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Owens James – ‘4’ for 1/25/20 re: Fuller H B Co.

On:  Tuesday, 1/28/20, at 1:23pm ET   ·   For:  1/25/20   ·   Accession #:  1225208-20-1221   ·   File #:  1-09225

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/28/20  Owens James                       4                      1:27K  Fuller H B Co.                    CT’s hCue/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- doc4.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  1/25/20
Issuer:
Issuer CIK:  39368
Issuer Name:  FULLER H B CO
Issuer Trading Symbol:  FUL
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1443909
Owner Name:  Owens James
Reporting Owner Address:
Owner Street 1:  1200 WILLOW LAKE BOULEVARD
Owner Street 2:  P.O. BOX 64683
Owner City:  ST. PAUL
Owner State:  MN
Owner ZIP Code:  55164-0683
Owner State Description:
Reporting Owner Relationship:
Is Officer?  Yes
Officer Title:  President and CEO
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/25/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  5,238.0000
Transaction Price Per Share:
Value:  48.3500
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  208,353.7760
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/25/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  4,058.0000
Transaction Price Per Share:
Value:  48.3500
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  212,411.7760
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/25/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  1,851.0000
Footnote ID:  F1
Transaction Price Per Share:
Value:  48.3500
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  210,560.7760
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/25/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  2,269.0000
Footnote ID:  F2
Transaction Price Per Share:
Value:  48.3500
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  208,291.7760
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/26/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  9,144.0000
Transaction Price Per Share:
Value:  48.3500
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  217,435.7760
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/26/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  3,955.0000
Footnote ID:  F3
Transaction Price Per Share:
Value:  48.3500
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  213,480.7760
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  354.8300
Footnote ID:  F4
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By 401(k) Plan
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  280.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Son
Footnote ID:  F5
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Performance Stock Units
Conversion or Exercise Price:
Value:  0.0000
Footnote ID:  F6
Transaction Date:
Value:  1/25/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  4,058.0000
Transaction Price Per Share:
Value:  48.3500
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  1/25/19
Footnote ID:  F7
Expiration Date:
Value:  1/25/21
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  4,058.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  5,393.1000
Footnote ID:  F8
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Performance Stock Units (CEO)
Conversion or Exercise Price:
Value:  0.0000
Footnote ID:  F6
Transaction Date:
Value:  1/25/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  5,238.0000
Transaction Price Per Share:
Value:  48.3500
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  1/25/19
Footnote ID:  F9
Expiration Date:
Value:  1/25/21
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  5,238.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  5,397.1100
Footnote ID:  F10
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Performance Stock Units (CEO)
Conversion or Exercise Price:
Value:  0.0000
Footnote ID:  F6
Transaction Date:
Value:  1/26/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  9,144.0000
Transaction Price Per Share:
Value:  48.3500
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  1/26/18
Footnote ID:  F9
Expiration Date:
Value:  1/26/20
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  9,144.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  22.2700
Exercise Date:
Value:  1/20/12
Footnote ID:  F11
Expiration Date:
Value:  1/20/21
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  48,331.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  48,331.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  25.1900
Exercise Date:
Value:  7/7/12
Footnote ID:  F11
Expiration Date:
Value:  7/7/21
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  15,748.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  15,748.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  28.4000
Exercise Date:
Value:  1/26/13
Footnote ID:  F11
Expiration Date:
Value:  1/26/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  77,881.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  77,881.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  33.3800
Exercise Date:
Value:  1/19/17
Footnote ID:  F11
Expiration Date:
Value:  1/19/26
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  182,039.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  182,039.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  39.6400
Exercise Date:
Value:  1/24/14
Footnote ID:  F11
Expiration Date:
Value:  1/24/23
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  80,697.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  80,697.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  41.0000
Exercise Date:
Value:  1/22/16
Footnote ID:  F11
Expiration Date:
Value:  1/22/25
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  112,727.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  112,727.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  45.0400
Exercise Date:
Value:  1/24/20
Footnote ID:  F12
Expiration Date:
Value:  1/24/29
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  226,403.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  226,403.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  48.3500
Exercise Date:
Value:  1/24/21
Footnote ID:  F12
Expiration Date:
Value:  1/24/30
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  238,872.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  238,872.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  48.9200
Exercise Date:
Value:  1/23/15
Footnote ID:  F11
Expiration Date:
Value:  1/23/24
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  79,061.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  79,061.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  50.1000
Exercise Date:
Value:  1/26/18
Footnote ID:  F11
Expiration Date:
Value:  1/26/27
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  151,826.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  151,826.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  53.5700
Exercise Date:
Value:  1/25/19
Footnote ID:  F12
Expiration Date:
Value:  1/25/28
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  146,887.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  146,887.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Performance Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  57.7000
Exercise Date:
Value:  1/31/21
Footnote ID:  F13
Expiration Date:
Value:  10/20/27
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  289,684.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  289,684.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Performance Stock Units
Conversion or Exercise Price:
Value:  0.0000
Footnote ID:  F6
Exercise Date:
Value:  1/24/20
Footnote ID:  F7
Expiration Date:
Value:  1/24/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  16,491.9200
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  16,491.9200
Footnote ID:  F10
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Performance Stock Units (CEO)
Conversion or Exercise Price:
Value:  0.0000
Footnote ID:  F6
Exercise Date:
Value:  1/24/20
Footnote ID:  F9
Expiration Date:
Value:  1/24/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  16,492.9200
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  16,492.9200
Footnote ID:  F10
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Shares withheld for taxes due on 4,058 shares issued.
Footnote - F2:  Shares withheld for taxes due on 5,238 shares issued.
Footnote - F3:  Shares withheld for taxes due on 9,144 shares issued.
Footnote - F4:  This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
Footnote - F5:  Held jointly by spouse and son.
Footnote - F6:  These performance stock units convert into shares of common stock on a 1-for-1 basis.
Footnote - F7:  These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
Footnote - F8:  This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
Footnote - F9:  These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved.
Footnote - F10:  Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
Footnote - F11:  This option is 100% vested.
Footnote - F12:  This option vests in three equal annual installments beginning on the date shown.
Footnote - F13:  These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
Owner Signature:
Signature Name:  /s/ Timothy J. Keenan, Attorney-in-Fact
Signature Date:  1/28/20


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