302492·10·3	66	0.00%	1,498	Sh.	44.06	Sole	–	Sole	–	–
FOMENTO ECON-ADR	ADR	–	344419·10·6	457	0.01%	5,267	Sh.	86.77	Shared	–	–	Shared	–
GENETRON HOL-ADR	ADR	–	37186H·10·0	1,550	0.04%	111,932	Sh.	13.85	Shared	–	–	Shared	–
GLORY STAR NEW M	COMMON STOCK	–	G39973·10·5	42	0.00%	25,590	Sh.	1.64	Shared	–	–	Shared	–
GOLDMAN SACHS GP	COMMON STOCK	–	38141G·10·4	117,426	2.78%	310,626	Sh.	378.03	Shared	–	–	Shared	–
GOLDMAN SACHS GP	COMMON STOCK	–	38141G·10·4	3,715	0.09%	9,828	Sh.	378.00	Sole	–	Sole	–	–
GRAPHIC PACKAGIN	COMMON STOCK	–	388689·10·1	14,652	0.35%	769,538	Sh.	19.04	Sole	–	Sole	–	–
GRAPHIC PACKAGIN	COMMON STOCK	–	388689·10·1	14,164	0.34%	743,898	Sh.	19.04	Shared	–	–	Shared	–
HUAZHU GROUP-ADR	ADR	–	44332N·10·6	9,125	0.22%	198,967	Sh.	45.86	Shared	–	–	Shared	–
HUIZE HOLDIN-ADR	ADR	–	44473E·10·5	143	0.00%	62,730	Sh.	2.28	Shared	–	–	Shared	–
INDIE SEMICOND-A	COMMON STOCK	–	45569U·10·1	878	0.02%	71,340	Sh.	12.31	Shared	–	–	Shared	–
INTERACTIVE BROK	COMMON STOCK	–	45841N·10·7	81,791	1.94%	1,312,010	Sh.	62.34	Shared	–	–	Shared	–
INTERACTIVE BROK	COMMON STOCK	–	45841N·10·7	19,676	0.47%	315,625	Sh.	62.34	Sole	–	Sole	–	–
INTERCONTINENTAL	COMMON STOCK	–	45866F·10·4	19,962	0.47%	173,854	Sh.	114.82	Shared	–	–	Shared	–
INTERCONTINENTAL	COMMON STOCK	–	45866F·10·4	646	0.02%	5,627	Sh.	114.80	Sole	–	Sole	–	–
JACKSON FI-A	COMMON STOCK	–	46817M·10·7	8,061	0.19%	310,056	Sh.	26.00	Shared	–	–	Shared	–
JACKSON FI-A	COMMON STOCK	–	46817M·10·7	249	0.01%	9,579	Sh.	25.99	Sole	–	Sole	–	–
JINKOSOLAR-ADR	ADR	–	47759T·10·0	3,651	0.09%	79,694	Sh.	45.81	Shared	–	–	Shared	–
JUMIA TECHNO-ADR	ADR	–	48138M·10·5	8,106	0.19%	436,068	Sh.	18.59	Sole	–	Sole	–	–
JUMIA TECHNO-ADR	ADR	–	48138M·10·5	7,833	0.19%	421,372	Sh.	18.59	Shared	–	–	Shared	–
KANDI TECHNOLOGI	COMMON STOCK	–	483709·10·1	526	0.01%	118,200	Sh.	4.45	Shared	–	–	Shared	–
KE HOLDINGS – ADR	ADR	–	482497·10·4	2,320	0.05%	127,066	Sh.	18.26	Shared	–	–	Shared	–
KINGSOFT CLO-ADR	ADR	–	49639K·10·1	11,363	0.27%	401,223	Sh.	28.32	Shared	–	–	Shared	–
LAZARD LTD-CL A	COMMON STOCK	–	G54050·10·2	33,566	0.79%	732,872	Sh.	45.80	Shared	–	–	Shared	–
LAZARD LTD-CL A	COMMON STOCK	–	G54050·10·2	1,076	0.03%	23,490	Sh.	45.81	Sole	–	Sole	–	–
LEXINFINTECH-ADR	ADR	–	528877·10·3	1,360	0.03%	230,844	Sh.	5.89	Shared	–	–	Shared	–
LI AUTO INC – ADR	ADR	–	50202M·10·2	5,400	0.13%	205,407	Sh.	26.29	Shared	–	–	Shared	–
LIGHTINTHEBO-ADR	ADR	–	53225G·10·2	22	0.00%	16,282	Sh.	1.35	Shared	–	–	Shared	–
LINDE PLC	COMMON STOCK	–	G5494J·10·3	53,128	1.26%	181,089	Sh.	293.38	Sole	–	Sole	–	–
