SEC Info - Scheller Walter J - ‘4’ for 4/12/16 re: Walter Energy, Inc.

Scheller Walter J – ‘4’ for 4/12/16 re: Walter Energy, Inc.

On: Wednesday, 4/13/16, at 1:09pm ET · For: 4/12/16 · Accession #: 1247524-16-459 · File #: 1-13711

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/13/16 Scheller Walter J 4 1:4K Walter Energy, Inc. Maynard Cooper & … PC/FA

Document/Exhibit Description Pages Size 1: 4 Statement of Changes in Beneficial Ownership of HTML 3K Securities by an Insider -- edgar.xml/3.6

Ownership Document

Schema Version: X0306

Document Type: 4

Period of Report: 4/12/16

Issuer:

Issuer CIK: 837173

Issuer Name: Walter Energy, Inc.

Issuer Trading Symbol: WLTGQ

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1494489

Owner Name: SCHELLER WALTER J

Reporting Owner Address:

Owner Street 1: 3000 RIVERCHASE GALLERIA, SUITE #1700

Owner Street 2:

Owner City: BIRMINGHAM

Owner State: AL

Owner ZIP Code: 35244

Owner State Description:

Reporting Owner Relationship:

Is Director? Yes

Is Officer? Yes

Is Ten Percent Owner? No

Is Other? No

Officer Title: Chief Executive Officer

Non-Derivative Table:

Non-Derivative Transaction:

Security Title:

Value: Common Stock

Transaction Date:

Value: 4/12/16

Transaction Coding:

Transaction Form Type: 4

Transaction Code: S

Equity Swap Involved? No

Transaction Amounts:

Transaction Shares:

Value: 58,794

Transaction Price Per Share:

Value: .02

Transaction Acquired-Disposed Code:

Value: D

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 29,454.07

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Nature of Ownership:

Value:

Footnotes:

Remarks:

Owner Signature:

Signature Name: /s/ Earl Doppelt, by power of attorney

Signature Date: 4/13/16

Scheller Walter J – ‘4’ for 4/12/16 re: Walter Energy, Inc.

On: Wednesday, 4/13/16, at 1:09pm ET · For: 4/12/16 · Accession #: 1247524-16-459 · File #: 1-13711

Previous ‘4’: ‘4’ on 2/22/16 for 2/18/16 · Next: ‘4’ on 6/5/17 for 6/1/17 · Latest: ‘4’ on 2/21/24 for 2/16/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Scheller Walter J – ‘4’ for 4/12/16 re: Walter Energy, Inc.

On: Wednesday, 4/13/16, at 1:09pm ET · For: 4/12/16 · Accession #: 1247524-16-459 · File #: 1-13711

Previous ‘4’: ‘4’ on 2/22/16 for 2/18/16 · Next: ‘4’ on 6/5/17 for 6/1/17 · Latest: ‘4’ on 2/21/24 for 2/16/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents