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Gabelli Mario J – ‘4’ for 3/26/24 re: GDL Fund

On:  Thursday, 3/28/24, at 1:13pm ET   ·   For:  3/26/24   ·   As:  Director, 10% Owner and Other   ·   Accession #:  1271163-24-24   ·   File #:  811-21969

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/28/24  Gabelli Mario J                   4          D,%Own,Oth  1:9K   GDL Fund                          Austin Carter W

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      9K 
                Securities by an Insider -- primary_doc.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  3/26/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1378701
Issuer Name:  GDL FUND
Issuer Trading Symbol:  GDL.E
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1185533
Owner Name:  GABELLI MARIO J
Reporting Owner Address:
Owner Street 1:  C/O GAMCO INVESTORS, INC.
Owner Street 2:  ONE CORPORATE CENTER
Owner City:  RYE
Owner State:  NY
Owner ZIP Code:  10580
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  Yes
Other Text:  Control Person of Adviser
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Series E Cumulative Preferred Shares
Transaction Date:
Value:  3/26/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  250,000
Transaction Price Per Share:
Value:  10
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Series E Cumulative Preferred Shares
Transaction Date:
Value:  3/26/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  300,000
Transaction Price Per Share:
Value:  10
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  GAMCO Investors, Inc.
Footnote ID:  F2
Non-Derivative Transaction:
Security Title:
Value:  Series E Cumulative Preferred Shares
Transaction Date:
Value:  3/26/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  240,000
Transaction Price Per Share:
Value:  10
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Associated Capital Group, Inc.
Footnote ID:  F3
Non-Derivative Transaction:
Security Title:
Value:  Series E Cumulative Preferred Shares
Transaction Date:
Value:  3/26/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  200,000
Transaction Price Per Share:
Value:  10
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  GGCP, Inc.
Footnote ID:  F4
Footnotes:
Footnote - F1:  Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series E Cumulative Puttable and Callable Preferred Shares.
Footnote - F2:  The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Footnote - F3:  The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chair and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Footnote - F4:  The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Owner Signature:
Signature Name:  Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
Signature Date:  3/28/24


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