LINDE PLC	COMMON STOCK	–	G5494J·10·3	51,370	1.22%	175,096	Sh.	293.38	Shared	–	–	Shared	–
LIZHI INC	ADR	–	53933L·10·4	185	0.00%	58,415	Sh.	3.17	Shared	–	–	Shared	–
LPL FINANCIAL HO	COMMON STOCK	–	50212V·10·0	71,258	1.69%	454,565	Sh.	156.76	Shared	–	–	Shared	–
LPL FINANCIAL HO	COMMON STOCK	–	50212V·10·0	2,285	0.05%	14,577	Sh.	156.75	Sole	–	Sole	–	–
LUFAX HOLDIN-ADR	ADR	–	54975P·10·2	2,917	0.07%	417,862	Sh.	6.98	Shared	–	–	Shared	–
MADISON SQUARE G	COMMON STOCK	–	55825T·10·3	34,357	0.81%	184,764	Sh.	185.95	Sole	–	Sole	–	–
MADISON SQUARE G	COMMON STOCK	–	55825T·10·3	33,222	0.79%	178,659	Sh.	185.95	Shared	–	–	Shared	–
MAKEMYTRIP LTD	COMMON STOCK	–	V5633W·10·9	14,887	0.35%	547,524	Sh.	27.19	Sole	–	Sole	–	–
MAKEMYTRIP LTD	COMMON STOCK	–	V5633W·10·9	14,396	0.34%	529,444	Sh.	27.19	Shared	–	–	Shared	–
MEDTRONIC PLC	COMMON STOCK	–	G5960L·10·3	47,237	1.12%	376,837	Sh.	125.35	Sole	–	Sole	–	–
MEDTRONIC PLC	COMMON STOCK	–	G5960L·10·3	45,686	1.08%	364,467	Sh.	125.35	Shared	–	–	Shared	–
MERCADOLIBRE INC	COMMON STOCK	–	58733R·10·2	447	0.01%	266	Sh.	1,680.45	Shared	–	–	Shared	–
MICRON TECH	COMMON STOCK	–	595112·10·3	16,985	0.40%	239,291	Sh.	70.98	Shared	–	–	Shared	–
MONGODB INC	COMMON STOCK	–	60937P·10·6	26,721	0.63%	56,671	Sh.	471.51	Sole	–	Sole	–	–
MONGODB INC	COMMON STOCK	–	60937P·10·6	25,836	0.61%	54,794	Sh.	471.51	Shared	–	–	Shared	–
MOODY’S CORP	COMMON STOCK	–	615369·10·5	18,026	0.43%	50,762	Sh.	355.11	Sole	–	Sole	–	–
MOODY’S CORP	COMMON STOCK	–	615369·10·5	17,419	0.41%	49,051	Sh.	355.12	Shared	–	–	Shared	–
NETEASE INC-ADR	ADR	–	64110W·10·2	11,885	0.28%	139,163	Sh.	85.40	Shared	–	–	Shared	–
NEVRO CORP	COMMON STOCK	–	64157F·10·3	10,137	0.24%	87,102	Sh.	116.38	Sole	–	Sole	–	–
NEVRO CORP	COMMON STOCK	–	64157F·10·3	9,802	0.23%	84,226	Sh.	116.38	Shared	–	–	Shared	–
NEW FRONTIER HEA	COMMON STOCK	–	G6461G·10·6	254	0.01%	22,652	Sh.	11.21	Shared	–	–	Shared	–
NORWEGIAN CRUISE	COMMON STOCK	–	G66721·10·4	4,378	0.10%	163,927	Sh.	26.71	Shared	–	–	Shared	–
NXP SEMICONDUCTO	COMMON STOCK	–	N6596X·10·9	26,056	0.62%	133,028	Sh.	195.87	Shared	–	–	Shared	–
ONECONNECT FIN	ADR	–	68248T·10·5	965	0.02%	235,395	Sh.	4.10	Shared	–	–	Shared	–
OTIS WORLDWI	COMMON STOCK	–	68902V·10·7	29,417	0.70%	357,526	Sh.	82.28	Sole	–	Sole	–	–
OTIS WORLDWI	COMMON STOCK	–	68902V·10·7	28,417	0.67%	345,369	Sh.	82.28	Shared	–	–	Shared	–
OUTFRONT MEDIA I	REIT	–	69007J·10·6	22,818	0.54%	905,473	Sh.	25.20	Sole	–	Sole	–	–
