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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 1/3/19 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1630212 |
| Issuer Name: Avalon GloboCare Corp. |
| Issuer Trading Symbol: AVCO |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1688008 |
| | Owner Name: Lu Wenzhao |
| Reporting Owner Address: |
| | Owner Street 1: C/O AVALON GLOBOCARE CORP. |
| | Owner Street 2: 83 SOUTH STREET, SUITE 101 |
| | Owner City: FREEHOLD, |
| | Owner State: NJ |
| | Owner ZIP Code: 97728 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Non-Derivative Table: |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock, $.0001 par value |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 25,936,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock, $.0001 par value |
| | | Footnote ID: F1 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 2,000,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: See Footnote |
| Footnote ID: F1 |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Options |
| | Conversion or Exercise Price: |
| | | Value: 2.00 |
| | Transaction Date: |
| | | Value: 1/3/19 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,500,000 |
| | | Transaction Price Per Share: |
| Value: 2.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 1/3/19 |
| | Expiration Date: |
| | | Value: 1/2/24 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 1,500,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,500,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: WLM Limited, a company controlled and wholly-owned by Wenzhao Lu, holds 2,000,000 shares of common stock. |
| Owner Signature: |
| Signature Name: /s/ Wenzhao Lu |
| Signature Date: 2/24/20 |
