SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Copeland Rex A – ‘4’ for 11/20/19 re: Great Southern Bancorp, Inc.

On:  Thursday, 11/21/19, at 7:31pm ET   ·   For:  11/20/19   ·   Accession #:  1214659-19-7355   ·   File #:  0-18082

Previous ‘4’:  ‘4’ on 5/6/19 for 5/3/19   ·   Next:  ‘4’ on 10/27/20 for 10/26/20   ·   Latest:  ‘4’ on 11/22/22 for 11/21/22

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/21/19  Copeland Rex A                    4                      1:14K  Great Southern Bancorp, Inc.      Securex Filings/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider --                                      
                marketforms-46400.xml/3.6                                        




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
EDGAR System rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — marketforms-46400.xml/3.6
 
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden hours per response...0.5

(Print or Type Responses)
1. Name and Address of Reporting Person *
COPELAND REX A
  2. Issuer Name and Ticker or Trading Symbol
GREAT SOUTHERN BANCORP, INC. [GSBC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Treasurer / Senior Vice Pres of Subsidiary
(Last)
(First)
(Middle)
CARE OF GREAT SOUTHERN BANK, 218 S. GLENSTONE AVE
3. Date of Earliest Transaction (Month/Day/Year)
11/20/2019
(Street)

SPRINGFIELD, MO 65802
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common stock               23,318D  
Common stock               0 I401(k) Plan

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to purchase $60.1511/20/2019   A   1,050   11/20/202111/20/2029Common stock1,050 $60.151,050D  
Option to purchase $60.1511/20/2019   A   1,050   11/20/202211/20/2029Common stock1,050 $60.152,100D  
Option to purchase $60.1511/20/2019   A   1,050   11/20/202311/20/2029Common stock1,050 $60.153,150D  
Option to purchase $60.1511/20/2019   A   1,050   11/20/202411/20/2029Common stock1,050 $60.154,200D  
Option to purchase $32.59               (1)10/15/2024Common Stock4,200   8,400D  
Option to purchase $50.71               (2)11/18/2025Common Stock4,200   12,600D  
Option to purchase $41.30               (3)10/24/2026Common Stock4,200   16,800D  
Option to purchase $52.20               (4)11/15/2027Common Stock4,200   21,000D  
Option to purchase $55               (5)11/28/2028Common stock4,200   25,200D  

Reporting Owners

Reporting Owner Name / AddressRelationships
 Director 10% Owner Officer Other
COPELAND REX A
CARE OF GREAT SOUTHERN BANK
218 S. GLENSTONE AVE
SPRINGFIELD, MO 65802
      TreasurerSenior Vice Pres of Subsidiary

Signatures

 Matt Snyder, Attorney-in-fact for Rex A. Copeland  11/21/2019
**Signature of Reporting PersonDate

Explanation of Responses:

*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)1,050 shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019
(2)1,050 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020
(3)1,050 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021
(4)1,050 shares vest on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022
(5)1,050 shares vest on 11/28/2020, 11/28/2021, 11/28/2022 and 11/28/2023

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

Top
Filing Submission 0001214659-19-007355   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sat., Apr. 27, 3:42:12.2pm ET