OUTFRONT MEDIA I	REIT	–	69007J·10·6	22,040	0.52%	874,622	Sh.	25.20	Shared	–	–	Shared	–
PAGSEGURO DIGI-A	COMMON STOCK	–	G68707·10·1	576	0.01%	11,130	Sh.	51.75	Shared	–	–	Shared	–
PAYPAL HOLDINGS	COMMON STOCK	–	70450Y·10·3	21,861	0.52%	84,011	Sh.	260.22	Shared	–	–	Shared	–
PAYPAL HOLDINGS	COMMON STOCK	–	70450Y·10·3	701	0.02%	2,694	Sh.	260.21	Sole	–	Sole	–	–
PINDUODUO IN-ADR	ADR	–	722304·10·2	49,322	1.17%	543,974	Sh.	90.67	Shared	–	–	Shared	–
PINDUODUO IN-ADR	ADR	–	722304·10·2	46,727	1.11%	515,359	Sh.	90.67	Sole	–	Sole	–	–
PRIMAVERA CAPITA	UNIT	–	G7255E·12·5	654	0.02%	65,696	Sh.	9.95	Shared	–	–	Shared	–
PRIMAVERA CAPITA	UNIT	–	G7255E·12·5	25	0.00%	2,486	Sh.	10.06	Sole	–	Sole	–	–
PROG HOLDINGS IN	COMMON STOCK	–	74319R·10·1	9,618	0.23%	228,943	Sh.	42.01	Shared	–	–	Shared	–
PROG HOLDINGS IN	COMMON STOCK	–	74319R·10·1	299	0.01%	7,111	Sh.	42.05	Sole	–	Sole	–	–
PROGRESSIVE CORP	COMMON STOCK	–	743315·10·3	18,002	0.43%	199,161	Sh.	90.39	Sole	–	Sole	–	–
PROGRESSIVE CORP	COMMON STOCK	–	743315·10·3	17,395	0.41%	192,447	Sh.	90.39	Shared	–	–	Shared	–
QUDIAN INC-SPON	ADR	–	747798·10·6	1,402	0.03%	960,275	Sh.	1.46	Shared	–	–	Shared	–
RAYMOND JAMES	COMMON STOCK	–	754730·10·9	32,384	0.77%	350,937	Sh.	92.28	Shared	–	–	Shared	–
RAYMOND JAMES	COMMON STOCK	–	754730·10·9	1,045	0.02%	11,322	Sh.	92.30	Sole	–	Sole	–	–
RENESOLA LTD-ADR	ADR	–	75971T·30·1	4,355	0.10%	662,804	Sh.	6.57	Shared	–	–	Shared	–
ROKU INC	COMMON STOCK	–	77543R·10·2	9,262	0.22%	29,561	Sh.	313.32	Sole	–	Sole	–	–
ROKU INC	COMMON STOCK	–	77543R·10·2	8,950	0.21%	28,562	Sh.	313.35	Shared	–	–	Shared	–
S&P GLOBAL INC	COMMON STOCK	–	78409V·10·4	20,381	0.48%	47,968	Sh.	424.89	Shared	–	–	Shared	–
S&P GLOBAL INC	COMMON STOCK	–	78409V·10·4	669	0.02%	1,575	Sh.	424.76	Sole	–	Sole	–	–
SEA LTD-ADR	ADR	–	81141R·10·0	24,729	0.59%	77,585	Sh.	318.73	Shared	–	–	Shared	–
SEA LTD-ADR	ADR	–	81141R·10·0	657	0.02%	2,061	Sh.	318.78	Sole	–	Sole	–	–
SIGNATURE BANK	COMMON STOCK	–	82669G·10·4	57,452	1.36%	211,004	Sh.	272.28	Shared	–	–	Shared	–
SIGNATURE BANK	COMMON STOCK	–	82669G·10·4	1,861	0.04%	6,834	Sh.	272.31	Sole	–	Sole	–	–
SILVERGATE CAP-A	COMMON STOCK	–	82837P·40·8	66,135	1.57%	572,591	Sh.	115.50	Shared	–	–	Shared	–
SILVERGATE CAP-A	COMMON STOCK	–	82837P·40·8	2,171	0.05%	18,789	Sh.	115.55	Sole	–	Sole	–	–
SKECHERS USA-A	COMMON STOCK	–	830566·10·5	47,022	1.11%	1,116,398	Sh.	42.12	Sole	–	Sole	–	–
SKECHERS USA-A	COMMON STOCK	–	830566·10·5	45,469	1.08%	1,079,515	Sh.	42.12	Shared	–	–	Shared	–
SL GREEN REALTY	REIT	–	78440X·80·4	4,543	0.11%	64,133	Sh.	70.84	Shared	–	–	Shared	–
