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EDGAR Submission
|
| Schema Version: X0707 |
| Submission Type: D/A |
| Test or Live: LIVE |
| Primary Issuer: |
| CIK: 1362190 |
| Entity Name: AUDIOEYE INC |
| Issuer Address: |
| | Street 1: 9070 SOUTH RITA ROAD |
| | Street 2: SUITE 1450 |
| | City: TUCSON |
| | State or Country: AZ |
| | State or Country Description: ARIZONA |
| | ZIP Code: 85747 |
| Issuer Phone Number: 866-331-5324 |
| Jurisdiction of Inc.: DELAWARE |
| Issuer Previous Name List: |
| | Value: None |
| EDGAR Previous Name List: |
| | Value: None |
| Entity Type: Corporation |
| Year of Inc.: |
| | Over Five Years? Yes |
| Related-Persons List: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Nathaniel |
| | | Middle Name: T. |
| | | Last Name: Bradley |
| | Related-Person Address: |
| | | Street 1: 9070 South Rita Road, Suite 1450 |
| | | City: Tucson |
| | | State or Country: AZ |
| | | State or Country Description: ARIZONA |
| | | ZIP Code: 85747 |
| | Related-Person Relationship List: |
| | | Relationship: Executive Officer |
| | | Relationship: Director |
| | Relationship Clarification: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: James |
| | | Last Name: Crawford |
| | Related-Person Address: |
| | | Street 1: 9070 South Rita Road, Suite 1450 |
| | | City: Tucson |
| | | State or Country: AZ |
| | | State or Country Description: ARIZONA |
| | | ZIP Code: 85747 |
| | Related-Person Relationship List: |
| | | Relationship: Executive Officer |
| | | Relationship: Director |
| | Relationship Clarification: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Sean |
| | | Last Name: Bradley |
| | Related-Person Address: |
| | | Street 1: 9070 South Rita Road, Suite 1450 |
| | | City: Tucson |
| | | State or Country: AZ |
| | | State or Country Description: ARIZONA |
| | | ZIP Code: 85747 |
| | Related-Person Relationship List: |
| | | Relationship: Executive Officer |
| | | Relationship: Director |
| | Relationship Clarification: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Constantine |
| | | Last Name: Patamianos |
| | Related-Person Address: |
| | | Street 1: 9070 South Rita Road, Suite 1450 |
| | | City: Tucson |
| | | State or Country: AZ |
| | | State or Country Description: ARIZONA |
| | | ZIP Code: 85747 |
| | Related-Person Relationship List: |
| | | Relationship: Executive Officer |
| | Relationship Clarification: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Edward |
| | | Last Name: O'Donnell |
| | Related-Person Address: |
| | | Street 1: 9070 South Rita Road, Suite 1450 |
| | | City: Tucson |
| | | State or Country: AZ |
| | | State or Country Description: ARIZONA |
| | | ZIP Code: 85747 |
| | Related-Person Relationship List: |
| | | Relationship: Executive Officer |
| | Relationship Clarification: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Craig |
| | | Last Name: Columbus |
| | Related-Person Address: |
| | | Street 1: 9070 South Rita Road, Suite 1450 |
| | | City: Tucson |
| | | State or Country: AZ |
| | | State or Country Description: ARIZONA |
| | | ZIP Code: 85747 |
| | Related-Person Relationship List: |
| | | Relationship: Director |
| | Relationship Clarification: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Carr |
| | | Last Name: Bettis |
| | Related-Person Address: |
| | | Street 1: 9070 South Rita Road, Suite 1450 |
| | | City: Tucson |
| | | State or Country: AZ |
| | | State or Country Description: ARIZONA |
| | | ZIP Code: 85747 |
| | Related-Person Relationship List: |
| | | Relationship: Director |
| | Relationship Clarification: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Edward |
| | | Last Name: Withrow, III |
| | Related-Person Address: |
| | | Street 1: 9070 South Rita Road, Suite 1450 |
| | | City: Tucson |
| | | State or Country: AZ |
| | | State or Country Description: ARIZONA |
| | | ZIP Code: 85747 |
| | Related-Person Relationship List: |
| | | Relationship: Director |
| | Relationship Clarification: |
| Offering Data: |
| Industry Group: |
| | Industry Group Type: Computers |
| Issuer Size: |
| | Revenue Range: $1,000,001 - $5,000,000 |
| Federal Exemptions Exclusions: |
| | Item: 06b |
| Type of Filing: |
| | New or Amendment: |
| | | Is Amendment? Yes |
| | | Previous Accession Number: 1250853-13-89 |
| | Date of First Sale: |
| | | Value: 8/8/13 |
| Duration of Offering: |
| | More Than One Year? No |
| Types of Securities Offered: |
| | Is Equity Type? Yes |
| | Is Option to Acquire Type? Yes |
| | Is Other Type? Yes |
| | Description of Other Type: Sold in units with each unit consisting of one common share and one warrant share. |
| Business-Combination Transaction: |
| | Is Business-Combination Transaction? No |
| | Clarification of Response: |
| Minimum Investment Accepted: 0 |
| Sales Compensation List: |
| | Recipient: |
| | | Recipient Name: Janco Partners, Inc. |
| | | Recipient CRD Number: 40055 |
| | | Associated BD Name: None |
| | | Associated BDCRD Number: None |
| | | Recipient Address: |
| Street 1: 231 S. Quebec Street, Suite 200 |
| City: Greenwood Village |
| State or Country: CO |
| State or Country Description: COLORADO |
| ZIP Code: 80111 |
| | | States of Solicitation List: |
| State: CA |
| Description: CALIFORNIA |
| State: MA |
| Description: MASSACHUSETTS |
| State: NJ |
| Description: NEW JERSEY |
| | | Foreign Solicitation? No |
| Offering Sales Amounts: |
| | Total Offering Amount: 2,250,000 |
| | Total Amount Sold: 571,000 |
| | Total Remaining: 1,679,000 |
| | Clarification of Response: |
| Investors: |
| | Has Non-Accredited Investors? No |
| | Total Number Already Invested: 16 |
| Sales Commissions Finders Fees: |
| | Sales Commissions: |
| | | Dollar Amount: 39,680 |
| | Finders Fees: |
| | | Dollar Amount: 0 |
| | Clarification of Response: Plus warrants to purchase 79,360 shares of Company's common stock at exercise price of $0.50 per share. |
| Use of Proceeds: |
| | Gross Proceeds Used: |
| | | Dollar Amount: 0 |
| | Clarification of Response: |
| Signature Block: |
| | Authorized Representative? No |
| | Signature: |
| | | Issuer Name: AUDIOEYE INC |
| | | Signature Name: /s/ Nathaniel T. Bradley |
| | | Name of Signer: Nathaniel T. Bradley |
| | | Signature Title: President & CEO |
| | | Signature Date: 12/4/13 |
