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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 1/1/20 |
| Issuer: |
| Issuer CIK: 89140 |
| Issuer Name: SERVOTRONICS INC /DE/ |
| Issuer Trading Symbol: SVT |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1574951 |
| | Owner Name: Takacs James C |
| Reporting Owner Address: |
| | Owner Street 1: 1110 MAPLE STREET, PO BOX 300 |
| | Owner Street 2: |
| | Owner City: ELMA |
| | Owner State: NY |
| | Owner ZIP Code: 14059 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chief Operating Officer |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 1/1/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: F |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,473 |
| | | Transaction Price Per Share: |
| Value: 10.06 |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 19,136 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| | | Nature of Ownership: |
| Value: |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 19,259.13 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By ESOT |
| Footnotes: |
| Footnote - F1: On January 1, 2020, 3,750 restricted shares vested and the Reporting Person instructed the Company to withhold 1,473 shares to cover tax withholding obligations as permitted under the Company's 2012 Long-Term Incentive Plan. |
| Footnote - F2: As of the date hereof, the Reporting Person's direct beneficial ownership includes 3,750 restricted shares granted under the Company's 2012 Long-Term Incentive Plan that have not yet vested. |
| Remarks: |
| Owner Signature: |
| Signature Name: James C. Takacs |
| Signature Date: 1/6/20 |