SL GREEN REALTY	REIT	–	78440X·80·4	140	0.00%	1,982	Sh.	70.64	Sole	–	Sole	–	–
SO-YOUNG INT-ADR	ADR	–	83356Q·10·8	385	0.01%	90,288	Sh.	4.26	Shared	–	–	Shared	–
SPDR S&P REG BAN	ETP	–	78464A·69·8	58,574	1.39%	864,557	Sh.	67.75	Shared	–	–	Shared	–
SPDR S&P REG BAN	ETP	–	78464A·69·8	1,809	0.04%	26,705	Sh.	67.74	Sole	–	Sole	–	–
SQUARE INC – A	COMMON STOCK	–	852234·10·3	16,654	0.39%	69,437	Sh.	239.84	Sole	–	Sole	–	–
SQUARE INC – A	COMMON STOCK	–	852234·10·3	16,089	0.38%	67,083	Sh.	239.84	Shared	–	–	Shared	–
STONECO LTD-A	COMMON STOCK	–	G85158·10·6	11,139	0.26%	320,827	Sh.	34.72	Sole	–	Sole	–	–
STONECO LTD-A	COMMON STOCK	–	G85158·10·6	10,765	0.25%	310,062	Sh.	34.72	Shared	–	–	Shared	–
STRATASYS LTD	COMMON STOCK	–	M85548·10·1	10,604	0.25%	492,764	Sh.	21.52	Sole	–	Sole	–	–
STRATASYS LTD	COMMON STOCK	–	M85548·10·1	10,250	0.24%	476,319	Sh.	21.52	Shared	–	–	Shared	–
SYNCHRONY FINANC	COMMON STOCK	–	87165B·10·3	158,130	3.74%	3,235,072	Sh.	48.88	Shared	–	–	Shared	–
SYNCHRONY FINANC	COMMON STOCK	–	87165B·10·3	4,904	0.12%	100,320	Sh.	48.88	Sole	–	Sole	–	–
TAL EDUCATIO-ADR	ADR	–	874080·10·4	807	0.02%	166,803	Sh.	4.84	Shared	–	–	Shared	–
TE CONNECTIVITY	COMMON STOCK	–	H84989·10·4	16,549	0.39%	120,603	Sh.	137.22	Sole	–	Sole	–	–
TE CONNECTIVITY	COMMON STOCK	–	H84989·10·4	16,003	0.38%	116,624	Sh.	137.22	Shared	–	–	Shared	–
THERMO FISHER	COMMON STOCK	–	883556·10·2	43,579	1.03%	76,275	Sh.	571.34	Sole	–	Sole	–	–
THERMO FISHER	COMMON STOCK	–	883556·10·2	42,148	1.00%	73,771	Sh.	571.34	Shared	–	–	Shared	–
TRANSUNION	COMMON STOCK	–	89400J·10·7	61,254	1.45%	545,405	Sh.	112.31	Shared	–	–	Shared	–
TRANSUNION	COMMON STOCK	–	89400J·10·7	1,898	0.04%	16,897	Sh.	112.33	Sole	–	Sole	–	–
TRIP.COM GRO-ADR	ADR	–	89677Q·10·7	34,865	0.83%	1,133,825	Sh.	30.75	Shared	–	–	Shared	–
TRIP.COM GRO-ADR	ADR	–	89677Q·10·7	27,673	0.65%	899,907	Sh.	30.75	Sole	–	Sole	–	–
TUNIU CORP-ADR	ADR	–	89977P·10·6	115	0.00%	75,962	Sh.	1.51	Shared	–	–	Shared	–
UBS GROUP AG	COMMON STOCK	–	H42097·10·7	17,704	0.42%	1,100,997	Sh.	16.08	Shared	–	–	Shared	–
UBS GROUP AG	COMMON STOCK	–	H42097·10·7	548	0.01%	34,077	Sh.	16.08	Sole	–	Sole	–	–
UNITED RENTALS	COMMON STOCK	–	911363·10·9	62,739	1.48%	178,780	Sh.	350.93	Sole	–	Sole	–	–
UNITED RENTALS	COMMON STOCK	–	911363·10·9	60,545	1.43%	172,527	Sh.	350.93	Shared	–	–	Shared	–
VMWARE INC-CL A	COMMON STOCK	–	928563·40·2	26,277	0.62%	176,714	Sh.	148.70	Sole	–	Sole	–	–
VMWARE INC-CL A	COMMON STOCK	–	928563·40·2	25,405	0.60%	170,844	Sh.	148.70	Shared	–	–	Shared	–
