| | | | | | | | | | | | | | | | | | | | | |
Ownership Document |
Schema Version: X0202 |
Document Type: 4 |
Period of Report: 3/17/04 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 831378 |
| Issuer Name: FINOTEC GROUP INC |
| Issuer Trading Symbol: FTGI |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1265192 |
| | Owner Name: ESSEMINI DIDIER |
| Reporting Owner Address: |
| | Owner Street 1: |
| | Owner Street 2: |
| | Owner City: |
| | Owner State: |
| | Owner ZIP Code: |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: Chief Executive Officer |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 1/27/07 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 33,018,483 |
| | | Transaction Price Per Share: |
| Value: .001 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 33,118,483 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 7/5/07 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | | Footnote ID: F2 |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 2,000,000 |
| | | Transaction Price Per Share: |
| Value: .01 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 31,118,483 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 6,115,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F3 |
| | | Nature of Ownership: |
| Value: Through an Entity |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Option |
| | Conversion or Exercise Price: |
| | | Value: .001 |
| | Transaction Date: |
| | | Value: 3/17/04 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: J |
| | | Equity Swap Involved? No |
| | | Footnote ID: F4 |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 33,018,483 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 1/3/04 |
| | Expiration Date: |
| | | Value: 1/3/14 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common |
| | | Underlying Security Shares: |
| Value: 33,018,483 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 33,018,483 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Exercise of option (exempt under either Rule 16b-3 or 16b-6) |
| Footnote - F2: Private sale of securities |
| Footnote - F3: In addition to the 31,118,483 shares directly held, Mr. Essemini holds 6,115,000 shares through his 50% ownership of Gan Paradis Ltd. The filing of this form 4 shall not be construed as an admission that Mr. Essemini is the beneficial owner of all of the securities held by Gan Paradis. |
| Footnote - F4: Grant of Options |
Owner Signature: |
| Signature Name: /s/ Didier Essemini |
| Signature Date: 11/26/07 |