SEC Info - Krapek Karl J - ‘4’ for 6/30/20 re: Northrop Grumman Corp./DE

Ownership Document

Schema Version: X0306

Document Type: 4

Period of Report: 6/30/20

Issuer:

Issuer CIK: 1133421

Issuer Name: NORTHROP GRUMMAN CORP /DE/

Issuer Trading Symbol: NOC

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1238288

Owner Name: KRAPEK KARL J

Reporting Owner Address:

Owner Street 1: 2980 FAIRVIEW PARK DRIVE

Owner Street 2:

Owner City: FALLS CHURCH

Owner State: VA

Owner ZIP Code: 22042

Owner State Description:

Reporting Owner Relationship:

Is Director? Yes

Non-Derivative Table:

Non-Derivative Transaction:

Security Title:

Value: Common Stock

Transaction Date:

Value: 6/30/20

Transaction Coding:

Transaction Form Type: 4

Transaction Code: A

Equity Swap Involved? No

Footnote ID: F1

Transaction Amounts:

Transaction Shares:

Value: 106.0000

Footnote ID: F1

Transaction Price Per Share:

Value: 307.4400

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 28,565.0000

Footnote ID: F2

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Derivative Table:

Footnotes:

Footnote - F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

Footnote - F2: Total amount includes (i) 6,569 shares of common stock and (ii) 21,996 shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Owner Signature:

Signature Name: /s/ Jennifer C. McGarey, Attorney-in-Fact

Signature Date: 7/2/20

Krapek Karl J – ‘4’ for 6/30/20 re: Northrop Grumman Corp./DE

On: Thursday, 7/2/20, at 4:33pm ET · For: 6/30/20 · Accession #: 1225208-20-9507 · File #: 1-16411

Previous ‘4’: ‘4’ on / for 7/1/20 · Next: ‘4’ on 9/21/20 for 9/17/20 · Latest: ‘4’ on 5/11/23 for 5/9/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Krapek Karl J – ‘4’ for 6/30/20 re: Northrop Grumman Corp./DE

On: Thursday, 7/2/20, at 4:33pm ET · For: 6/30/20 · Accession #: 1225208-20-9507 · File #: 1-16411

Previous ‘4’: ‘4’ on / for 7/1/20 · Next: ‘4’ on 9/21/20 for 9/17/20 · Latest: ‘4’ on 5/11/23 for 5/9/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents