SEC Info - Wargo J David - ‘4’ for 3/19/20 re: Liberty Broadband Corp.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

WARGO J DAVID

(Last)

(First)

(Middle)

12300 LIBERTY BLVD.

(Street)

ENGLEWOOD

80112

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Liberty Broadband Corp [ LBRDA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/19/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Series A Common Stock	03/19/2020		S		400	D	$94.0131 ⁽¹⁾	44,492	D
Series A Common Stock	03/19/2020		S		949	D	$92.7485 ⁽²⁾	43,543	D
Series A Common Stock	03/19/2020		S		1,113	D	$92.2052 ⁽³⁾	42,430	D
Series A Common Stock	03/19/2020		S		3,097	D	$89.9981 ⁽⁴⁾	39,333	D
Series A Common Stock	03/19/2020		S		7,719	D	$90.8184 ⁽⁵⁾	31,614	D
Series C Common Stock	03/19/2020		S		2,400	D	$98.1783 ⁽⁶⁾	132,911	D
Series C Common Stock	03/19/2020		S		5,200	D	$97.037 ⁽⁷⁾	127,711	D
Series C Common Stock	03/19/2020		S		7,500	D	$94.2817 ⁽⁸⁾	120,211	D
Series C Common Stock	03/19/2020		S		10,458	D	$95.9894 ⁽⁹⁾	109,753	D
Series C Common Stock	03/19/2020		S		18,435	D	$95.1021 ⁽¹⁰⁾	91,318	D
Series A Common Stock								901 ⁽¹¹⁾	I	By Spouse
Series C Common Stock								2,357 ⁽¹¹⁾	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The price is a weighted average price. These shares were sold in multiple transactions ranging from $93.6600 to $94.1675, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

2. The price is a weighted average price. These shares were sold in multiple transactions ranging from $92.4900 to $93.2300, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

3. The price is a weighted average price. These shares were sold in multiple transactions ranging from $91.4900 to $92.4800, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

4. The price is a weighted average price. These shares were sold in multiple transactions ranging from $89.4700 to $90.4500, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

5. The price is a weighted average price. These shares were sold in multiple transactions ranging from $90.4750 to $91.3800, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

6. The price is a weighted average price. These shares were sold in multiple transactions ranging from $97.8200 to $98.3550, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

7. The price is a weighted average price. These shares were sold in multiple transactions ranging from $96.6500 to $97.6050, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

8. The price is a weighted average price. These shares were sold in multiple transactions ranging from $93.6600 to $94.6500, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

9. The price is a weighted average price. These shares were sold in multiple transactions ranging from $95.6500 to $96.6300, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

10. The price is a weighted average price. These shares were sold in multiple transactions ranging from $94.6600 to $95.6150, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

11. The reporting person disclaims beneficial ownership of these shares owned by his spouse.

	/s/ Craig Troyer as Attorney-in-Fact for J. David Wargo	03/23/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Wargo J David – ‘4’ for 3/19/20 re: Liberty Broadband Corp.

On: Monday, 3/23/20, at 4:44pm ET · For: 3/19/20 · Accession #: 1225208-20-5471 · File #: 1-36713

Previous ‘4’: ‘4’ on 3/19/20 for 3/17/20 · Next: ‘4’ on 4/2/20 for 3/31/20 · Latest: ‘4’ on 4/17/24 for 4/15/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Wargo J David – ‘4’ for 3/19/20 re: Liberty Broadband Corp.

On: Monday, 3/23/20, at 4:44pm ET · For: 3/19/20 · Accession #: 1225208-20-5471 · File #: 1-36713

Previous ‘4’: ‘4’ on 3/19/20 for 3/17/20 · Next: ‘4’ on 4/2/20 for 3/31/20 · Latest: ‘4’ on 4/17/24 for 4/15/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents