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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 7/1/20 |
| Issuer: |
| Issuer CIK: 40545 |
| Issuer Name: GENERAL ELECTRIC CO |
| Issuer Trading Symbol: GE |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1010178 |
| | Owner Name: TISCH JAMES S |
| Reporting Owner Address: |
| | Owner Street 1: GENERAL ELECTRIC COMPANY |
| | Owner Street 2: 5 NECCO STREET |
| | Owner City: BOSTON |
| | Owner State: MA |
| | Owner ZIP Code: 02210 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Non-Derivative Table: |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Deferred Fee Phantom Stock Units |
| | | Footnote ID: F1 |
| | Conversion or Exercise Price: |
| | | Footnote ID: F2 |
| | Transaction Date: |
| | | Value: 7/1/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 9,827 |
| | | Transaction Price Per Share: |
| Value: 7.25 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F3 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 9,827 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 172,202 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. |
| Footnote - F2: Each unit of phantom stock is the economic equivalent of one share of common stock. |
| Footnote - F3: Payable beginning one year after termination of service as a director. |
| Remarks: |
| Owner Signature: |
| Signature Name: Brian Sandstrom on behalf of James S. Tisch |
| Signature Date: 7/2/20 |
