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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 1/2/20 |
Issuer: |
| Issuer CIK: 1070412 |
| Issuer Name: CNX Resources Corp |
| Issuer Trading Symbol: CNX |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1722355 |
| | Owner Name: Mumford Jason L. |
| Reporting Owner Address: |
| | Owner Street 1: 1000 CONSOL ENERGY DRIVE |
| | Owner Street 2: |
| | Owner City: CANONSBURG |
| | Owner State: PA |
| | Owner ZIP Code: 15317 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Controller |
| | Other Text: |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common shares, $0.01 par value per share |
| | Transaction Date: |
| | | Value: 1/2/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 4,181 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 14,914 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common shares, $0.01 par value per share |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 2,742 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By 401(k) Plan |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | Conversion or Exercise Price: |
| | | Value: 10.525 |
| | | Footnote ID: F3 |
| | Transaction Date: |
| | | Value: 1/2/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1998 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F4 |
| | Expiration Date: |
| | | Value: 1/2/30 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common shares, $0.01 par value per share |
| | | Underlying Security Shares: |
| Value: 1998 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1998 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Grant of restricted stock units, which vest annually in equal installments over a period of three years. |
| Footnote - F2: Of the 14,914 shares owned directly, 11,295 are restricted stock units (including dividend equivalent rights). |
| Footnote - F3: The option is exercisable at a price equal to 125% of the closing stock price on the date of grant. |
| Footnote - F4: The option vests in three equal annual installments beginning on the anniversary of the date of grant. |
Remarks: |
Owner Signature: |
| Signature Name: /s/ Stephanie L. Gill, as attorney-in-fact for Jason L. Mumford |
| Signature Date: 1/6/20 |