WELLS FARGO & CO	COMMON STOCK	–	949746·10·1	78,169	1.85%	1,684,307	Sh.	46.41	Shared	–	–	Shared	–
WELLS FARGO & CO	COMMON STOCK	–	949746·10·1	2,421	0.06%	52,160	Sh.	46.41	Sole	–	Sole	–	–
WIMI HOLOGRAM-AD	ADR	–	97264L·10·0	2,007	0.05%	487,140	Sh.	4.12	Shared	–	–	Shared	–
WINGSTOP INC	COMMON STOCK	–	974155·10·3	10,441	0.25%	63,688	Sh.	163.94	Sole	–	Sole	–	–
WINGSTOP INC	COMMON STOCK	–	974155·10·3	10,093	0.24%	61,569	Sh.	163.93	Shared	–	–	Shared	–
WOLFSPEED INC	COMMON STOCK	–	977852·10·2	30,181	0.71%	373,619	Sh.	80.78	Sole	–	Sole	–	–
WOLFSPEED INC	COMMON STOCK	–	977852·10·2	29,187	0.69%	361,313	Sh.	80.78	Shared	–	–	Shared	–
XINYUAN REAL-ADR	ADR	–	98417P·10·5	48	0.00%	27,190	Sh.	1.77	Shared	–	–	Shared	–
XPENG INC-ADR	ADR	–	98422D·10·5	12,112	0.29%	340,786	Sh.	35.54	Shared	–	–	Shared	–
XUNLEI LTD-ADR	ADR	–	98419E·10·8	612	0.01%	214,145	Sh.	2.86	Shared	–	–	Shared	–
YANDEX NV-A	COMMON STOCK	–	N97284·10·8	22,300	0.53%	279,240	Sh.	79.86	Sole	–	Sole	–	–
YANDEX NV-A	COMMON STOCK	–	N97284·10·8	22,167	0.52%	277,572	Sh.	79.86	Shared	–	–	Shared	–
YATSEN HOLD-ADR	ADR	–	985194·10·9	3,724	0.09%	977,348	Sh.	3.81	Shared	–	–	Shared	–
YIREN DIGITAL LT	ADR	–	98585L·10·0	62	0.00%	20,720	Sh.	2.99	Shared	–	–	Shared	–
ZAI LAB LTD-ADR	ADR	–	98887Q·10·4	509	0.01%	4,830	Sh.	105.38	Shared	–	–	Shared	–
ZTO EXPRESS – ADR	ADR	–	98980A·10·5	10,043	0.24%	327,557	Sh.	30.66	Shared	–	–	Shared	–
— 129 Issuers —	— 129 Issues —			— 200 Holdings: $4,225,811,000 —					— Sole Manager —
____________ ª No market value of any Holding was adjusted. º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers [ 2 Not Allocated Above ]

↑Top

Filing Submission 0001325091-21-000024 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Marshall Wace Asia Ltd. – ‘13F-HR’ for 9/30/21 – ‘INFO-TABLE’

On: Monday, 11/15/21, at 4:34pm ET · Effective: 11/15/21 · For: 9/30/21 · Accession #: 1325091-21-24 · File #: 28-14472

Previous ‘13F-HR’: ‘13F-HR/A’ on 8/25/21 for 6/30/21 · Latest ‘13F-HR’: This Filing

Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — mwalp3q21.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Marshall Wace Asia Ltd. · Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/21 · Assets: $4,225,811,000 · History: Assets Under Management

2 Related Money Managers also Reported Holdings in this Quarter for this Manager.

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Marshall Wace Asia Ltd.
· Form 13F Holdings Report