|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/31/19 Applied Energetics, Inc. 8-K:5,9 10/30/19 2:47K Edgar Agents LLC/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 21K 2: EX-99.1 Press Release, Dated as of October 31, 2019. HTML 13K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported) October 30, 2019
APPLIED ENERGETICS, INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
| 001-14015 | 77-0262908 | |
| (Commission File Number) | (IRS Employer Identification No.) |
| 2480 W Ruthrauff Road, Suite 140 Q, Tucson, Arizona | 85705 | |
| (Address of Principal Executive Offices) | (Zip Code) |
(520) 628-7415
(Registrant’s Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| Common Stock, par value $.001 per share | AERG | OTCQB |
C:
Item 5.07. VOTING RESULTS OF 2019 ANNUAL MEETING OF STOCKHOLDERS
The 2019 Annual Meeting of Stockholders of the Company was held on October 30, 2019. A total of 148,742,567 (or approximately 88%) of the Company's shares issued, outstanding and entitled to vote at the fiscal year 2019 Annual Meeting of Stockholders were represented in person or by proxy at the meeting. Set forth below are the final voting results for the proposals voted on at the meeting. For more information about the proposals set forth below, please see the Company's definitive Proxy Statement filed with the Securities and Exchange Commission on September 20, 2019.
| For | Withhold | Broker Non-Vote | ||||||||||
| (1) Gregory J. Quarles (3 years) | 108,661,193 | 556,958 | 39,524,416 | |||||||||
| (2) Bradford T. Adamczyk (3 years) | 109,101,775 | 116,376 | 39,524,416 | |||||||||
| (3) Jonathan R. Barcklow (2 years) | 108,661,869 | 556,282 | 39,524,416 | |||||||||
| (4) John Schultz (1 year) | 109,114,080 | 104,071 | 39,524,416 | |||||||||
Accordingly, all nominees were elected as recommended by the Board of Directors.
2. To approve, on an advisory basis, the compensation of the Company’s named executive officers and directors.
| For | Against | Abstain | Broker Non-Vote | |||||||||||
| 108,242,697 | 876,287 | 99,167 | 39,524,416 | |||||||||||
Accordingly, proposal 2 was approved by the stockholders, as recommended by the Board of Directors.
3. To approve, on an advisory basis, the frequency with which the Company holds advisory votes regarding the compensation of the Company’s named executive officers and directors.
| 3 Years | 2 Years | 1 Year | Abstain | Broker Non-Vote | ||||||||||||||
| 100,269,256 | 534,478 | 2,811,427 | 5,602,990 | 39,524,416 | ||||||||||||||
Accordingly, proposal 3 was approved by the stockholders, as recommended by the Board of Directors.
4. To approve and adopt the Company’s 2018 Incentive Stock Plan.
| For | Against | Abstain | Broker Non-Vote | |||||||||||
| 107,169,234 | 1,725,518 | 323,399 | 39,524,416 | |||||||||||
Accordingly, proposal 4 was approved by the stockholders, as recommended by the Board of Directors.
5. To ratify the appointment of RBSM LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.
| For | Against | Abstain | ||||||||
| 146,940,323 | 584,688 | 1,217,556 | ||||||||
Accordingly, proposal 5 was approved by the stockholders, as recommended by the Board of Directors.
The Company has also issued a press release announcing the results of the meeting which is attached as an exhibit to this Form 8-K
Item 9.01 Financial Statements and Exhibits.
| Exhibits | ||
| Exhibit 99.1 | Press Release, dated as of October 31, 2019. |
C:
1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| APPLIED ENERGETICS, INC. | ||
| By: | /s/ Gregory J. Quarles | |
| Gregory J. Quarles Chief Executive Officer | ||
Date: October 31, 2019
C:
2
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 12/31/19 | ||||
| Filed on: | 10/31/19 | |||
| For Period end: | 10/30/19 | DEF 14A | ||
| 9/20/19 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/10/21 Applied Energetics, Inc. S-8 12/10/21 6:245K EdgarAgents LLC/FA 10/05/21 Applied Energetics, Inc. S-3 10/04/21 3:234K MDM Corp Elec Fi… Inc/FA 9/28/21 Applied Energetics, Inc. 424B3 1:90K EdgarAgents LLC/FA 9/09/21 Applied Energetics, Inc. S-3 3:213K EdgarAgents LLC/FA 7/19/21 Applied Energetics, Inc. 424B3 1:115K EdgarAgents LLC/FA 6/10/21 Applied Energetics, Inc. S-3 3:196K EdgarAgents LLC/FA 6/04/21 Applied Energetics, Inc. 424B3 1:92K EdgarAgents LLC/FA 4/21/21 Applied Energetics, Inc. POS AM 2:192K EdgarAgents LLC/FA 3/18/21 Applied Energetics, Inc. POS AM 2:158K EdgarAgents LLC/FA |