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Dillon John – ‘4/A’ for 3/2/22 re: Transact Technologies Inc.

On:  Monday, 4/8/24, at 4:28pm ET   ·   For:  3/2/22   ·   As:  Director   ·   Accession #:  1214659-24-6329   ·   File #:  0-21121

Previous ‘4’:  ‘4’ on 3/4/24 for 2/29/24   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/08/24  Dillon John                       4/A        Director    1:8K   Transact Technologies Inc.        Securex Filings/FA

Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4/A         Amendment to Statement of Changes in Beneficial     HTML      9K 
                Ownership of Securities by an Insider --                         
                marketforms-65504.xml/5.8


        

This ‘4/A’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider — marketforms-65504.xml/5.8
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4/A
Period of Report:  3/2/22
Date of Original Submission:  3/4/22
Issuer:
Issuer CIK:  1017303
Issuer Name:  TRANSACT TECHNOLOGIES INC
Issuer Trading Symbol:  TACT
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1106992
Owner Name:  DILLON JOHN
Reporting Owner Address:
Owner Street 1:  301 MISSION STREET, APT 47C
Owner Street 2:
Owner City:  SAN FRANCISCO
Owner State:  CA
Owner ZIP Code:  94105
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:
Other Text:
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Footnote ID:  F1
Transaction Date:
Value:  3/4/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  1,100
Transaction Price Per Share:
Value:  0
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  62,300
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Restricted Stock Units
Footnote ID:  F1
Conversion or Exercise Price:
Footnote ID:  F3
Transaction Date:
Value:  3/2/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  5,000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F4
Expiration Date:
Footnote ID:  F4
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  5,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  5,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Restricted Stock Units
Footnote ID:  F1
Conversion or Exercise Price:
Footnote ID:  F2
Transaction Date:
Value:  3/4/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  1,100
Transaction Price Per Share:
Value:  0
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F2
Expiration Date:
Footnote ID:  F2
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  1,100
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  3,300
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  On March 4, 2022, the reporting person filed a duplicative Form 4 (the "Original Form 4") which inadvertently reported transactions that had been reported previously on a Form 4 filed on March 1, 2022. The reporting person is filing this amendment to correct the Original Form 4 in its entirety to report (i) a grant of 5,000 Restricted Stock Units made on March 2, 2022 and (ii) the vesting of 1,100 Restricted Stock Units on March 4, 2022, that were intended to be reported in the Original Form 4.
Footnote - F2:  Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant, that have converted to common stock on a one-for-one basis.
Footnote - F3:  The Restricted Stock Units convert to common stock on a one-for-one basis.
Footnote - F4:  The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.
Remarks:
Owner Signature:
Signature Name:  /s/ Steven A. DeMartino, Attorney-in-fact
Signature Date:  4/8/24


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