FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
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Willis George |
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2. Issuer Name and Ticker or Trading Symbol UNITED PARCEL SERVICE INC [UPS]
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5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
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_____ 10% Owner
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__X__ Officer (give title below)
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_____ Other (specify below)
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President, US Operations
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55 GLENLAKE PARKWAY, NE |
3. Date of Earliest Transaction (Month/Day/Year) 02/21/2020 |
ATLANTA, GA 30328 |
4. If Amendment, Date Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Transaction Date (Month/Day/Year)
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2A. Deemed Execution Date, if any (Month/Day/Year)
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3. Transaction Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 02/21/2020 |
| M |
| 5,382 | A |
$
0
| 11,039.8976 (1) | D |
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Class A Common Stock | 02/21/2020 |
| M |
| 5,058.4444 (2) | A |
$
0
| 16,098.342 (1) | D |
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Class A Common Stock | 02/21/2020 |
| F |
| 1,846 | D |
$117.06 | 14,252.342 (1) | D |
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Class A Common Stock | 02/21/2020 |
| F |
| 1,998 | D |
$105.95 | 12,254.342 (1) | D |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date (Month/Day/Year)
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3A. Deemed Execution Date, if any (Month/Day/Year)
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4. Transaction Code (Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5)
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6. Date Exercisable and Expiration Date (Month/Day/Year)
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7. Title and Amount of Underlying Securities (Instr. 3 and 4)
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8. Price of Derivative Security (Instr. 5)
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9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Performance Units | (3) | 02/21/2020 |
| M |
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| 5,382 | 02/12/2020 (4) | 02/12/2020 (4) | Class A Common Stock | 5,382 |
$
0
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0
| D |
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Restricted Performance Units | (3) | 02/21/2020 |
| M |
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| 5,058.4444 (2) | 02/14/2020 (5) | 02/14/2020 (5) | Class A Common Stock | 5,058.4444 |
$
0
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0
| D |
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Reporting Owners
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Willis George 55 GLENLAKE PARKWAY, NE ATLANTA, GA 30328 |
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President, US Operations |
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Signatures
Eli Brown, Power of Attorney | |
02/21/2020 |
**Signature of Reporting Person | Date |
Explanation of Responses:
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 111.0304 shares in the Reporting Person's 401(k) account. |
(2) | Includes dividend equivalent units attributable to the RPUs prior to conversion. |
(3) | One unit is equivalent to one share of UPS Class A common stock. |
(4) | The RPUs were vested when earned on February 12, 2020. |
(5) | The RPUs vested one year after the date of grant. |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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